ATERIAN INVESTMENT MANAGEMENT, LP
Adviser information for ATERIAN INVESTMENT MANAGEMENT, LP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78857 |
|---|---|
| SEC ERA File Number | 801-78857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169302 |
| Legal Entity Identifier | None |
Principal Office
550 FIFTH AVENUE, 8TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: (212) 897-2888, Fax: None
Chief Compliance Officer
JILLIAN BOIDY
CHIEF FINANCIAL OFFICER
550 FIFTH AVENUE, 8TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 897-2888
J*****@******************M
(Full email address available in API data)
Industry Affiliates
| ATERIAN INVESTMENT PARTNERS GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| ATERIAN INVESTMENT PARTNERS GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| ATERIAN INVESTMENT PARTNERS GP IV, LP | Sponsor, GP, manager of pooled investment vehicles |
| ATERIAN OPPORTUNITIES GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| ATERIAN OPPORTUNITIES GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ATERIAN INVESTMENT PARTNERS II, LP | Private Equity Fund | $390.9M | $5.0M | 30 |
| ATERIAN INVESTMENT PARTNERS III-A, LP | Private Equity Fund | $60.6M | $5.0M | 10 |
| ATERIAN INVESTMENT PARTNERS III, LP | Private Equity Fund | $397.7M | $5.0M | 21 |
| ATERIAN INVESTMENT PARTNERS IV-A, LP | Private Equity Fund | $216.2M | $5.0M | 27 |
| ATERIAN INVESTMENT PARTNERS IV, LP | Private Equity Fund | $633.7M | $5.0M | 43 |
| ATERIAN OPPORTUNITIES I, LP | Private Equity Fund | $35.9M | $0.0M | 6 |
| ATERIAN OPPORTUNITIES II, LP | Private Equity Fund | $455.6M | $0.0M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BETHEA, BRANDON, CHARLES | Individual | – | PRINCIPAL/LIMITED PARTNER OF ATERIAN INVESTMENT MANAGEMENT, LP | 08/2013 | 25-50% |
| ATERIAN INVESTMENT MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER OF ATERIAN INVESTMENT MANAGEMENT, LP | 08/2013 | > 75% |
| FIELDSTONE, MICHAEL, BENJAMIN | Individual | – | PRINCIPAL/LIMITED PARTNER OF ATERIAN INVESTMENT MANAGEMENT, LP | 08/2013 | 25-50% |
| THOMAS, CHRISTOPHER, HERBERT | Individual | – | PRINCIPAL/LIMITED PARTNER OF ATERIAN INVESTMENT MANAGEMENT, LP | 08/2013 | 25-50% |
| FIELDSTONE, MICHAEL, BENJAMIN | Individual | ATERIAN INVESTMENT MANAGEMENT, LLC | PRINCIPAL/MEMBER | 08/2013 | 25-50% |
| THOMAS, CHRISTOPHER, HERBERT | Individual | ATERIAN INVESTMENT MANAGEMENT, LLC | PRINCIPAL/MEMBER | 08/2013 | 25-50% |
| BETHEA, BRANDON, CHARLES | Individual | ATERIAN INVESTMENT MANAGEMENT, LLC | PRINCIPAL/MEMBER | 08/2013 | 25-50% |
| BOIDY, JILLIAN, LINDA | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 02/2018 | < 5% |