PIVOTALPATH (AMERICAS) LLC

Adviser information for PIVOTALPATH (AMERICAS) LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities 0 $0
Other investment advisers 2 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Pension consulting servicesSelection of other advisers (including private fund managers)RESEARCH ON PRIVATE FUNDS INCLUDING HEDGE FUNDS AND FUNDS OF HEDGE FUNDS
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-78720
SEC ERA File Number 801-78720
SEC CIK Numbers None
SEC CRD Numbers 169429
Legal Entity Identifier None

Principal Office

444 MADISON AVENUE
29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:30PM
Tel: 212-257-4860, Fax: 212-257-4868

Chief Compliance Officer

STEVEN SCHNEIDER
COO/CCO
444 MADISON AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel: 6462657905
Fax: 212-257-4868
(Full email address available in API data)

Regulatory Contact

JON CAPLIS
CEO
444 MADISON AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel: 2122574912
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PIVOTALPATH, INC. Domestic Entity OWNER 09/2013 > 75%
CAPLIS, JONATHAN, MARC Individual PRESIDENT/CHIEF EXECUTIVE OFFICER 10/2018 < 5%
SCHNEIDER, STEVEN, A Individual COO/CCO 07/2020 < 5%

No. Employees, Historic

105020202021202220232024202510 on 2/20/202010 on 7/17/202010 on 1/10/202110 on 1/15/202110 on 1/25/202210 on 1/31/202310 on 1/25/2024

No. Clients, Historic

10502020202120222023202420252 on 2/20/20202 on 7/17/20202 on 1/10/20212 on 1/15/20212 on 1/25/20222 on 1/31/20232 on 1/25/2024