RUNDE & CO. LLC
Adviser information for RUNDE & CO. LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 142 | $184.0M |
| Non-Discretionary | 0 | $0 |
| Total | 142 | $184.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 43 | $151.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $7.6M |
| Charitable organizations | 2 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $23.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78804 |
|---|---|
| SEC ERA File Number | 801-78804 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106383 |
| Legal Entity Identifier | None |
Principal Office
1420 5TH AVENUESUITE 2200
SEATTLE
WA
United States
Monday - Friday, 8:00-4:00
Tel: 206-323-2255, Fax: None
Websites
Chief Compliance Officer
TANG, XIAOXI
OPERATIONS MANAGER
1420 5TH AVENUE
SUITE 2200
SEATTLE
WA
United States
Tel:
206-323-2255
X*****@****************************M
(Full email address available in API data)
Regulatory Contact
RUNDE, ELIZABETH GILBERT ANDERSON
PRESIDENT
1420 5TH AVENUE
SUITE 2200
SEATTLE
WA
United States
Tel:
206-323-2255
E********@****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUNDE, ELIZABETH, GILBERTANDERSON | Individual | – | MANAGING MEMBER | 11/1992 | 50-75% |
| RUNDE, KEVIN, CASEY | Individual | – | MANAGING MEMBER | 11/1992 | 25-50% |
| TANG, XIAOXI | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2011 | < 5% |