FPL CAPITAL MANAGEMENT, LLC
Adviser information for FPL CAPITAL MANAGEMENT, LLC last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 688 | $506.6M |
| Non-Discretionary | 157 | $162.5M |
| Total | 845 | $669.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $17.4M |
| HNW Individuals | 146 | $502.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 46 | $140.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78875 |
|---|---|
| SEC ERA File Number | 801-78875 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117499 |
| Legal Entity Identifier | None |
Principal Office
3525 NORTH CAUSEWAY BOULEVARDSUITE 633
METAIRIE
LA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 504-828-1969, Fax: 504-828-1973
Chief Compliance Officer
VIRAJITH WIJEWEERA
DIRECTOR OF TRADING, OPERATIONS, RETIREMENT PLAN DIRECTOR
3525 NORTH CAUSEWAY BLVD.
SUITE 633
METAIRIE
LA
United States
Tel:
504-828-1907
V**@*************M
(Full email address available in API data)
Regulatory Contact
AMANDA HARRELL
DIRECTOR OF CLIENT SERVICE
3525 NORTH CAUSEY BLVD.
SUITE 633
METAIRIE
LA
United States
Tel:
504-828-1969
A*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEORGE, MICHAEL, DAVID | Individual | – | PRESIDENT | 09/1997 | > 75% |
| WIJEWEERA, VIRAJITH, YAMINDA | Individual | – | DIRECTOR OF OPERATIONS/ CHIEF COMPLIANCE OFFICER | 12/2004 | < 5% |