OLIVER LUXXE ASSETS LLC
Adviser information for OLIVER LUXXE ASSETS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,215 | $587.2M |
| Non-Discretionary | 208 | $106.7M |
| Total | 1,423 | $693.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 117 | $22.6M |
| HNW Individuals | 283 | $610.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $7.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $47.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
17 MENDHAM ROADSUITE 200
GLADSTONE
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 908-741-4884, Fax: 908-741-4902
Chief Compliance Officer
LAURA FLANAGAN
GENERAL COUNSEL
17 MENDHAM ROAD
SUITE 200
GLADSTONE
NJ
United States
Tel:
908-741-4884
Fax:
908-741-4902
L******@**************M
(Full email address available in API data)
Regulatory Contact
BRAD JACOBSON
PRINCIPAL, MANAGING MEMBER
9380 BAYPOINT COURT
RENO
NV
United States
Tel:
908-741-4884
Fax:
908-741-4902
B*****@**************M
(Full email address available in API data)
Industry Affiliates
| CARAPACE FINANCIAL ADVISORS LLC | Other investment adviser, including financial planners |
| LAURA L. FLANAGAN | Lawyer or law firm |
| OLIVER LUXXE SMALL CAP EQUITY PRIVATE FUND - A SERIES OF CARAPACE FUNDS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLANAGAN, LAURA, LEE | Individual | – | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| JACOBSON, BRAD, DAVID | Individual | – | PRINCIPAL & MANAGING MEMBER | 05/2014 | > 75% |
| SHARMA, JOSEPH, MICHAEL | Individual | – | PRINCIPAL & MEMBER | 07/2020 | 10-25% |
| TRUCANO, JOSEPH, CONRAD | Individual | – | DIRECTOR OF FINANCIAL PLANNING | 08/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 6M | 37K | – |
| ACI WORLDWIDE INC | COM | 660K | 17K | – |
| ADDUS HOMECARE CORP | COM | 556K | 5K | – |
| ALLSTATE CORP | COM | 306K | 2K | – |
| ALLY FINL INC | COM | 3M | 82K | – |
| ALPHABET INC | CAP STK CL A | 10M | 54K | – |
| ALPHABET INC | CAP STK CL C | 271K | 1K | – |
| ALTRIA GROUP INC | COM | 802K | 18K | – |
| AMAZON COM INC | COM | 8M | 40K | – |
| AMERICAN EAGLE OUTFITTERS IN | COM | 974K | 49K | – |
| AMERICAN EXPRESS CO | COM | 4M | 19K | – |
| AMERICAS CAR-MART INC | COM | 2M | 25K | – |
| AMERIPRISE FINL INC | COM | 427K | 1K | – |
| APPLE HOSPITALITY REIT INC | COM NEW | 1M | 70K | – |
| APPLE INC | COM | 2M | 8K | – |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 652K | 72K | – |
| ARVINAS INC | COM | 206K | 8K | – |
| AT&T INC | COM | 369K | 19K | – |
| ATKORE INC | COM | 589K | 4K | – |
| ATLANTIC UN BANKSHARES CORP | COM | 1M | 32K | – |
| AVANTOR INC | COM | 1M | 61K | – |
| BAKER HUGHES COMPANY | CL A | 5M | 148K | – |
| BANK AMERICA CORP | COM | 4M | 110K | – |
| BANK NEW YORK MELLON CORP | COM | 226K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 6M | 10 | – |
| BLUE BIRD CORP | COM | 760K | 14K | – |
| BLUELINX HLDGS INC | COM NEW | 661K | 7K | – |
| BOISE CASCADE CO DEL | COM | 4M | 30K | – |
| BRINKS CO | COM | 2M | 17K | – |
| BRIXMOR PPTY GROUP INC | COM | 1M | 54K | – |
| BROADCOM INC | COM | 7M | 4K | – |
| THE BALDWIN INSURANCE GRP IN | COM CL A | 782K | 22K | – |
| BUILDERS FIRSTSOURCE INC | COM | 237K | 2K | – |
| CAPITAL ONE FINL CORP | COM | 6M | 42K | – |
| CATERPILLAR INC | COM | 3M | 10K | – |
| CENTENE CORP DEL | COM | 3M | 47K | – |
| CHEVRON CORP NEW | COM | 5M | 34K | – |
| CITIGROUP INC | COM NEW | 7M | 117K | – |
| COHERENT CORP | COM | 4M | 58K | – |
| COLGATE PALMOLIVE CO | COM | 316K | 3K | – |
| COPART INC | COM | 37M | 683K | – |
| COVENANT LOGISTICS GROUP INC | CL A | 817K | 17K | – |
| CROCS INC | COM | 1M | 8K | – |
| CSX CORP | COM | 5M | 142K | – |
| DEVON ENERGY CORP NEW | COM | 5M | 114K | – |
| DUCOMMUN INC DEL | COM | 557K | 10K | – |
| ECOLAB INC | COM | 238K | 1K | – |
| EMCOR GROUP INC | COM | 486K | 1K | – |
| ENCOMPASS HEALTH CORP | COM | 4M | 42K | – |
| ENCORE WIRE CORP | COM | 2M | 6K | – |
| ENSTAR GROUP LIMITED | SHS | 865K | 3K | – |
| ENTERGY CORP NEW | COM | 2M | 22K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 9M | 324K | – |
| EURONET WORLDWIDE INC | COM | 777K | 8K | – |
| EXXON MOBIL CORP | COM | 3M | 25K | – |
| FASTENAL CO | COM | 5M | 75K | – |
| FEDEX CORP | COM | 5M | 17K | – |
| FERGUSON PLC NEW | SHS | 7M | 34K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 4M | 2K | – |
| FREEPORT-MCMORAN INC | CL B | 7M | 139K | – |
| GE VERNOVA INC | COM | 5M | 27K | – |
| GE AEROSPACE | COM NEW | 5M | 30K | – |
| GULFPORT ENERGY CORP | COMMON SHARES | 531K | 4K | – |
| H & E EQUIPMENT SERVICES INC | COM | 906K | 21K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 5M | 229K | – |
| HOME DEPOT INC | COM | 435K | 1K | – |
| HONEYWELL INTL INC | COM | 988K | 5K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 887K | 7K | – |
| INTUIT | COM | 809K | 1K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 1M | 73K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 2M | 110K | – |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 2M | 100K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 3M | 161K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 2M | 91K | – |
| INVESCO QQQ TR | UNIT SER 1 | 309K | 644 | – |
| IRON MTN INC DEL | COM | 6M | 66K | – |
| ISHARES TR | RUS 2000 VAL ETF | 320K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 9K | – |
| ISHARES TR | CONV BD ETF | 221K | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 456K | 3K | – |
| ISHARES TR | 1 3 YR TREAS BD | 750K | 9K | – |
| ISHARES TR | CORE MSCI TOTAL | 2M | 33K | – |
| ISHARES TR | S&P 100 ETF | 733K | 3K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 25K | – |
| ISHARES TR | BROAD USD HIGH | 218K | 6K | – |
| ITRON INC | COM | 846K | 9K | – |
| JOHNSON & JOHNSON | COM | 284K | 2K | – |
| JPMORGAN CHASE & CO | COM | 1M | 6K | – |
| KEMPER CORP | COM | 547K | 9K | – |
| KNIFE RIVER CORP | COMMON STOCK | 1M | 18K | – |
| LANTHEUS HLDGS INC | COM | 724K | 9K | – |
| LAZARD INC | COM | 800K | 21K | – |
| LEONARDO DRS INC | COM | 1M | 47K | – |
| LKQ CORP | COM | 5M | 115K | – |
| LPL FINL HLDGS INC | COM | 2M | 8K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 2M | 22K | – |
| MAGNOLIA OIL & GAS CORP | CL A | 1M | 49K | – |
| MASTERCARD INCORPORATED | CL A | 218K | 495 | – |
| MATSON INC | COM | 937K | 7K | – |
| MEDTRONIC PLC | SHS | 5M | 59K | – |
| MERCK & CO INC | COM | 8M | 61K | – |
| META PLATFORMS INC | CL A | 11M | 22K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 559K | 400 | – |
| MICRON TECHNOLOGY INC | COM | 7M | 56K | – |
| MICROSOFT CORP | COM | 4M | 8K | – |
| MODINE MFG CO | COM | 4M | 38K | – |
| MOLINA HEALTHCARE INC | COM | 1M | 4K | – |
| MONDELEZ INTL INC | CL A | 527K | 8K | – |
| MORGAN STANLEY | COM NEW | 7M | 74K | – |
| MR COOPER GROUP INC | COM | 2M | 22K | – |
| MUELLER INDS INC | COM | 2M | 31K | – |
| MURPHY USA INC | COM | 3M | 6K | – |
| NEOGEN CORP | COM | 743K | 48K | – |
| NORFOLK SOUTHN CORP | COM | 330K | 2K | – |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 3M | 50K | – |
| NVENT ELECTRIC PLC | SHS | 4M | 58K | – |
| NVIDIA CORPORATION | COM | 272K | 2K | – |
| OSI SYSTEMS INC | COM | 2M | 12K | – |
| PEPSICO INC | COM | 4M | 22K | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 1M | 71K | – |
| PFIZER INC | COM | 521K | 19K | – |
| PHILIP MORRIS INTL INC | COM | 5M | 52K | – |
| PINNACLE FINL PARTNERS INC | COM | 575K | 7K | – |
| PIPER SANDLER COMPANIES | COM | 1M | 6K | – |
| PORTLAND GEN ELEC CO | COM NEW | 3M | 69K | – |
| PRIMORIS SVCS CORP | COM | 721K | 14K | – |
| PROCTER AND GAMBLE CO | COM | 347K | 2K | – |
| PRUDENTIAL FINL INC | COM | 464K | 4K | – |
| PULTE GROUP INC | COM | 6M | 54K | – |
| QUANEX BLDG PRODS CORP | COM | 1M | 45K | – |
| RB GLOBAL INC | COM | 1M | 17K | – |
| RELIANCE INC | COM | 6M | 20K | – |
| RESTAURANT BRANDS INTL INC | COM | 5M | 78K | – |
| SANFILIPPO JOHN B & SON INC | COM | 927K | 10K | – |
| SCHWAB CHARLES CORP | COM | 3M | 36K | – |
| SEI INVTS CO | COM | 1M | 23K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 373K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 261K | 3K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 943K | 12K | – |
| SIMON PPTY GROUP INC NEW | COM | 5M | 34K | – |
| SPDR GOLD TR | GOLD SHS | 10M | 47K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 13K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 17K | – |
| STATE STR CORP | COM | 891K | 12K | – |
| SUMMIT MATLS INC | CL A | 3M | 87K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 8M | 48K | – |
| TARGA RES CORP | COM | 492K | 4K | – |
| TECHNIPFMC PLC | COM | 4M | 155K | – |
| TECK RESOURCES LTD | CL B | 388K | 8K | – |
| TENET HEALTHCARE CORP | COM NEW | 3M | 20K | – |
| TENNANT CO | COM | 905K | 9K | – |
| THE ODP CORP | COM | 895K | 23K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 5M | 9K | – |
| TOWER SEMICONDUCTOR LTD | SHS NEW | 923K | 23K | – |
| TRAVEL PLUS LEISURE CO | COM | 565K | 13K | – |
| TRI POINTE HOMES INC | COM | 813K | 22K | – |
| TRIPADVISOR INC | COM | 634K | 36K | – |
| UNION PAC CORP | COM | 2M | 9K | – |
| UNITEDHEALTH GROUP INC | COM | 259K | 508 | – |
| UNIVERSAL DISPLAY CORP | COM | 347K | 2K | – |
| US FOODS HLDG CORP | COM | 3M | 66K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 2M | 22K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 218K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 3M | 34K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 244K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 50K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 12K | – |
| VANGUARD WORLD FD | INF TECH ETF | 7M | 12K | – |
| VEECO INSTRS INC DEL | COM | 971K | 21K | – |
| VERIZON COMMUNICATIONS INC | COM | 251K | 6K | – |
| VISA INC | COM CL A | 4M | 17K | – |
| WD 40 CO | COM | 2M | 8K | – |
| WEATHERFORD INTL PLC | ORD SHS | 1M | 12K | – |
| WELLS FARGO CO NEW | COM | 353K | 6K | – |
| WESTERN ALLIANCE BANCORP | COM | 2M | 35K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 1M | 5K | – |
| WINTRUST FINL CORP | COM | 945K | 10K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 217K | 5K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 262K | 3K | – |
| XCEL ENERGY INC | COM | 5M | 94K | – |
| XPO INC | COM | 2M | 19K | – |