Hedge Fund Database

CADENT CAPITAL ADVISORS, LLC

Adviser information for CADENT CAPITAL ADVISORS, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,132 $533.6M
Non-Discretionary 122 $83.2M
Total 1,254 $616.9M

Clients

Type Number RAUM
Individuals 359 $126.5M
HNW Individuals 114 $454.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 20 $1.6M
Charitable organizations <5 $2.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 22 $31.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 17
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSELECTION OF OTHER ADVISERS FEES

Identifiers

SEC RIA File Number 801-78860
SEC ERA File Number 801-78860
SEC CIK Numbers 1803536
SEC CRD Numbers 169704
Legal Entity Identifier None

Principal Office

4525 EAST 91ST STREET
TULSA
OK
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 918-935-3450, Fax: 918-779-0005

Websites

www.cadcapital.com www.linkedin.com/company/cadent-capital-advisors-llc/

Chief Compliance Officer

BRETT COLLIN HOBBS
CHIEF COMPLIANCE OFFICER
4525 EAST 91ST STREET
TULSA
OK
United States
Tel: 405-254-3122
Fax: 918-779-0005
(Full email address available in API data)

Regulatory Contact

PHILIP ANDREW MOOBERRY
MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER
4525 EAST 91ST STREET
TULSA
OK
United States
Tel: 918-935-3450
Fax: 918-779-0005
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOOBERRY, PHILIP, ANDREW Individual – MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER 01/2013 50-75%
Hobbs, Brett, Collin Individual – CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER 01/2020 < 5%
TAYLOR, TODD, EUGENE Individual – WEALTH MANAGEMENT ADVISOR / MEMBER 12/2021 10-25%
DAGG, ANN, MOLLOY Individual – WEALTH MANAGEMENT ADVISOR/MEMBER 04/2022 10-25%
Rice, Curtis, Leon Individual – MEMBER 08/2022 5-10%

No. Employees, Historic

2010020192020202120222023202420259 on 6/26/20198 on 7/26/20197 on 7/26/20196 on 11/8/20198 on 1/16/20208 on 2/11/20208 on 4/30/20208 on 5/28/20208 on 7/9/20208 on 10/9/20208 on 12/1/20209 on 1/28/20219 on 3/15/20219 on 6/3/20219 on 7/26/20219 on 8/31/20218 on 12/15/20218 on 1/10/20228 on 3/2/20228 on 4/1/20228 on 5/19/20228 on 5/20/20228 on 6/24/20228 on 6/27/20228 on 11/30/20229 on 12/7/202210 on 1/27/202311 on 5/5/202312 on 9/7/202312 on 1/31/2024

RAUM, Historic

700M350M02019202020212022202320242025333069881 on 6/26/2019333069881 on 7/26/2019333069881 on 7/26/2019333069881 on 11/8/2019333069881 on 1/16/2020433057392 on 2/11/2020433057392 on 4/30/2020433057392 on 5/28/2020433057392 on 7/9/2020433057392 on 10/9/2020433057392 on 12/1/2020433057392 on 1/28/2021468561015 on 3/15/2021468561015 on 6/3/2021468561015 on 7/26/2021468561015 on 8/31/2021468561015 on 12/15/2021468561015 on 1/10/2022552640778 on 3/2/2022552640778 on 4/1/2022552640778 on 5/19/2022552640778 on 5/20/2022552640778 on 6/24/2022552640778 on 6/27/2022552640778 on 11/30/2022552640778 on 12/7/2022565873519 on 1/27/2023565873519 on 5/5/2023565873519 on 9/7/2023616851354 on 1/31/2024

No. Clients, Historic

60030002019202020212022202320242025400 on 6/26/2019400 on 7/26/2019400 on 7/26/2019400 on 11/8/2019400 on 1/16/2020415 on 2/11/2020415 on 4/30/2020415 on 5/28/2020415 on 7/9/2020415 on 10/9/2020415 on 12/1/2020415 on 1/28/2021433 on 3/15/2021433 on 6/3/2021447 on 7/26/2021447 on 8/31/2021447 on 12/15/2021447 on 1/10/2022465 on 3/2/2022465 on 4/1/2022465 on 5/19/2022465 on 5/20/2022465 on 6/24/2022465 on 6/27/2022465 on 11/30/2022465 on 12/7/2022487 on 1/27/2023487 on 5/5/2023487 on 9/7/2023519 on 1/31/2024

Holdings

From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 662K 8K –
AFFILIATED MANAGERS GROUP IN COM 220K 1K 1,2
ALLIANCE RESOURCE PARTNERS L UT LTD PART 513K 21K –
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 341K 10K –
ALPHABET INC CAP STK CL C 711K 4K –
ALPHABET INC CAP STK CL A 1K 7 2,3
ALPHABET INC CAP STK CL A 735K 4K –
AMAZON COM INC COM 8K 39 2,3
AMAZON COM INC COM 388K 2K –
AMERICAN EXPRESS CO COM 500K 2K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 202K 11K –
APPLE INC COM 4K 21 2,3
APPLE INC COM 9M 42K –
APPLE INC PUT 842K – –
APTARGROUP INC COM 307K 2K 1,2
ARAMARK COM 250K 7K 1,2
BERKLEY W R CORP COM 676K 9K 1,2
BERKSHIRE HATHAWAY INC DEL CL A 4M 6 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 8K –
BLACKBAUD INC COM 237K 3K 1,2
BOOZ ALLEN HAMILTON HLDG COR CL A 467K 3K 1,2
BOOZ ALLEN HAMILTON HLDG COR CL A 2K 11 –
BROADRIDGE FINL SOLUTIONS IN COM 189K 957 1,2
BROADRIDGE FINL SOLUTIONS IN COM 67K 340 –
BROADCOM INC COM 5K 3 2,3
BROADCOM INC COM 697K 434 –
BROWN & BROWN INC COM 451K 5K 1,2
BURLINGTON STORES INC COM 377K 2K 1,2
CACI INTL INC CL A 477K 1K 1,2
CARLISLE COS INC COM 810K 2K 1,2
CASEYS GEN STORES INC COM 407K 1K 1,2
CHEVRON CORP NEW COM 1M 7K –
CHIMERA INVT CORP COM SHS 3M 236K –
CHOICE HOTELS INTL INC COM 274K 2K 1,2
CONOCOPHILLIPS COM 398K 3K –
CRANE COMPANY COMMON STOCK 303K 2K –
DELL TECHNOLOGIES INC CL C 633K 5K –
DEVON ENERGY CORP NEW COM 445K 9K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 57K –
DOLBY LABORATORIES INC COM CL A 255K 3K 1,2
EAGLE POINT CREDIT COMPANY I COM 5M 452K –
ENERGY TRANSFER L P COM UT LTD PTN 285K 18K –
ENTERPRISE PRODS PARTNERS L COM 224K 8K –
EXXON MOBIL CORP COM 5M 44K –
FIDELITY COVINGTON TRUST INT VL FCT ETF 1M 53K –
FIRST TR VALUE LINE DIVID IN SHS 501K 12K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 2M 81K –
GLOBAL MED REIT INC COM NEW 105K 12K –
GODADDY INC CL A 617K 4K 1,2
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 684K 6K –
HUNT J B TRANS SVCS INC COM 211K 1K 1,2
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 158K 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 16M 95K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 11M 119K –
ISHARES GOLD TR ISHARES NEW 942K 21K –
ISHARES INC MSCI GBL MIN VOL 4M 38K –
ISHARES TR CORE S&P TTL STK 572K 5K –
ISHARES TR US TRSPRTION 279K 4K –
ISHARES TR CORE S&P500 ETF 6M 12K –
ISHARES TR CORE US AGGBD ET 206K 2K –
ISHARES TR 20 YR TR BD ETF 7M 81K –
ISHARES TR 1 3 YR TREAS BD 300K 4K –
ISHARES TR EXPANDED TECH 4M 51K –
ISHARES TR ISHARES SEMICDTR 6M 23K –
ISHARES TR U.S. TECH ETF 8M 53K –
ISHARES TR US INDUSTRIALS 4M 33K –
ISHARES TR NATIONAL MUN ETF 647K 6K –
ISHARES TR IBOXX HI YD ETF 1M 13K –
ISHARES TR PFD AND INCM SEC 932K 30K –
ISHARES TR US HOME CONS ETF 4M 44K –
ISHARES TR US AER DEF ETF 13M 99K –
ISHARES TR U.S. INSRNCE ETF 5M 41K –
ISHARES TR U.S. MED DVC ETF 209K 4K –
ISHARES SILVER TR ISHARES 2M 62K –
ISHARES INC MSCI GBL ETF NEW 1M 32K –
ISHARES TR 0-5YR HI YL CP 386K 9K –
JPMORGAN CHASE & CO. COM 270K 1K –
JONES LANG LASALLE INC COM 217K 1K 1,2
KKR & CO INC COM 316K 3K –
KAYNE ANDERSON ENERGY INFRST COM 9M 877K –
KEMPER CORP COM 220K 4K –
KIRBY CORP COM 311K 3K 1,2
LKQ CORP COM 215K 5K 1,2
LANDSTAR SYS INC COM 314K 2K 1,2
LENNOX INTL INC COM 387K 723 1,2
ELI LILLY & CO COM 2K 2 2,3
ELI LILLY & CO COM 509K 562 –
MARKEL GROUP INC COM 424K 269 1,2
MERCK & CO INC COM 336K 3K –
MICROSOFT CORP COM 7K 15 2,3
MICROSOFT CORP COM 1M 3K –
MORNINGSTAR INC COM 413K 1K 1,2
NORDSON CORP COM 225K 969 1,2
NOVO-NORDISK A S ADR 739K 5K –
NVIDIA CORPORATION COM 8K 66 2,3
NVIDIA CORPORATION COM 909K 7K –
NVIDIA CORPORATION PUT 3M – –
ONE GAS INC COM 965K 15K –
ONEOK INC NEW COM 9M 111K –
PALO ALTO NETWORKS INC COM 2K 7 2,3
PALO ALTO NETWORKS INC COM 768K 2K –
PEPSICO INC COM 3M 20K –
PHILLIPS 66 COM 345K 2K –
PROCTER AND GAMBLE CO COM 305K 2K –
PROSHARES TR PSHS ULT S&P 500 254K 3K –
RPM INTL INC COM 356K 3K 1,2
RAYMOND JAMES FINL INC COM 269K 2K –
RTX CORPORATION COM 2K 16 2,3
RTX CORPORATION COM 305K 3K –
SEI INVTS CO COM 291K 4K 1,2
SPDR S&P 500 ETF TR TR UNIT 118K 217 –
SPDR S&P 500 ETF TR PUT 1M – –
SPDR GOLD TR GOLD SHS 1M 5K –
SPDR SER TR PORTFOLIO SHORT 215K 7K –
SPDR SER TR S&P TRANSN ETF 424K 5K –
SPDR SER TR S&P DIVID ETF 3M 26K –
SCHWAB STRATEGIC TR US LRG CAP ETF 401K 6K –
SELECT SECTOR SPDR TR ENERGY 11M 119K –
SELECT SECTOR SPDR TR FINANCIAL 387K 9K –
SELECT SECTOR SPDR TR SBI INT-UTILS 3M 42K –
SERVICE CORP INTL COM 119K 2K 1,2
SERVICE CORP INTL COM 242K 3K –
STANDARD LITHIUM LTD COM 13K 10K –
STRATEGY SHS NS 7HANDL IDX 834K 39K –
SUPER MICRO COMPUTER INC COM 629K 768 –
TELEFLEX INCORPORATED COM 285K 1K 1,2
TRANSUNION COM 269K 4K 1,2
TRIMBLE INC COM 242K 4K 1,2
TYLER TECHNOLOGIES INC COM 303K 603 1,2
UNION PAC CORP COM 1K 5 2,3
UNION PAC CORP COM 276K 1K –
AMERICAN COASTAL INS CORP COM 675K 64K –
VANECK ETF TRUST PREFERRED SECURT 1M 84K –
VANGUARD BD INDEX FDS INTERMED TERM 1M 16K –
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 35K –
VANGUARD WORLD FD INDUSTRIAL ETF 12M 49K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 638K 11K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 9M 111K –
VANGUARD INDEX FDS S&P 500 ETF SHS 701K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 262K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 10K –
VANGUARD INDEX FDS SMALL CP ETF 5M 24K –
VANGUARD INDEX FDS TOTAL STK MKT 254K 950 –
VERTIV HOLDINGS CO COM CL A 242K 3K –
VISA INC COM CL A 4K 13 2,3
VISA INC COM CL A 243K 924 –
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 328K 8K –
WEX INC COM 322K 2K 1,2
WILLIAMS COS INC COM 2M 42K –
YUM BRANDS INC COM 3M 24K –
YUM CHINA HLDGS INC COM 944K 31K –
EATON CORP PLC SHS 2K 6 2,3
EATON CORP PLC SHS 250K 796 –