RESQ INVESTMENT PARTNERS, LLC
Adviser information for RESQ INVESTMENT PARTNERS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $58.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $58.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $58.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | FUND WHOLESALER FOR RESQ FUNDS |
Principal Office
9260 E RAINTREE DRSUITE 100
SCOTTSDALE
AZ
United States
Monday - Friday, 6:00 AM TO 3:00 PM
Tel: 480-634-6980, Fax: None
Websites
Chief Compliance Officer
TAYLOR DAVIS
CCO
9260 E RAINTREE DR
SUITE 100
SCOTTSDALE
AZ
United States
Tel:
480-285-8221
T*****@*************************M
(Full email address available in API data)
Regulatory Contact
PAUL KUJALOWICZ
CHIEF OPERATIONS OFFICER
9260 E RAINTREE DR
SUITE 100
SCOTTSDALE
AZ
United States
Tel:
480-540-5406
P***@*************************M
(Full email address available in API data)
Industry Affiliates
| TOTAL INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial planners |
| VISION 4 FUND DISTRIBUTORS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOSTER, TODD, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER; CLASS A, B SHARES | 10/2013 | 10-25% |
| RESQ HOLDINGS, LLC | Domestic Entity | – | OWNER, CLASS B SHARES | 11/2014 | < 5% |
| LEE, BRYAN, MATTHEW | Individual | – | VICE PRESIDENT, PORTFOLIO MANAGER, CLASS C SHARES | 11/2014 | 5-10% |
| FOSTER, TODD, MICHAEL | Individual | RESQ HOLDINGS, LLC | OWNER | 11/2014 | > 75% |
| KUJALOWICZ, PAUL, EDWARD | Individual | – | CHIEF OPERATIONS OFFICER, CLASS A, C SHARES | 02/2015 | 10-25% |
| GARD, DAVID, WAYNE | Individual | – | CLASS A, C SHARES | 11/2014 | 10-25% |
| QUALTERS, DONALD, P | Individual | – | CLASS C SHARES | 11/2014 | 10-25% |
| GREER, JOHN, WILLIAM | Individual | – | VICE PRESIDENT, PORTFOLIO MANAGER, CLASS C SHARES | 11/2014 | 5-10% |
| DAVIS, TAYLOR, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |