INNOVATION PARTNERS LLC
INNOVATION PARTNERS LLC. Legal Name
Adviser information for INNOVATION PARTNERS LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 245 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 245 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 245 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesRECURRING FEE |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78702 |
|---|---|
| SEC ERA File Number | 801-78702 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146344 |
| Legal Entity Identifier | None |
Principal Office
5950 FAIRVIEW ROADSUITE 140
CHARLOTTE
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 704-708-5461, Fax: 980-265-1555
Websites
Chief Compliance Officer
GREGORY SMITH
5950 FAIRVIEW ROAD
SUITE 140
CHARLOTTE
NC
United States
Tel:
704-708-5461
M*********@************************M
(Full email address available in API data)
Regulatory Contact
LEI JIAO
INVESTMENT ADVISORY PRINCIPAL
5950 FAIRVIEW ROAD,
SUITE 140
CHARLOTTE
NC
United States
Tel:
704-708-5461
M*********@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| E STRICKER HOLDINGS LLC | Domestic Entity | – | STOCKHOLDER | 09/2015 | > 75% |
| UYESUGI, LAUREN ARNETT | Individual | – | COMPLIANCE PRINCIPAL | 09/2015 | < 5% |
| JIAO, LEI | Individual | – | FINOP | 03/2022 | < 5% |
| SMITH, GREGORY EARL | Individual | – | PRESIDENT, RIA PRINCIPAL | 01/2019 | < 5% |
| SMITH, GREGORY EARL | Individual | – | CCO | 12/2018 | < 5% |
| ANAGENISIS INVESTMENT HOLDINGS LLC | Domestic Entity | – | STOCK HOLDER | 11/2019 | < 5% |
| CAMPBELL, ROBERT | Individual | – | FINOP | 09/2020 | < 5% |