GMO SINGAPORE PTE. LIMITED
Adviser information for GMO SINGAPORE PTE. LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $506.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $253.3M |
| Other | 2 | $506.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 78 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78717 |
|---|---|
| SEC ERA File Number | 801-78717 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169321 |
| Legal Entity Identifier | None |
Principal Office
6 BATTERY ROAD #34-01SINGAPORE
Singapore
Monday - Friday, 8:30 - 5:30
Tel: (65) 6532-0346, Fax: (65) 6536-5421
Chief Compliance Officer
MARK LANDIS
CHIEF COMPLIANCE OFFICER
53 STATE STREET
SUITE 3300
BOSTON
MA
United States
Tel:
617-790-5139
Fax:
617-478-9581
M**********@******M
(Full email address available in API data)
Regulatory Contact
JANET URICH
53 STATE STREET
SUITE 3300
BOSTON
MA
United States
Tel:
6173307500
J**********@******M
(Full email address available in API data)
Industry Affiliates
| GMO AUSTRALIA LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GMO INVESTMENT PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GMO NETHERLANDS B.V. | Other investment adviser, including financial planners |
| GMO UK LIMITED | Other investment adviser, including financial planners |
| GRANTHAM MAYO VAN OTTERLOO & CO LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GMO AUSTRALASIA LLC | Domestic Entity | – | STOCKHOLDER | 04/1999 | > 75% |
| GRANTHAM MAYO VAN OTTERLOO & CO LLC | Domestic Entity | GMO AUSTRALASIA LLC | MEMBER | 11/1995 | > 75% |
| LANDIS, MARK, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2013 | < 5% |
| BEARE, STEVEN, JAMES | Individual | – | BOARD MEMBER | 03/2015 | < 5% |
| BERNSTEIN, ZANE, ANTONY | Individual | – | BOARD MEMBER | 10/2018 | < 5% |
| POTTLE, GREGORY, LANCE | Individual | – | BOARD MEMBER | 04/2018 | < 5% |
| TAN, HWEE, LENG | Individual | – | BOARD MEMBER | 09/2019 | < 5% |
| CHEW, ERNEST, BRYON | Individual | – | BOARD MEMBER | 07/2022 | < 5% |
| Pari, Tara, Ann | Individual | – | BOARD MEMBER | 08/2023 | < 5% |