TA CAPITAL MANAGEMENT, LLC
Adviser information for TA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $94.8M |
| Non-Discretionary | 215 | $207.8M |
| Total | 261 | $302.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 38 | $5.6M |
| HNW Individuals | 52 | $280.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $16.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78797 |
|---|---|
| SEC ERA File Number | 801-78797 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169326 |
| Legal Entity Identifier | None |
Principal Office
215 FRIES MILL ROAD STE B6TURNERSVILLE
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 6462905660, Fax: None
Websites
Chief Compliance Officer
AIMEE BAEHR
215 FRIES MILL ROAD STE B6
TURNERSVILLE
NJ
United States
Tel:
646-290-5660
A*****@**********************M
(Full email address available in API data)
Industry Affiliates
| TOTAL ALIGNMENT WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOTAL ALIGNMENT WEALTH ADVISORS, LLC | Domestic Entity | – | MEMBER | 09/2013 | > 75% |
| TA MEMBERS, LLC | Domestic Entity | TOTAL ALIGNMENT WEALTH ADVISORS, LLC | MEMBER | 01/2013 | 50-75% |
| BAEHR, AIMEE, HAYDEN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2014 | 5-10% |