STAFFORD CAPITAL PARTNERS LIMITED
Adviser information for STAFFORD CAPITAL PARTNERS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 63 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 53 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $5.2B |
| Non-Discretionary | 1 | $320.8M |
| Total | 34 | $5.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 33 | $5.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $320.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78750 |
|---|---|
| SEC ERA File Number | 801-78750 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168133 |
| Legal Entity Identifier | None |
Principal Office
17 SLINGSBY PLACE, 2ND FLOORLONDON
United Kingdom
Monday - Friday, 9:00 AM - 5:30 PM
Tel: +44-203-988-5796, Fax: +44-207-493-9172
Chief Compliance Officer
VICTORIA SHERLIKER
17 SLINGSBY PLACE, 2ND FLOOR
LONDON
United Kingdom
Tel:
+44 7840 720585
V****************@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL VAN OCH
COOLSINGEL 6
ROTTERDAM
Netherlands
Tel:
+31-10-8082543
M************@*************M
(Full email address available in API data)
Industry Affiliates
| STAFFORD CAPITAL PARTNERS B.V. | Other investment adviser, including financial planners |
| STAFFORD CAPITAL PARTNERS INC. | Other investment adviser, including financial planners |
| STAFFORD CAPITAL PARTNERS PTY LIMITED | Other investment adviser, including financial planners |
| STAFFORD CARBON OFFSET OPPORTUNITIES FUND GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD ELM GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INFRASTRUCTURE SECONDARIES FUND IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INFRASTRUCTURE SECONDARIES FUND IV GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INFRUSTRUCTURE SECONDARIES FUND V GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND IV GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND IX FUND GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND IX FUND GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND VI GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND VII GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND VIII FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND VIII GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD INTERNATIONAL TIMBERLAND X FUND GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD SHILOH GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD SPRING FUND GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD TIMBERLAND CO-INVESTMENT III (CAYMAN) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| STAFFORD TIMBERLAND CO-INVESTMENT III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STAFFORD ELM LP | Real Estate Fund | $254.6M | $5.0M | 8 |
| STAFFORD INFRASTRUCTURE SECONDARIES FUND IV (US) LP | Real Estate Fund | $134.7M | $5.0M | 2 |
| STAFFORD INTERNATIONAL TIMBERLAND FUND X SCSP | Real Estate Fund | $642.5M | $5.0M | 5 |
| STAFFORD INTERNATIONAL TIMBERLAND VIII FUND (US) L.P. | Real Estate Fund | $307.9M | $5.0M | 7 |
| STAFFORD SHILOH L.P. | Real Estate Fund | $132.4M | $5.0M | 6 |
| STAFFORD TIMBERLAND CO-INVESTMENT III, LP | Real Estate Fund | $264.0M | $5.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Carbonatto, Genevieve, Marie Marguerite | Individual | NMAE PTY LIMITED | DIRECTOR | 03/2010 | > 75% |
| Carbonatto, Genevieve, Marie Marguerite | Individual | NORMAN FAMILY TRUST | BENEFICIARY | 03/2010 | 50-75% |
| NORMAN, GEOFFREY, ROBERT | Individual | NORMAN FAMILY TRUST | BENEFICIARY | 03/2010 | 50-75% |
| STAFFORD CAPITAL PARTNERS (GUERNSEY) LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| STAFFORD CAPITAL PARTNERS HOLDINGS PTY LIMITED | Foreign Entity | STAFFORD CAPITAL PARTNERS (GUERNSEY) LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| NORMAN FAMILY TRUST | Foreign Entity | STAFFORD CAPITAL PARTNERS HOLDINGS PTY LIMITED | SHAREHOLDER | 11/2018 | 25-50% |
| NMAE PTY LIMITED | Foreign Entity | NORMAN FAMILY TRUST | TRUSTEE | 08/2012 | |
| Sherliker, Victoria, Louise | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| Lindsay, David, Boyd | Individual | – | CHIEF INVESTMENT OFFICER | 09/2023 | < 5% |
| WHITELEY, ANGUS, OLIVER | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2014 | < 5% |