FORTUNE FINANCIAL ADVISORS, LLC
Adviser information for FORTUNE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 697 | $212.4M |
| Non-Discretionary | 90 | $156.6M |
| Total | 787 | $369.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $60.0M |
| HNW Individuals | 75 | $196.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $112.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
11600 COLLEGE BLVDSUITE 225
OVERLAND PARK
KS
United States
Monday - Friday, 8:30 TO 4:00
Tel: 913-393-0038, Fax: 913-563-4404
Chief Compliance Officer
DENNIS WALLACE
MANAGING MEMBER / CEO / CIO
11600 COLLEGE BLVD., SUITE 225
OVERLAND PARK
KS
United States
Tel:
913-393-0038
Fax:
913-563-4404
D*************@*************M
(Full email address available in API data)
Regulatory Contact
LAWRENCE HAMTIL
MANAGING MEMBER
11600 COLLEGE BLVD., SUITE 225
OVERLAND PARK
KS
United States
Tel:
913-393-0038
Fax:
913-563-4404
L**************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALLACE, DENNIS, LEON | Individual | – | MANAGING PARTNER / CEO / CCO | 11/2007 | > 75% |
| HAMTIL, LAWRENCE, EDWARD | Individual | – | MEMBER, CIO | 11/2007 | 10-25% |
| NOLAND, ROXANNA, MICHELLE | Individual | – | MEMBER | 11/2007 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 204K | 2K | – |
| ABBOTT LABS | COM | 1M | 11K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ALPHABET INC | CAP STK CL A | 4M | 23K | – |
| ALPHABET INC | CAP STK CL C | 655K | 4K | – |
| ALTRIA GROUP INC | COM | 2M | 40K | – |
| AMAZON COM INC | COM | 3M | 16K | – |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 1M | 24K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 1M | 12K | – |
| AMERICAN EXPRESS CO | COM | 638K | 3K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 261K | 2K | – |
| AMGEN INC | COM | 290K | 927 | – |
| AMPHENOL CORP NEW | CL A | 1M | 22K | – |
| APOLLO GLOBAL MGMT INC | COM | 3M | 28K | – |
| APPLE INC | COM | 5M | 24K | – |
| APPLIED MATLS INC | COM | 3M | 12K | – |
| ARISTA NETWORKS INC | COM | 683K | 2K | – |
| BLACKBERRY LTD | COM | 54K | 22K | – |
| BLACKSTONE INC | COM | 3M | 23K | – |
| BOEING CO | COM | 645K | 4K | – |
| BOOKING HOLDINGS INC | COM | 590K | 149 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 693K | 5K | – |
| BROADCOM INC | COM | 472K | 294 | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 910K | 12K | – |
| CARRIER GLOBAL CORPORATION | COM | 425K | 7K | – |
| CHARLES RIV LABS INTL INC | COM | 895K | 4K | – |
| CHENIERE ENERGY INC | COM NEW | 2M | 14K | – |
| CHEVRON CORP NEW | COM | 2M | 12K | – |
| CITIGROUP INC | COM NEW | 265K | 4K | – |
| CLOROX CO DEL | COM | 458K | 3K | – |
| COCA COLA CO | COM | 206K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 288K | 3K | – |
| CONOCOPHILLIPS | COM | 713K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 424K | 499 | – |
| CRH PLC | ORD | 1M | 18K | – |
| CUMMINS INC | COM | 248K | 897 | – |
| CVS HEALTH CORP | COM | 770K | 13K | – |
| DEERE & CO | COM | 384K | 1K | – |
| DOMINOS PIZZA INC | COM | 885K | 2K | – |
| EATON CORP PLC | SHS | 407K | 1K | – |
| ETF SER SOLUTIONS | DISTILLATE US | 1M | 21K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 423K | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ 100 EX | 762K | 9K | – |
| FORTINET INC | COM | 3M | 54K | – |
| FRANCO NEV CORP | COM | 600K | 5K | – |
| GARMIN LTD | SHS | 1M | 8K | – |
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 1M | 5K | – |
| HOME DEPOT INC | COM | 353K | 1K | – |
| HONEYWELL INTL INC | COM | 450K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 269K | 2K | – |
| INTUIT | COM | 497K | 756 | – |
| INTUITIVE SURGICAL INC | COM NEW | 316K | 710 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 250K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL STP | 305K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 15K | – |
| INVESCO QQQ TR | UNIT SER 1 | 369K | 771 | – |
| ISHARES TR | 3 7 YR TREAS BD | 3M | 24K | – |
| ISHARES TR | 7-10 YR TRSY BD | 956K | 10K | – |
| ISHARES TR | A RATE CP BD ETF | 265K | 6K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 21K | – |
| ISHARES TR | CORE S&P SCP ETF | 925K | 9K | – |
| ISHARES TR | CORE S&P500 ETF | 337K | 616 | – |
| ISHARES TR | MSCI EAFE MIN VL | 2M | 22K | – |
| ISHARES TR | MSCI USA MIN VOL | 10M | 118K | – |
| ISHARES TR | MSCI USA MMENTM | 299K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 526K | 3K | – |
| ISHARES TR | MSCI USA SMCP MN | 507K | 14K | – |
| ISHARES TR | TIPS BD ETF | 2M | 20K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 30K | – |
| JACOBS SOLUTIONS INC | COM | 1M | 9K | – |
| JOHNSON & JOHNSON | COM | 521K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 16K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 765K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 3M | 8K | – |
| MCDONALDS CORP | COM | 844K | 3K | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| MICROSOFT CORP | COM | 8M | 19K | – |
| MONSTER BEVERAGE CORP NEW | COM | 1M | 25K | – |
| NETFLIX INC | COM | 318K | 471 | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 5K | – |
| NOVO-NORDISK A S | ADR | 4M | 27K | – |
| NVIDIA CORPORATION | COM | 426K | 3K | – |
| OREILLY AUTOMOTIVE INC | COM | 3M | 2K | – |
| OTIS WORLDWIDE CORP | COM | 343K | 4K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 4K | – |
| PEPSICO INC | COM | 760K | 5K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 913K | 18K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 13K | – |
| PHILLIPS 66 | COM | 291K | 2K | – |
| PRICE T ROWE GROUP INC | COM | 454K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 7M | 42K | – |
| REYNOLDS CONSUMER PRODS INC | COM | 291K | 10K | – |
| RTX CORPORATION | COM | 280K | 3K | – |
| SALESFORCE INC | COM | 347K | 1K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 374K | 2K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 952K | 12K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 1M | 11K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 10K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 5K | – |
| SHOPIFY INC | CL A | 279K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 23K | – |
| SPDR SER TR | S&P DIVID ETF | 519K | 4K | – |
| STERIS PLC | SHS USD | 2M | 7K | – |
| THE CIGNA GROUP | COM | 324K | 980 | – |
| TJX COS INC NEW | COM | 1M | 9K | – |
| TOTALENERGIES SE | SPONSORED ADS | 867K | 13K | – |
| TRACTOR SUPPLY CO | COM | 1M | 4K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNIVERSAL DISPLAY CORP | COM | 554K | 3K | – |
| USCF ETF TR | SUMMERHAVEN K1 | 1M | 56K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 398K | 14K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 4M | 46K | – |
| VANECK ETF TRUST | STEEL ETF | 767K | 12K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 579K | 3K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 2M | 41K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 4M | 67K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| WASTE MGMT INC DEL | COM | 288K | 1K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 567K | 12K | – |