ARMORY CAPITAL GROUP, LLC
Adviser information for ARMORY CAPITAL GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $11.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $11.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $11.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78747 |
|---|---|
| SEC ERA File Number | 801-78747 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148240 |
| Legal Entity Identifier | None |
Principal Office
200 NORTH PACIFIC COAST HIGHWAYSUITE 1525
EL SEGUNDO
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 310-643-9100, Fax: 310-643-9113
Websites
Chief Compliance Officer
DAVID CHITTENDEN
200 NORTH PACIFIC COAST HIGHWAY
SUITE 1525
EL SEGUNDO
CA
United States
Tel:
310-643-9100
Fax:
310-643-9113
D**********@****************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS TELL
CHIEF EXECUTIVE OFFICER
200 NORTH PACIFIC COAST HIGHWAY
SUITE 1525
200 NORTH PACIFIC COAST HIGHWAY
CA
United States
Tel:
310-643-9100
Fax:
310-643-9113
N****@****************M
(Full email address available in API data)
Industry Affiliates
| ARMORY CREDIT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARMORY SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARMORY CREDIT OPPORTUNITY FUND, LP | Hedge Fund | $6.9M | $1.0M | 43 |
| ARMORY LOAN OPPORTUNITY FUND, LP | Hedge Fund | $4.0M | $0.0M | 5 |
| MO CREDIT, LLC | Hedge Fund | $0.8M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TELL, NICHOLAS, WILLIAM | Individual | – | CEO & PORTFOLIO MANAGER | 01/2009 | < 5% |
| CHITTENDEN, DAVID, CRAIG | Individual | – | CCO | 10/2013 | < 5% |
| ARMORY GROUP, LLC | Domestic Entity | – | MEMBER | 02/2013 | > 75% |
| TELL, NICHOLAS, WILLIAM | Individual | ARMORY GROUP, LLC | MEMBER | 02/2013 | 25-50% |
| PERISON, EBEN, PAUL | Individual | ARMORY GROUP, LLC | MEMBER | 02/2013 | 50-75% |