FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
Adviser information for FIDELITY MANAGEMENT & RESEARCH COMPANY LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1264 |
|---|---|
| Investment Advisory/Research | 689 |
| Registered Broker-Dealer Representatives | 98 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31,349 | $3964.4B |
| Non-Discretionary | 0 | $0 |
| Total | 31,349 | $3964.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4,877 | $2.3B |
| HNW Individuals | 25,320 | $19.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 584 | $3780.6B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $121.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 6 | $41.0B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $110.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)SEE MISCELLANEOUS SECTION IN SCHEDULE D |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesSEE MISCELLANEOUS SECTION IN SCHEDULE D |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 21.6B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FIDELITY STRATEGIC DISCIPLINES | FIDELITY PERSONAL AND WORKPLACE ADVISORS |
Principal Office
245 SUMMER STREETBOSTON
MA
United States
Monday - Friday, 9:00AM - 5:00PM EST
Tel: 617-563-7000, Fax: None
Websites
www.instagram.com/womentalkmoney
twitter.com/fidelitynews
www.linkedin.com/showcase/womentalkmoney
www.twitter.com/fidelity
www.instagram.com/fidelity
www.facebook.com/fidelityinvestments
twitter.com/fidelitypolicy
www.fidelity.com
www.linkedin.com/company/fidelity-investments
www.linkedin.com/showcase/fidelity-institutional/
twitter.com/timmerfidelity
www.instagram.com/chet529/
twitter.com/chet529/
www.facebook.com/chetcollegesavings
www.tiktok.com/@fidelity
www.facebook.com/plynkinvest/
www.reddit.com/u/fidelitycrypto
www.youtube.com/c/fidelityinstitutional
www.youtube.com/fidelityinvestments
www.advisor.fidelity.com
www.instagram.com/plynkinvest/
twitter.com/plynkinvest/
www.linkedin.com/company/plynk-invest
www.reddit.com/u/fidelityinvestments
discord.gg/fidelityinvestments
www.reddit.com/r/fidelitycrypto
www.facebook.com/chetlatino
www.reddit.com/r/fidelityinvestments
twitter.com/fidelityinst
Chief Compliance Officer
STEPHANIE BROWN
CHIEF COMPLIANCE OFFICER
ONE SPARTAN WAY
MERRIMACK
NH
United States
Tel:
603-791-1558
S****************@******M
(Full email address available in API data)
Regulatory Contact
JESSICA DUHAMEL
VICE PRESIDENT, ASSET MANAGEMENT COMPLIANCE
245 SUMMER STREET
BOSTON
MA
United States
Tel:
617-563-1064
J**************@******M
(Full email address available in API data)
Industry Affiliates
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | Sponsor, GP, manager of pooled investment vehicles |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | Sponsor, GP, manager of pooled investment vehicles |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| BALLYROCK INVESTMENT ADVISORS LLC | Other investment adviser, including financial planners |
| DI CONSUMER ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| DI OPPORTUNITY ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS LP | Sponsor, GP, manager of pooled investment vehicles |
| FIAM INDEX FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| FIDELITY BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY CRET TRUSTEE LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY DIGITAL ASSET SERVICES, LLC | Trust company |
| FIDELITY DISTRIBUTORS COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | Insurance company or agency |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust companyPension consultant |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | Other investment adviser, including financial planners |
| FIDELITY INSURANCE AGENCY, INC. | Insurance company or agency |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | Other investment adviser, including financial planners |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT TRUST COMPANY | Trust company |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Other investment adviser, including financial planners |
| FIDELITY PERSONAL TRUST COMPANY, FSB | Banking or thrift institutionTrust company |
| FIDELITY PRIME FINANCING | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY REAL ESTATE PARTNERS VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | Other investment adviser, including financial planners |
| FIDELITY TOKYO 3 SERIES GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDVEST US LLC | Insurance company or agency |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GREEN PIER FINTECH LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| IMPRESA MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KEZAR TRADING, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONAL FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SOTERIA REINSURANCE LTD. | Insurance company or agency |
| STRATEGIC ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIDELITY DISTRESSED OPPORTUNITIES FUND I, LP | Private Equity Fund | $0.0M | $0.1M | 496 |
| FIDELITY DISTRESSED OPPORTUNITIES MASTER FUND I, LP | Private Equity Fund | $180.0M | $0.0M | 2 |
| FIDELITY DISTRESSED OPPORTUNITIES OFFSHORE FUND I, LP | Private Equity Fund | $0.0M | $0.1M | 113 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FMR LLC | Domestic Entity | – | SHAREHOLDER | 12/1977 | > 75% |
| LYNCH, PETER, SIMON | Individual | – | VICE CHAIRMAN, DIRECTOR | 12/1992 | < 5% |
| JOHNSON, ABIGAIL, PIERREPONT | Individual | FMR LLC | ELECTED MANAGER | 05/1994 | |
| JOHNSON IV, EDWARD, CROSBY | Individual | FMR LLC | ELECTED MANAGER | 04/2006 | |
| JOHNSON, ABIGAIL, PIERREPONT | Individual | – | CHAIRMAN OF THE BOARD, DIRECTOR | 02/2011 | < 5% |
| WILENS, MICHAEL, ENGBER | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| MCGRAW, GERARD, JOHN | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| HOLDING, PAM, RUDDICK | Individual | – | CO-HEAD EQUITY | 03/2018 | < 5% |
| COHEN, TIMOTHY, MICHAEL | Individual | – | CO-HEAD EQUITY | 03/2018 | < 5% |
| RIMMER, CHRISTOPHER, JOHN | Individual | – | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER | 09/2018 | < 5% |
| LANK, HARLEY, JAY | Individual | – | HEAD OF HIGH INCOME | 08/2019 | < 5% |
| LO BESSETTE, CYNTHIA | Individual | – | SENIOR VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER | 10/2019 | < 5% |
| GRENIER, BART, ALEXANDER | Individual | – | PRESIDENT, HEAD OF ASSET MANAGEMENT | 02/2020 | < 5% |
| Pogorelec, Jason, Philip | Individual | – | COMPLIANCE OFFICER | 01/2023 | < 5% |
| GOUVEIA, CHRISTOPHER, MICHAEL | Individual | – | COMPLIANCE OFFICER | 01/2023 | < 5% |
| NEFF, STEPHEN, CHARLES | Individual | FMR LLC | ELECTED MANAGER | 04/2023 | |
| BROWN, STEPHANIE, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| FOLEY, ROBIN, LEE | Individual | – | HEAD OF FIXED INCOME | 07/2023 | < 5% |