TRAYNOR CAPITAL MANAGEMENT
TRAYNOR CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for TRAYNOR CAPITAL MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,095 | $1.1B |
| Non-Discretionary | 180 | $178.8M |
| Total | 1,275 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 848 | $834.2M |
| HNW Individuals | 155 | $410.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 755 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesBUSINESS FUNDING CONSULTING |
|---|---|
| Compensation | % of AUM |
Principal Office
418 E KING STMALVERN
PA
United States
Monday - Friday, 8AM-5PM
Tel: 610-993-9050, Fax: 610-561-3556
Websites
Chief Compliance Officer
KEITH TRAYNOR
CHIEF EXECUTIVE OFFICER
418 E KING ST
MALVERN
PA
United States
Tel:
610-993-9050
Fax:
610-561-3556
K****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAYNOR, KEITH, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 12/2005 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 0 | 0 | – |
| ABBVIE INC | COM | 821K | 5K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 204K | 672 | – |
| ADOBE INC | COM | 181K | 325 | – |
| ADOBE INC | COM | 278K | 500 | – |
| ADVANCED MICRO DEVICES INC | COM | 9M | 53K | – |
| AEMETIS INC | COM NEW | 9K | 3K | – |
| AEMETIS INC | COM NEW | 24K | 8K | – |
| AEROVIRONMENT INC | COM | 2M | 10K | – |
| AIM IMMUNOTECH INC | COM | 4K | 12K | – |
| AIRBNB INC | COM CL A | 1M | 8K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 216K | 3K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 76K | 1K | – |
| ALPHABET INC | CAP STK CL C | 11M | 62K | – |
| ALPHABET INC | CAP STK CL A | 78M | 427K | – |
| ALPHABET INC | CAP STK CL A | 36M | 196K | – |
| ALPHABET INC | CAP STK CL A | 455K | 3K | – |
| ALTRIA GROUP INC | COM | 1M | 22K | – |
| AMAZON COM INC | COM | 103M | 535K | – |
| AMAZON COM INC | COM | 61M | 317K | – |
| AMAZON COM INC | COM | 193K | 1K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 98K | 20K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 0 | 0 | – |
| AMERICAN TOWER CORP NEW | COM | 602K | 3K | – |
| AMGEN INC | COM | 210K | 674 | – |
| AMMO INC | COM | 17K | 10K | – |
| APPLE INC | COM | 4M | 19K | – |
| APPLE INC | COM | 110M | 523K | – |
| APPLE INC | COM | 211K | 1K | – |
| APPLIED MATLS INC | COM | 1M | 6K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 173K | 1K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 164K | 1K | – |
| AZENTA INC | COM | 526K | 10K | – |
| BANK AMERICA CORP | COM | 637K | 16K | – |
| BANKFINANCIAL CORP | COM | 348K | 34K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 17K | – |
| BLACKROCK INC | COM | 0 | 0 | – |
| BLACKROCK INC | COM | 238K | 302 | – |
| BOEING CO | COM | 796K | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 262K | 6K | – |
| BROADCOM INC | COM | 0 | 0 | – |
| BROADCOM INC | COM | 13M | 8K | – |
| CAMDEN PPTY TR | SH BEN INT | 218K | 2K | – |
| CARDINAL HEALTH INC | COM | 0 | 0 | – |
| CARDINAL HEALTH INC | COM | 203K | 2K | – |
| CARLISLE COS INC | COM | 308K | 760 | – |
| CATERPILLAR INC | COM | 4M | 11K | – |
| CAVA GROUP INC | COM | 270K | 3K | – |
| CHEVRON CORP NEW | COM | 3M | 17K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 11M | 172K | – |
| CINTAS CORP | COM | 262K | 374 | – |
| CISCO SYS INC | COM | 215K | 5K | – |
| CLEAN HARBORS INC | COM | 317K | 1K | – |
| COCA COLA CO | COM | 6K | 100 | – |
| COCA COLA CO | COM | 288K | 5K | – |
| COMERICA INC | COM | 260K | 5K | – |
| COMSTOCK INC | COM NEW | 7K | 43K | – |
| CONSTELLATION ENERGY CORP | COM | 2M | 11K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| CREXENDO INC | COM | 141K | 45K | – |
| CROWDSTRIKE HLDGS INC | CL A | 18M | 48K | – |
| CROWN HLDGS INC | COM | 677K | 9K | – |
| CSX CORP | COM | 1M | 43K | – |
| CUMMINS INC | COM | 0 | 0 | – |
| CUMMINS INC | COM | 2M | 8K | – |
| DEERE & CO | COM | 8M | 21K | – |
| DELL TECHNOLOGIES INC | CL C | 564K | 4K | – |
| DELL TECHNOLOGIES INC | CL C | 69K | 500 | – |
| DEVON ENERGY CORP NEW | COM | 242K | 5K | – |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 66K | 2K | – |
| DIREXION SHS ETF TR | DIREXION 2X SHAR | 513K | 14K | – |
| DIREXION SHS ETF TR | DLY ENRGY BULL2X | 2M | 33K | – |
| DIREXION SHS ETF TR | DAILY S&P BIOTCH | 1M | 10K | – |
| DIREXION SHS ETF TR | DLY MIDCAP ETF3X | 210K | 4K | – |
| DIREXION SHS ETF TR | DRX S&P500BULL | 4M | 26K | – |
| DIREXION SHS ETF TR | DLY TECH BULL 3X | 8M | 83K | – |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 1M | 34K | – |
| DIREXION SHS ETF TR | DLY AEROSPC 3X | 9M | 348K | – |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 36M | 658K | – |
| DIREXION SHS ETF TR | HEALTHCARE BUL | 1M | 11K | – |
| DIREXION SHS ETF TR | DAILY TSLA 2X SH | 4M | 438K | – |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 19M | 507K | – |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 17M | 298K | – |
| DISNEY WALT CO | COM | 225K | 2K | – |
| DRAFTKINGS INC NEW | COM CL A | 532K | 14K | – |
| DUPONT DE NEMOURS INC | COM | 229K | 3K | – |
| EATON CORP PLC | SHS | 225K | 719 | – |
| EATON VANCE ENHANCED EQUITY | COM | 234K | 11K | – |
| ELI LILLY & CO | COM | 39M | 43K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 499K | 31K | – |
| ENPHASE ENERGY INC | COM | 158K | 2K | – |
| ENPHASE ENERGY INC | COM | 50K | 500 | – |
| EOS ENERGY ENTERPRISES INC | COM CL A | 0 | 0 | – |
| EOS ENERGY ENTERPRISES INC | COM CL A | 30K | 23K | – |
| EVEREST GROUP LTD | COM | 761K | 2K | – |
| EXXON MOBIL CORP | COM | 4M | 31K | – |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 2M | 81K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 11M | 157K | – |
| FIDELITY COVINGTON TRUST | BLUE CHIP VALUE | 3M | 87K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 7M | 43K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 869K | 15K | – |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 3M | 74K | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 5M | 211K | – |
| FIDELITY COVINGTON TRUST | MSCI INDL INDX | 4M | 62K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 2M | 34K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 10M | 191K | – |
| FORD MTR CO DEL | COM | 178K | 14K | – |
| FRANKLIN TEMPLETON ETF TR | HIGH YIELD CORP | 210K | 9K | – |
| FREEPORT-MCMORAN INC | CL B | 8M | 157K | – |
| GALECTIN THERAPEUTICS INC | COM NEW | 97K | 43K | – |
| GE AEROSPACE | COM NEW | 256K | 2K | – |
| GENERAL MTRS CO | COM | 246K | 5K | – |
| GEVO INC | COM PAR | 11K | 20K | – |
| GLOBAL PMTS INC | COM | 811K | 8K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 2M | 22K | – |
| GOLDMAN SACHS GROUP INC | COM | 256K | 565 | – |
| GOLDMAN SACHS GROUP INC | COM | 90K | 200 | – |
| GOLDMINING INC | COM | 13K | 15K | – |
| GOSSAMER BIO INC | COM | 9K | 10K | – |
| GRANITESHARES ETF TR | HIPS US HIGH INC | 12 | 1 | – |
| GRANITESHARES ETF TR | 2X LONG NVDA DAI | 459K | 7K | – |
| GRANITESHARES ETF TR | HIPS US HIGH INC | 348K | 5K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 635K | 12K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 476K | 9K | – |
| HOME DEPOT INC | COM | 15M | 44K | – |
| HONEYWELL INTL INC | COM | 421K | 2K | – |
| IMMUNITYBIO INC | COM | 194K | 31K | – |
| IMMUNITYBIO INC | COM | 61K | 10K | – |
| INTEL CORP | COM | 243K | 8K | – |
| INTUIT | COM | 636K | 967 | – |
| INTUITIVE SURGICAL INC | COM NEW | 9M | 20K | – |
| INVESCO QQQ TR | UNIT SER 1 | 7M | 15K | – |
| IONQ INC | COM | 21K | 3K | – |
| IONQ INC | COM | 56K | 8K | – |
| ISHARES BITCOIN TR | SHS | 3M | 81K | – |
| ISHARES TR | U.S. MED DVC ETF | 580K | 10K | – |
| ISHARES TR | CORE S&P500 ETF | 4M | 7K | – |
| ISHARES TR | S&P 100 ETF | 271K | 1K | – |
| ISHARES TR | CORE S&P US GWT | 296K | 2K | – |
| ISHARES TR | CORE US AGGBD ET | 556K | 6K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 204K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 205K | 1K | – |
| ISHARES TR | IBOXX HI YD ETF | 500K | 6K | – |
| ISHARES TR | RUS 1000 ETF | 388K | 1K | – |
| ISHARES TR | CORE S&P MCP ETF | 11M | 188K | – |
| ISHARES TR | S&P 500 GRWT ETF | 11M | 123K | – |
| ISHARES TR | CORE S&P SCP ETF | 7M | 69K | – |
| ISHARES TR | IBOXX INV CP ETF | 843K | 8K | – |
| ISHARES TR | MSCI EAFE ETF | 383K | 5K | – |
| ISHARES TR | CORE 1 5 YR USD | 275K | 6K | – |
| ISHARES TR | SELECT DIVID ETF | 3M | 26K | – |
| ISHARES TR | S&P 500 VAL ETF | 11M | 63K | – |
| ISHARES TR | ISHARES BIOTECH | 3M | 22K | – |
| ISHARES TR | NATIONAL MUN ETF | 866K | 8K | – |
| ISHARES TR | PFD AND INCM SEC | 627K | 20K | – |
| ISHARES TR | ISHARES SEMICDTR | 8M | 34K | – |
| ISHARES TR | S&P MC 400GR ETF | 267K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 225K | 617 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 5M | 86K | – |
| JOHNSON & JOHNSON | COM | 681K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 9M | 44K | – |
| KIMBERLY-CLARK CORP | COM | 405K | 3K | – |
| KNIGHTSCOPE INC | CLASS A COM | 61K | 200K | – |
| KROGER CO | COM | 0 | 0 | – |
| KROGER CO | COM | 442K | 9K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 6M | 28K | – |
| LAM RESEARCH CORP | COM | 351K | 329 | – |
| LINDE PLC | SHS | 305K | 695 | – |
| LOCKHEED MARTIN CORP | COM | 4M | 9K | – |
| LOWES COS INC | COM | 204K | 927 | – |
| MARATHON PETE CORP | COM | 551K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 200K | 453 | – |
| MCDONALDS CORP | COM | 2M | 7K | – |
| MERCADOLIBRE INC | COM | 1M | 610 | – |
| MERCK & CO INC | COM | 1M | 11K | – |
| META PLATFORMS INC | CL A | 0 | 0 | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| META PLATFORMS INC | CL A | 807K | 2K | – |
| MICRON TECHNOLOGY INC | COM | 345K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 395K | 3K | – |
| MICROSOFT CORP | COM | 22M | 48K | – |
| MICROSOFT CORP | COM | 447K | 1K | – |
| MICROSTRATEGY INC | CL A NEW | 495K | 360 | – |
| NAUTICUS ROBOTICS INC | COM | 2K | 18K | – |
| NAVITAS SEMICONDUCTOR CORP | COM | 44K | 11K | – |
| NAVITAS SEMICONDUCTOR CORP | COM | 16K | 4K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 332K | 7K | – |
| NETCAPITAL INC | COM | 10K | 95K | – |
| NETFLIX INC | COM | 68M | 101K | – |
| NEW YORK CMNTY BANCORP INC | COM | 41K | 13K | – |
| NEXTERA ENERGY INC | COM | 71K | 1K | – |
| NEXTERA ENERGY INC | COM | 2M | 35K | – |
| NIO INC | SPON ADS | 28K | 7K | – |
| NIO INC | SPON ADS | 146K | 35K | – |
| NORTHROP GRUMMAN CORP | COM | 10M | 22K | – |
| NOVO-NORDISK A S | ADR | 42M | 295K | – |
| NUCOR CORP | COM | 2M | 15K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 1M | 119K | – |
| NVIDIA CORPORATION | COM | 216M | 2M | – |
| NVIDIA CORPORATION | COM | 8M | 67K | – |
| NVIDIA CORPORATION | COM | 247K | 2K | – |
| OCCIDENTAL PETE CORP | COM | 504K | 8K | – |
| ORACLE CORP | COM | 391K | 3K | – |
| PACCAR INC | COM | 224K | 2K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 177K | 7K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 590K | 23K | – |
| PALO ALTO NETWORKS INC | COM | 8M | 25K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 6K | 42 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 399K | 3K | – |
| PEPSICO INC | COM | 469K | 3K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 199K | 14K | – |
| PFIZER INC | COM | 2M | 79K | – |
| PFIZER INC | COM | 724K | 26K | – |
| PHILIP MORRIS INTL INC | COM | 539K | 5K | – |
| PIMCO MUN INCOME FD | COM | 1M | 135K | – |
| PIMCO MUN INCOME FD II | COM | 1M | 132K | – |
| PIXELWORKS INC | COM NEW | 15K | 15K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 6K | – |
| PROSHARES TR | ULTRPRO S&P500 | 262K | 3K | – |
| PROSPECT CAP CORP | COM | 79K | 14K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 77K | 13K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 0 | 0 | – |
| REALTY INCOME CORP | COM | 0 | 0 | – |
| REALTY INCOME CORP | COM | 400K | 8K | – |
| REGENERON PHARMACEUTICALS | COM | 21M | 20K | – |
| RENALYTIX PLC | ADS | 14K | 60K | – |
| RIO TINTO PLC | SPONSORED ADR | 293K | 4K | – |
| RITHM CAPITAL CORP | COM NEW | 152K | 14K | – |
| RLI CORP | COM | 281K | 2K | – |
| SAFETY SHOT INC | COM NEW | 25K | 22K | – |
| SALESFORCE INC | COM | 362K | 1K | – |
| SCHWAB CHARLES CORP | COM | 594K | 8K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 266K | 3K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 317K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 479K | 6K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 460K | 2K | – |
| SELECT SECTOR SPDR TR | INDL | 282K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 276K | 2K | – |
| SERVICENOW INC | COM | 244K | 311 | – |
| SHELL PLC | SPON ADS | 1M | 17K | – |
| SHOPIFY INC | CL A | 518K | 8K | – |
| SIGMA LITHIUM CORPORATION | COM | 241K | 20K | – |
| SIGMA LITHIUM CORPORATION | COM | 235K | 20K | – |
| SIRIUS XM HOLDINGS INC | COM | 58K | 20K | – |
| SNDL INC | COM | 19K | 10K | – |
| SNOWFLAKE INC | CL A | 135K | 1K | – |
| SNOWFLAKE INC | CL A | 121K | 896 | – |
| SOFI TECHNOLOGIES INC | COM | 10K | 2K | – |
| SOFI TECHNOLOGIES INC | COM | 173K | 26K | – |
| SOUNDHOUND AI INC | CLASS A COM | 24K | 6K | – |
| SOUNDHOUND AI INC | CLASS A COM | 16K | 4K | – |
| SPDR GOLD TR | GOLD SHS | 343K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 6K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 818K | 13K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 266K | 5K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 351K | 9K | – |
| STARBUCKS CORP | COM | 39K | 500 | – |
| STARBUCKS CORP | COM | 584K | 8K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 2K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 236K | 1K | – |
| TESLA INC | COM | 6M | 28K | – |
| TESLA INC | COM | 79K | 400 | – |
| TESLA INC | COM | 495K | 3K | – |
| THE TRADE DESK INC | COM CL A | 484K | 5K | – |
| TILRAY BRANDS INC | COM | 60K | 36K | – |
| T-MOBILE US INC | COM | 764K | 4K | – |
| TRACTOR SUPPLY CO | COM | 4M | 14K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 176K | 33K | – |
| TRUGOLF HLDGS INC | CLASS A COM | 11K | 10K | – |
| UBER TECHNOLOGIES INC | COM | 8M | 104K | – |
| UNION PAC CORP | COM | 630K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 643K | 5K | – |
| UNITED RENTALS INC | COM | 5M | 8K | – |
| UNITEDHEALTH GROUP INC | COM | 603K | 1K | – |
| VALE S A | SPONSORED ADS | 666K | 60K | – |
| VALE S A | SPONSORED ADS | 56K | 5K | – |
| VALERO ENERGY CORP | COM | 762K | 5K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 751K | 10K | – |
| VANGUARD INDEX FDS | VALUE ETF | 495K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6M | 12K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 593K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 10K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 898K | 4K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 508K | 10K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 231K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 233K | 1K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 26K | – |
| VANGUARD WORLD FD | INF TECH ETF | 604K | 1K | – |
| VERITONE INC | COM | 45K | 20K | – |
| VISA INC | COM CL A | 11M | 44K | – |
| WALMART INC | COM | 2M | 23K | – |
| WASTE CONNECTIONS INC | COM | 588K | 3K | – |
| XPO INC | COM | 1M | 11K | – |
| ZIONS BANCORPORATION N A | COM | 205K | 5K | – |
| ZSCALER INC | COM | 720K | 4K | – |