URBAN FUND MANAGEMENT, LLC
Adviser information for URBAN FUND MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $789.8M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $789.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $789.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesAFFILIATE GENERAL, ADMINISTRATIVE, AND OPERATOR EXPENSE PASS-THR |
Identifiers
| SEC RIA File Number | 801-78648 |
|---|---|
| SEC ERA File Number | 801-78648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167491 |
| Legal Entity Identifier | None |
Principal Office
1000 EAST 14TH STREETSUITE 300
PLANO
TX
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 972-543-8812, Fax: 972-543-8712
Websites
Chief Compliance Officer
JEFF L. WHEATLEY
CHIEF FINANCIAL OFFICER
1000 EAST 14TH
SUITE 300
PLANO
TX
United States
Tel:
972-543-8813
J********@*****************M
(Full email address available in API data)
Regulatory Contact
MATTHEW T. KIRBY
PRESIDENT
1000 EAST 14TH
SUITE 300
PLANO
TX
United States
Tel:
9725438812
M*****@*****************M
(Full email address available in API data)
Industry Affiliates
| UOG ABS MANAGEMENT I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| URBAN FUND I, LP | Sponsor, GP, manager of pooled investment vehicles |
| URBAN FUND II, LP | Sponsor, GP, manager of pooled investment vehicles |
| URBAN FUND III, LP | Sponsor, GP, manager of pooled investment vehicles |
| URBAN FUND IV, LP | Sponsor, GP, manager of pooled investment vehicles |
| URBAN FUND V, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| URBAN OIL AND GAS PARTNERS A-1, LP | RESOURCE FUND | $0.2M | $2.0M | 5 |
| URBAN OIL AND GAS PARTNERS A, LP | RESOURCE FUND | $0.5M | $2.0M | 10 |
| URBAN OIL AND GAS PARTNERS B-1, LP | RESOURCE FUND | $6.7M | $2.0M | 8 |
| URBAN OIL AND GAS PARTNERS B, L.P. | RESOURCE FUND | $51.2M | $2.0M | 12 |
| URBAN OIL AND GAS PARTNERS C-1,LP | RESOURCE FUND | $4.0M | $2.0M | 2 |
| URBAN OIL AND GAS PARTNERS C, LP | RESOURCE FUND | $148.3M | $2.0M | 6 |
| URBAN OIL AND GAS PARTNERS D-1, LP | RESOURCE FUND | $226.6M | $2.0M | 4 |
| URBAN OIL AND GAS PARTNERS D, LP | RESOURCE FUND | $100.3M | $2.0M | 2 |
| URBAN OIL AND GAS PARTNERS E-1, LP | RESOURCE FUND | $22.2M | $1.0M | 3 |
| URBAN OIL AND GAS PARTNERS E, LP | RESOURCE FUND | $119.8M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHEA, BONNIE, COLLEEN | Individual | – | MEMBER | 03/2013 | > 75% |
| KIRBY, MATTHEW, THOMAS | Individual | – | MEMBER | 03/2020 | 10-25% |
| Wheatley, Jeffrey, Lyndon | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2010 | < 5% |