GALILEO INVESTMENT MANAGEMENT
GALILEO INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for GALILEO INVESTMENT MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $121.6M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $121.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $121.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78672 |
|---|---|
| SEC ERA File Number | 801-78672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169201 |
| Legal Entity Identifier | None |
Principal Office
1776 BROADWAYSUITE 500
NEW YORK
NY
United States
Monday - Friday, 9AM - 6PM
Tel: 212-308-2891, Fax: 212-918-1649
Websites
Chief Compliance Officer
NALINI SINGH
1776 BROADWAY
SUITE 500
NEW YORK
NY
United States
Tel:
212-308-2891
Fax:
212-918-1649
N*****@********************M
(Full email address available in API data)
Regulatory Contact
OSCAR ALERHAND
MANAGING PARTNER
1776 BROADWAY
SUITE 500
NEW YORK
NY
United States
Tel:
212-308-2892
Fax:
212-918-1649
O*************@********************M
(Full email address available in API data)
Industry Affiliates
| GALILEO CO-INVESTMENTS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALILEO ENHANCED OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALILEO INVESTMENT MANAGEMENT | Other investment adviser, including financial planners |
| GALILEO INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GALILEO TOTAL RETURN ASSOCIATES LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALILEO CO-INVESTMENTS MASTER LP | Hedge Fund | $3.6M | $0.5M | 2 |
| GALILEO CO-INVESTMENTS, LTD. | Hedge Fund | $1.1M | $0.5M | 4 |
| GALILEO CO-INVSTEMENTS LP | Hedge Fund | $1.9M | $0.5M | 4 |
| GALILEO ENHANCED OPPORTUNITIES, LP | Hedge Fund | $43.8M | $0.5M | 20 |
| GALILEO INVESTMENT FUND SCA SICAV-SIF | Hedge Fund | $18.0M | $0.5M | 10 |
| GALILEO TOTAL RETURN FUND LP | Hedge Fund | $78.9M | $0.5M | 79 |
| GALILEO TOTAL RETURN FUND US LP | Hedge Fund | $99.0M | $0.5M | 95 |
| GALILEO TOTAL RETURN OFFSHORE FUND LTD. | Hedge Fund | $13.5M | $0.5M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALERHAND, OSCAR, LEON | Individual | – | MANAGING PARTNER - GALILEO INVESTMENT MANAGEMENT LLC | 09/2005 | > 75% |
| SINGH, NALINI | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2013 | < 5% |
| ALERHAND, DAVID | Individual | – | OWNER - GALILEO INVESTMENT MANAGEMENT (CANADA) LP | 09/2005 | 25-50% |
| GOLDBERG, RUBEN | Individual | – | OWNER - GALILEO INVESTMENT MANAGEMENT (CANADA) LP | 09/2005 | 25-50% |
| CHERRY STREET LLC | Domestic Entity | – | GENERAL PARTNER - GALILEO INVESTMENT MANAGEMENT (CANADA) LP | 09/2005 | > 75% |
| ALERHAND, OSCAR, LEON | Individual | ALERHAND, OSCAR, LEON | MANAGING PARTNER | 09/2005 | > 75% |