JPS FINANCIAL, LLC
Adviser information for JPS FINANCIAL, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 675 | $273.1M |
| Non-Discretionary | 51 | $12.8M |
| Total | 726 | $285.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 194 | $67.1M |
| HNW Individuals | 80 | $198.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $457,763 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $20.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPORTFOLIO CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78803 |
|---|---|
| SEC ERA File Number | 801-78803 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169208 |
| Legal Entity Identifier | None |
Principal Office
2001 CROCKER ROADSUITE 530
WESTLAKE
OH
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 440-899-6350, Fax: 216-999-7252
Websites
Chief Compliance Officer
GREGORY M. PINTER
MEMBER
2001 CROCKER ROAD
SUITE 530
WESTLAKE
OH
United States
Tel:
440-899-6350
Fax:
216-999-7252
G*******@***************M
(Full email address available in API data)
Regulatory Contact
JOHN W. PINTER
MANAGING MEMBER
2001 CROCKER ROAD
SUITE 530
WESTLAKE
OH
United States
Tel:
440-899-6350
Fax:
216-999-7252
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PINTER, GREGORY, M | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 01/2014 | 10-25% |
| PINTER, JOHN, WILLIAM | Individual | – | MANAGING MEMBER | 07/2003 | 50-75% |
| PINTER, STEPHEN, J | Individual | – | MEMBER | 01/2014 | 10-25% |