ALGEBRIS INVESTMENTS (US) INC.
Adviser information for ALGEBRIS INVESTMENTS (US) INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 5 | $12.9B |
Non-Discretionary | 0 | $0 |
Total | 5 | $12.9B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $12.7B |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 1 | $190.0M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | Performance-based feesCOSTS ARE PAID BY ALGEBRIS (UK) LIMITED |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-78692 |
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SEC ERA File Number | 801-78692 |
SEC CIK Numbers | None |
SEC CRD Numbers | 169236 |
Legal Entity Identifier | 549300H725IRUDWRZW44 |
Principal Office
699 BOYLSTON STREETSUITE 1001
BOSTON
MA
United States
Monday - Friday, 8AM-6PM
Tel: 617-648-4828, Fax: None
Websites
Chief Compliance Officer
ALEXANDER STEPHEN MARIA LASAGNA
DEPUTY CEO
1 ST JAMES'S MARKET
LONDON
United Kingdom
Tel:
+44 203 196 2450
A***@***********M
(Full email address available in API data)
Industry Affiliates
ALGEBRIS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
ALGEBRIS INVESTMENT (IRELAND) LIMITED | Other investment adviser, including financial planners |
ALGEBRIS INVESTMENTS (ASIA) PTE. LTD | Other investment adviser, including financial planners |
ALGEBRIS INVESTMENTS K.K. | Other investment adviser, including financial planners |
ALGEBRIS STRATEGIES HOLDCO LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SERRA, DAVIDE, RENATO UGO | Individual | – | DIRECTOR | 08/2016 | < 5% |
CONRAD, MARK, DOUGLAS | Individual | – | DIRECTOR, PRESIDENT | 04/2019 | < 5% |
SERRA, DAVIDE, RENATO UGO | Individual | N1 S.A R.L. | OWNER | 08/2016 | > 75% |
LASAGNA, ALEXANDER, STEPHEN | Individual | – | DIRECTOR/CCO/ DEPUTY CEO | 02/2018 | < 5% |
N1 S.A R.L. | Foreign Entity | ALGEBRIS INVESTMENTS HOLDINGS LTD | OWNER | 05/2023 | > 75% |
ALGEBRIS INVESTMENTS GROUP LTD | Foreign Entity | – | OWNER | 05/2023 | > 75% |
Friedman, James | Individual | – | SECRETARY | 04/2022 | < 5% |
ALGEBRIS INVESTMENTS HOLDINGS LTD | Foreign Entity | ALGEBRIS INVESTMENTS GROUP LTD | OWNER | 05/2023 | > 75% |