TOWERS WATSON INVESTMENT MANAGEMENT
TOWERS WATSON INVESTMENT MANAGEMENT LIMITED Legal Name
Adviser information for TOWERS WATSON INVESTMENT MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 94 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $23.5B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $23.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $23.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78668 |
|---|---|
| SEC ERA File Number | 801-78668 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168493 |
| Legal Entity Identifier | None |
Principal Office
51 LIME STREETLONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: 44 0203 932 2990, Fax: None
Websites
Chief Compliance Officer
SANJOY GHOSH
51 LIME STREET
LONDON
United Kingdom
Tel:
+44 0203 932 2990
S***********@*********************M
(Full email address available in API data)
Regulatory Contact
UMAANG PABARI
LIME STREET
51
LONDON
United Kingdom
Tel:
07824511465
U************@********M
(Full email address available in API data)
Industry Affiliates
| CARNE GLOBAL FUND MANAGERS (IRELAND) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TOWERS WATSON INVESTMENT SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| TOWERS WATSON LIMITED | Other investment adviser, including financial planners |
| WESTPORT FINANCIAL SERVICES, L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOWERS WATSON ALTERNATIVE CREDIT MASTER FUND | Hedge Fund | $4,256.0M | $10.0M | 87 |
| TOWERS WATSON DIVERSIFYING STRATEGIES MASTER FUND | Hedge Fund | $561.0M | $5.0M | 48 |
| TOWERS WATSON HEDGE ADVANTAGE MASTER FUND | Hedge Fund | $1,261.0M | $10.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOWERS WATSON GLOBAL LIMITED | Foreign Entity | – | PARENT COMPANY OF TOWERS WATSON INVESTMENT MANAGEMENT LIMITED | 06/2013 | > 75% |
| TOWERS WATSON GLOBAL HOLDINGS LIMITED | Foreign Entity | TOWERS WATSON GLOBAL LIMITED | PARENT COMPANY | 02/2012 | > 75% |
| WATSON WYATT INTERNATIONAL INC. | Domestic Entity | TOWERS WATSON GLOBAL HOLDINGS LIMITED | PARENT COMPANY | 02/2012 | > 75% |
| TOWERS WATSON DELAWARE INC. | Domestic Entity | TOWERS WATSON GLOBAL HOLDINGS LIMITED | PARENT COMPANY | 06/1996 | > 75% |
| TOWERS WATSON DELAWARE HOLDINGS LLC | Domestic Entity | WILLIS TOWERS WATSON US LLC | PARENT COMPANY | 01/2007 | > 75% |
| TOWERS WATSON & CO. | Domestic Entity | WATSON WYATT INTERNATIONAL INC. | PARENT COMPANY | 01/2010 | > 75% |
| BERRIMAN, PAUL, CHRISTOPHER | Individual | – | DIRECTOR | 02/2006 | < 5% |
| GHOSH, SANJOY | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2014 | < 5% |
| TA I LIMITED | Foreign Entity | WILLIS TOWERS WATSON UK HOLDINGS LIMITED | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS INVESTMENT UK HOLDINGS LIMITED | Foreign Entity | TA I LIMITED | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS NETHERLANDS HOLDINGS B.V. | Foreign Entity | WILLIS INVESTMENT UK HOLDINGS LIMITED | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS TOWERS WATSON SUB HOLDINGS UNLIMITED COMPANY | Foreign Entity | WILLIS NETHERLANDS HOLDINGS B.V. | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS TOWERS WATSON PLC | Foreign Entity | WILLIS TOWERS WATSON SUB HOLDINGS UNLIMITED COMPANY | PARENT COMPANY | 12/2018 | > 75% |
| TOWERS WATSON GLOBAL LIMITED | Foreign Entity | TOWERS WATSON GLOBAL LIMITED | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS NORTH AMERICA INC | Domestic Entity | WILLIS US HOLDING COMPANY LLC | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS TOWERS WATSON US LLC | Domestic Entity | WATSON WYATT INTERNATIONAL INC. | PARENT COMPANY | 12/2018 | > 75% |
| WTW DELAWARE HOLDINGS LLC | Domestic Entity | TOWERS WATSON DELAWARE HOLDINGS LLC | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS US HOLDING COMPANY LLC | Domestic Entity | WTW DELAWARE HOLDINGS LLC | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS GROUP LIMITED | Foreign Entity | WILLIS NORTH AMERICA INC | PARENT COMPANY | 12/2018 | > 75% |
| TRINITY ACQUISITION PLC | Foreign Entity | WILLIS GROUP LIMITED | PARENT COMPANY | 12/2018 | > 75% |
| WILLIS TOWERS WATSON UK HOLDINGS LIMITED | Foreign Entity | TRINITY ACQUISITION PLC | PARENT COMPANY | 12/2018 | > 75% |
| Calnan, Mark | Individual | – | DIRECTOR | 08/2020 | < 5% |
| McDonagh, Debra | Individual | – | DIRECTOR | 10/2022 | < 5% |