LEAFHOUSE FINANCIAL ADVISORS, LLC
Adviser information for LEAFHOUSE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,967 | $15.1B |
| Non-Discretionary | 276 | $1.9B |
| Total | 3,243 | $17.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $16.9M |
| HNW Individuals | 25 | $6.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 40 | $780.0M |
| Pension and profit sharing plans | 3,043 | $13.4B |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 27 | $2.8B |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78809 |
|---|---|
| SEC ERA File Number | 801-78809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149694 |
| Legal Entity Identifier | None |
Principal Office
6300 BRIDGEPOINT PARKWAYBUILDING 1, SUITE 300
AUSTIN
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (512) 879-1505, Fax: None
Chief Compliance Officer
DALLAS VILLARREAL
6300 BRIDGEPOINT PARKWAY
BUILDING 1, SUITE 300
AUSTIN
TX
United States
Tel:
(512) 879-1505
D**********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL GROUP, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2008 | > 75% |
| KADING, TODD, AARON | Individual | LEAFHOUSE FINANCIAL GROUP, LLC | MANAGING MEMBER | 01/2009 | 50-75% |
| KADING, TODD, AARON | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 02/2009 | < 5% |
| BROWN, CHAD, EDWARD | Individual | – | SVP, SALES STRATEGY | 03/2020 | < 5% |
| VILLARREAL, DALLAS, MARIE | Individual | – | SVP, OPERATIONS & CCO | 12/2021 | < 5% |
| Sorensen, STUART, COATES | Individual | – | SVP, FINANCE | 02/2022 | < 5% |
| PACKARD, DAVID, SETH | Individual | LEAFHOUSE FINANCIAL GROUP, LLC | CLASS C MEMBER | 05/2023 | 25-50% |