PIVOTALPATH (AMERICAS) LLC
Adviser information for PIVOTALPATH (AMERICAS) LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 10 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 2 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers)RESEARCH ON PRIVATE FUNDS INCLUDING HEDGE FUNDS AND FUNDS OF HEDGE FUNDS |
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Compensation | Fixed fees |
Identifiers
SEC RIA File Number | 801-78720 |
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SEC ERA File Number | 801-78720 |
SEC CIK Numbers | None |
SEC CRD Numbers | 169429 |
Legal Entity Identifier | None |
Principal Office
444 MADISON AVENUE29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:30PM
Tel: 212-257-4860, Fax: 212-257-4868
Chief Compliance Officer
STEVEN SCHNEIDER
COO/CCO
444 MADISON AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel:
6462657905
Fax:
212-257-4868
S*********@**************M
(Full email address available in API data)
Regulatory Contact
JON CAPLIS
CEO
444 MADISON AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel:
2122574912
J******@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PIVOTALPATH, INC. | Domestic Entity | – | OWNER | 09/2013 | > 75% |
CAPLIS, JONATHAN, MARC | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER | 10/2018 | < 5% |
SCHNEIDER, STEVEN, A | Individual | – | COO/CCO | 07/2020 | < 5% |