SAGARD REAL ESTATE ADVISORS AS OF OCTOBER 16, 2023
EVERWEST ADVISORS LLC Legal Name
Adviser information for SAGARD REAL ESTATE ADVISORS AS OF OCTOBER 16, 2023 last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 103 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $1.1B |
| Non-Discretionary | 7 | $19.2M |
| Total | 28 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $1.2B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)PORTFOLIO MANAGEMENT FOR JOINT-VENTURES & OTHER CO-INVESTMENT VEHICLES |
|---|---|
| Compensation | % of AUMAN AFFILIATE MAY RECEIVE REAL ESTATE ACQUISITION & OTHER FEES |
Identifiers
| SEC RIA File Number | 801-78724 |
|---|---|
| SEC ERA File Number | 801-78724 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167125 |
| Legal Entity Identifier | None |
Principal Office
18TH STREET1099
DENVER
CO
United States
Monday - Friday, 8:30 - 5:30
Tel: 303-986-2222, Fax: 303-986-7990
Chief Compliance Officer
MARK HOOPES
MANAGING DIRECTOR
1099 18TH STREET
SUITE 2900
DENVER
CO
United States
Tel:
303-763-2258
Fax:
303-986-7990
M**********@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL WARREN
CHIEF LEGAL OFFICER
1099 18TH ST
SUITE 2900
DENVER
CO
United States
Tel:
303-763-2270
M*************@*******************M
(Full email address available in API data)
Industry Affiliates
| DIAGRAM CORPORATION | Other investment adviser, including financial planners |
| EW MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GWL PLUS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GWL PLUS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GWL REI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GWL RES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GWLRA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| HALSEYPOINT ASSET MANAGEMENT | Other investment adviser, including financial planners |
| PERFORMANCE EQUITY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER (US) LLC | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER LP | Other investment adviser, including financial planners |
| SAGARD PRIVATE EQUITY PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAGARD REAL ESTATE INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| THE CANADA LIFE ASSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLIANCE INDUSTRIAL INVESTORS, LLC | Real Estate Fund | $28.2M | $0.1M | 21 |
| CL US PROPERTY FEEDER I LP | Real Estate Fund | $182.2M | $1.0M | 1 |
| CL US PROPERTY FEEDER II LP | Real Estate Fund | $35.7M | $1.0M | 1 |
| CL US PROPERTY FEEDER III LP | Real Estate Fund | $70.0M | $1.0M | 1 |
| EW GP FUND I LLC | Real Estate Fund | $75.0M | $1.0M | 3 |
| EW GP FUND II LLC | Real Estate Fund | $84.2M | $1.0M | 3 |
| EW12-INV-CHESTNUT, LLC | Real Estate Fund | $0.0M | $0.5M | 5 |
| FRONTAL EW, LLC | Real Estate Fund | $0.0M | $5.2M | 5 |
| GWL INTERNATIONAL FUND LP | FUND OF FUNDS | $1.6M | $5.0M | 1 |
| GWL REAL ESTATE PLUS L.P. | OPEN-END REAL ESTATE FUND | $7.9M | $1.0M | 4 |
| GWL USPF AIF L.P. | OPEN-END REAL ESTATE FUND | $0.1M | $1.0M | 1 |
| GWL USPF L.P. | OPEN-END REAL ESTATE FUND | $15.0M | $1.0M | 434 |
| GWL USPF PLUS LLC | OPEN-END REAL ESTATE FUND | $30.5M | $1.0M | 15 |
| ISP-2014-ACP SERIES 12 UNITS | Real Estate Fund | $3.3M | $0.1M | 47 |
| ISP-2014-SERIES 11 UNITS | Real Estate Fund | $4.2M | $0.1M | 32 |
| ISP-2016-SERIES 14 UNITS | Real Estate Fund | $6.1M | $6.0M | 1 |
| ISP-2016-SERIES 16 UNITS | Real Estate Fund | $18.2M | $0.2M | 16 |
| ISP-2017-SERIES 17 UNITS | Real Estate Fund | $1.5M | $0.1M | 25 |
| USPF CANADIAN FEEDER LP | Real Estate Fund | $3.4M | $1.0M | 1 |
| USPF DIRECT FEEDER LP | Real Estate Fund | $16.3M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STONE, RICHARD, WAYNE | Individual | – | PRESIDENT & CEO | 10/2013 | < 5% |
| ALEXANDER, JAY, KENNEDY | Individual | – | CHIEF INVESTMENT OFFICER | 10/2013 | < 5% |
| EVERWEST HOLDINGS INC. | Domestic Entity | – | SOLE MEMBER | 02/2018 | > 75% |
| SAGARD HOLDINGS MANAGEMENT INC. | Foreign Entity | EVERWEST HOLDINGS INC. | SHAREHOLDER | 11/2021 | > 75% |
| POWER CORPORATION OF CANADA | Foreign Entity | SAGARD HOLDINGS PARTICIPATION INC. | SHAREHOLDER | 12/2016 | > 75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| Desmarais, Sophie, Caroline | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 03/2018 | |
| HOOPES, MARK, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| WARREN, MICHAEL, SCOTT | Individual | – | CHIEF LEGAL OFFICER | 05/2020 | < 5% |
| SAGARD HOLDINGS PARTICIPATION INC. | Foreign Entity | SAGARD HOLDINGS INC. | SHAREHOLDER | 12/2016 | > 75% |
| SAGARD HOLDINGS INC. | Foreign Entity | SAGARD HOLDINGS MANAGEMENT INC. | SHAREHOLDER | 02/2021 | 50-75% |
| WRIGHT, KEITH, BLACKMER | Individual | – | CHIEF FINANCIAL OFFICER | 10/2022 | < 5% |
| FLEMING, GREGORY, JAMES | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 05/2023 |