Hedge Fund Database

CM INVESTMENT PARTNERS, LLC

CM INVESTMENT PARTNERS LLC Legal Name

Adviser information for CM INVESTMENT PARTNERS, LLC last updated from Form ADV on July 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $390.4M
Non-Discretionary 0 $0
Total 2 $390.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 1 $239.4M
Pooled investment vehicles 1 $151.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-78877
SEC ERA File Number 801-78877
SEC CIK Numbers None
SEC CRD Numbers 168941
Legal Entity Identifier None

Principal Office

280 PARK AVENUE
39TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00A.M. - 5:00P.M.
Tel: 646-690-5047, Fax: 212-703-1206

Chief Compliance Officer

ROCCO DELGUERCIO
CHIEF FINANCIAL OFFICER
280 PARK AVENUE
39TH FLOOR
NEW YORK
NY
United States
Tel: 646-690-5047
Fax: 212-703-1206
(Full email address available in API data)

Industry Affiliates

ICM NOMINEES HOLDINGS LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ICM SENIOR LOAN FUND CORPORATION Sponsor, GP, manager of pooled investment vehicles
INVESTCORP (ABU DHABI) LIMITED Other investment adviser, including financial planners
INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC Other investment adviser, including financial planners
INVESTCORP ASIA SERVICES PRIVATE LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP ASPEN FUND GP LIMITED Sponsor, GP, manager of pooled investment vehicles
INVESTCORP CREDIT MANAGEMENT EU LIMITED Other investment adviser, including financial planners
INVESTCORP CREDIT MANAGEMENT US LLC Other investment adviser, including financial planners
INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP Sponsor, GP, manager of pooled investment vehicles
INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED Sponsor, GP, manager of pooled investment vehicles
INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP FINANCIAL SERVICES, B.S.C. Other investment adviser, including financial planners
INVESTCORP FORTUNE AS GP LIMITED Sponsor, GP, manager of pooled investment vehicles
INVESTCORP FUND MANAGEMENT SERVICES LIMITED Other investment adviser, including financial planners
INVESTCORP GULF INVESTMENTS BSC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED Other investment adviser, including financial planners
INVESTCORP INVESTMENT ADVISERS LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
INVESTCORP INVESTMENT ADVISERS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
INVESTCORP INVESTMENT MANAGERS INDIA LLP Other investment adviser, including financial planners
INVESTCORP INVESTMENT SOLUTIONS LLC Other investment adviser, including financial planners
INVESTCORP INVESTMENTS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
INVESTCORP JAPAN, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP MANAGEMENT HOLDINGS, L.P. Other investment adviser, including financial planners
INVESTCORP MANAGEMENT SERVICES LIMITED Other investment adviser, including financial planners
INVESTCORP NOMINEES HOLDINGS LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP PRIVATE CREDIT ADVISER II LLC Other investment adviser, including financial planners
INVESTCORP PRIVATE EQUITY 2007 FUND GP LP Other investment adviser, including financial planners
INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP SECURITIES LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP SUISSE AG Sponsor, GP, manager of pooled investment vehicles
INVESTCORP TECHNOLOGY FUND IV GP LP Other investment adviser, including financial planners
INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP Sponsor, GP, manager of pooled investment vehicles
INVESTCORP TECHNOLOGY FUND V GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP. LP Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH II G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH III G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH IV G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH V G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH VI G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP WOLVERINE COINVEST GP Sponsor, GP, manager of pooled investment vehicles
MARBLE POINT CREDIT MANAGEMENT LLC Other investment adviser, including financial planners
MERCURY CAPITAL ADVISORS LLP Other investment adviser, including financial planners
MERCURY CAPITAL ADVISORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
N.A. INVESTCORP LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PRO-II HOLDINGS LIMITED Sponsor, GP, manager of pooled investment vehicles
TAGES CAPITAL LLP Other investment adviser, including financial planners
TAGES CAPITAL SGR S.P.A. Other investment adviser, including financial planners
UTA INVESTCORP FUND GP 1 LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SP ALC CREDIT, L.P. Private Equity Fund $151.0M $100.0M 3

Control Persons

Name Type Entity Title Since Ownership
MAUER, MICHAEL, CHARLES Individual – CO-CHIEF INVESTMENT OFFICER 11/2013 < 5%
JANSEN, CHRISTOPHER, EDWARD Individual – CO-CHIEF INVESTMENT OFFICER 11/2013 < 5%
MMCMIP LLC Domestic Entity – MEMBER 11/2013 10-25%
CJCMIP LLC Domestic Entity – MEMBER 11/2013 5-10%
MAUER, MICHAEL, CHARLES Individual MMCMIP LLC MEMBER 08/2013 > 75%
JANSEN, CHRISTOPHER, EDWARD Individual CJCMIP LLC MEMBER 08/2013 > 75%
DELGUERCIO, ROCCO, ANGELO Individual – CHIEF FINANCIAL OFFICER 06/2016 < 5%
DELGUERCIO, ROCCO, ANGELO Individual – CHIEF COMPLIANCE OFFICER 09/2016 < 5%
INVESTCORP CREDIT MANAGEMENT US LLC Domestic Entity – MEMBER 08/2019 > 75%
INVESTCORP INTERNATIONAL HOLDINGS INC. Domestic Entity IVC CREDIT MANAGEMENT FINANCING, LLC MANAGING MEMBER 06/2023 > 75%
INVESTCORP S.A. Foreign Entity INVESTCORP INTERNATIONAL HOLDINGS INC. SHAREHOLDER 08/2005 > 75%
INVESTCORP HOLDINGS LTD. Foreign Entity INVESTCORP S.A. SHAREHOLDER 08/2005 > 75%
CP HOLDINGS LTD. Foreign Entity INVESTCORP HOLDINGS LTD. SHAREHOLDER 08/2005 50-75%
OWNERSHIP HOLDINGS LTD. Foreign Entity CP HOLDINGS LTD. SHAREHOLDER 08/2005 50-75%
SIPCO LTD. Foreign Entity OWNERSHIP HOLDINGS LTD. SHAREHOLDER 08/2005 25-50%
IESIP INVESTMENTS SPC LTD Foreign Entity SIPCO LTD. SHAREHOLDER 12/2020 50-75%
IESIP HOLDINGS LTD Foreign Entity IESIP INVESTMENTS SPC LTD SHAREHOLDER 12/2020 > 75%
IVC CREDIT MANAGEMENT FINANCING, LLC Domestic Entity INVESTCORP CREDIT MANAGEMENT US LLC MANAGING MEMBER 06/2023 > 75%
SIPCO HOLDINGS LTD Foreign Entity IESIP HOLDINGS LTD SHAREHOLDER 06/2023 > 75%

No. Employees, Historic

2010020192020202120222023202410 on 9/26/201910 on 3/30/202011 on 3/26/202111 on 5/5/202111 on 9/15/202111 on 3/15/202215 on 3/31/202315 on 6/29/202315 on 7/28/2023

RAUM, Historic

400M200M0201920202021202220232024301984402 on 9/26/2019339266271 on 3/30/2020271542779 on 3/26/2021271542779 on 5/5/2021271542779 on 9/15/2021308775419 on 3/15/2022390373591 on 3/31/2023390373591 on 6/29/2023390373591 on 7/28/2023

No. Clients, Historic

10502019202020212022202320241 on 9/26/20191 on 3/30/20201 on 3/26/20211 on 5/5/20211 on 9/15/20211 on 3/15/20222 on 3/31/20232 on 6/29/20232 on 7/28/2023