IRONHORSE CAPITAL LLC
Adviser information for IRONHORSE CAPITAL LLC last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $107.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $107.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $107.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78730 |
|---|---|
| SEC ERA File Number | 801-78730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148572 |
| Legal Entity Identifier | None |
Principal Office
3102 WEST END AVENUESUITE 400
NASHVILLE
TN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (615) 200-0240, Fax: 615-751-9000
Websites
Chief Compliance Officer
HARRISON KERR TIGRETT
CHIEF EXECUTIVE OFFICER
3102 WEST END AVENUE
SUITE 400
NASHVILLE
TN
United States
Tel:
(615) 200-0240
K*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIGRETT, HARRISON, KERR | Individual | – | CHIEF EXECUTIVE OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | 08/2009 | < 5% |
| CUNNINGHAM, CHARLES, ALBERT | Individual | – | CIO | 08/2009 | < 5% |
| IRONHORSE HOLDINGS LLC | Domestic Entity | – | HOLDING COMPANY | 08/2009 | > 75% |
| TIGRETT, HARRISON, KERR | Individual | IRONHORSE HOLDINGS LLC | SHAREHOLDER | 08/2009 | 25-50% |
| CUNNINGHAM, CHARLES, ALBERT | Individual | IRONHORSE HOLDINGS LLC | SHAREHOLDER | 08/2009 | 25-50% |