NOVUS ADVISORS
NOVUS ADVISORS, LLC Legal Name
Adviser information for NOVUS ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 534 | $132.3M |
| Non-Discretionary | 25 | $79.5M |
| Total | 559 | $211.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 259 | $33.5M |
| HNW Individuals | 62 | $113.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $65.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78828 |
|---|---|
| SEC ERA File Number | 801-78828 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157908 |
| Legal Entity Identifier | None |
Principal Office
607 PENDLETON STREETSUITE 101-B
GREENVILLE
SC
United States
Monday - Friday, 9AM-5PM
Tel: 864-272-3579, Fax: 888-675-2226
Chief Compliance Officer
JENNIFER M BELSHE
PRINCIPAL
607 PENDLETON STREET
SUITE 101-B
GREENVILLE
SC
United States
Tel:
864-272-3579
Fax:
8886752226
J******@****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER CONNELLY
PRINCIPAL
607 PENDLETON STREET
SUITE 101-B
GREENVILLE
SC
United States
Tel:
8642723579
Fax:
888-675-2226
C********@****************M
(Full email address available in API data)
Industry Affiliates
| LAFAYETTE ADVISORS LLC | Other investment adviser, including financial planners |
| NOVUS WEALTH MANAGEMENT, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELSHE, JENNIFER, MARIE | Individual | – | MEMBER & CCO | 03/2011 | 50-75% |
| CONNELLY, CHRISTOPHER, GEORGE | Individual | – | MEMBER | 03/2011 | 50-75% |