PORT STREET INVESTMENTS, LLC
Adviser information for PORT STREET INVESTMENTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $220.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $220.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $220.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78708 |
|---|---|
| SEC ERA File Number | 801-78708 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168596 |
| Legal Entity Identifier | None |
Principal Office
24 CORPORATE PLAZA DRIVESUITE 150
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: 949-718-1600, Fax: 949- 209-2546
Websites
Chief Compliance Officer
CATHERINE PRENTICE
DIRECTOR, COMPLIANCE
24 CORPORATE PLAZA DRIVE
SUITE 150
NEWPORT BEACH
CA
United States
Tel:
949-718-1623
Fax:
949-209-2546
C********@***************M
(Full email address available in API data)
Regulatory Contact
JANET HATHAWAY
GENERAL COUNSEL
24 CORPORATE PLAZA DRIVE
SUITE 150
NEWPORT BEACH
CA
United States
Tel:
949-718-1600
Fax:
949-209-2546
J********@***************M
(Full email address available in API data)
Industry Affiliates
| BEACON POINTE ADVISORS, LLC | Other investment adviser, including financial planners |
| BEACON POINTE CAPTIVE INSURANCE | Insurance company or agency |
| BEACON POINTE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BEACON POINTE INSURANCE SERVICES | Insurance company or agency |
| CANDICE L. ARMSTRONG | Accountant or accounting firm |
| FERRELL & KELLY, LLC | Accountant or accounting firm |
| FERRELL REALTY, INC. | Real estate broker or dealer |
| JUNA CHIANG | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE RICHARD AND SHANNON EUSEY TRUST | Domestic Entity | BEACON POINTE HOLDINGS, LLC | MEMBER | 07/2006 | 25-50% |
| BEACON POINTE HOLDINGS, LLC | Domestic Entity | – | MEMBER | 07/2013 | > 75% |
| EUSEY, SHANNON, FLINT | Individual | THE RICHARD AND SHANNON EUSEY TRUST | TRUSTEE | 07/2006 | |
| EUSEY, RICHARD, EDWARD | Individual | THE RICHARD AND SHANNON EUSEY TRUST | TRUSTEE | 07/2006 | |
| PIERCE, GRAHAM, BROWN | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2013 | < 5% |
| PRENTICE, CATHERINE, GRACE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |