TRIPLEPOINT ADVISERS LLC
Adviser information for TRIPLEPOINT ADVISERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 70 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 2 | $1.4B |
| Pooled investment vehicles | 1 | $121.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78757 |
|---|---|
| SEC ERA File Number | 801-78757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168948 |
| Legal Entity Identifier | 254900RDYUNXHKC4KM85 |
Principal Office
2755 SAND HILL ROADSUITE 150
MENLO PARK
CA
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 650-854-2090, Fax: 650-854-2094
Chief Compliance Officer
STEVEN LEVINSON
853 BROADWAY
NEW YORK
NY
United States
Tel:
646-989-3901
S********@*********************M
(Full email address available in API data)
Regulatory Contact
SAJAL SRIVASTAVA
PRESIDENT AND CHIEF INVESTMENT OFFICER
2755 SAND HILL ROAD
MENLO PARK
CA
United States
Tel:
650-233-2102
Fax:
650-854-2092
S**@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRIPLEPOINT VENTURE LENDING FUND, LLC | Hedge Fund | $112.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LABE, JAMES, PETER | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2013 | < 5% |
| LABE, JAMES, PETER | Individual | TRIPLEPOINT CAPITAL LLC | MANAGER | 07/2005 | |
| SRIVASTAVA, SAJAL, KUMAR | Individual | TRIPLEPOINT CAPITAL LLC | MANAGER | 08/2011 | |
| SRIVASTAVA, SAJAL, KUMAR | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 08/2013 | < 5% |
| TRIPLEPOINT CAPITAL LLC | Domestic Entity | – | MANAGING MEMBER | 08/2013 | > 75% |
| GONTAR, MICHAEL, NMN | Individual | TRIPLEPOINT CAPITAL LLC | MANAGER | 08/2011 | |
| TENENBAYEV, STANISLAV, NMN | Individual | TRIPLEPOINT CAPITAL LLC | MANAGER | 08/2011 | |
| TOAN, ROBERT, WINTHROP | Individual | TRIPLEPOINT CAPITAL LLC | MANAGER | 08/2011 | |
| MADERA VENTURES LLC | Domestic Entity | TRIPLEPOINT CAPITAL HOLDINGS LLC | MEMBER | 12/2019 | > 75% |
| MATHIEU, CHRISTOPER, M. | Individual | – | CHIEF FINANCIAL OFFICER | 05/2020 | < 5% |
| TPC INTERMEDIATE LLC | Domestic Entity | TRIPLEPOINT CAPITAL LLC | MEMBER | 12/2019 | > 75% |
| TRIPLEPOINT CAPITAL HOLDINGS LLC | Domestic Entity | TPC INTERMEDIATE LLC | MEMBER | 12/2019 | > 75% |
| LEVINSON, STEVEN, MITCHELL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |