RIVERVIEW RESEARCH, LLC
Adviser information for RIVERVIEW RESEARCH, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 104 | $754.7M |
| Non-Discretionary | 31 | $94.2M |
| Total | 135 | $848.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 15 | $240.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $138.1M |
| Charitable organizations | 6 | $12.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $458.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesOUTSOURCED CIO SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-78821 |
|---|---|
| SEC ERA File Number | 801-78821 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162318 |
| Legal Entity Identifier | None |
Principal Office
6595 BRECKSVILLE ROADSUITE 3
INDEPENDENCE
OH
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (216) 573-0420, Fax: (216) 573-0421
Websites
Chief Compliance Officer
STEPHEN A. YARMESCH
PRESIDENT
6595 BRECKSVILLE ROAD
SUITE 3
INDEPENDENCE
OH
United States
Tel:
(216) 573-0420
Fax:
(216) 573-0421
S********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YARMESCH, STEPHEN, ANDREW | Individual | – | PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2009 | > 75% |