TURNBRIDGE CAPITAL, LLC
Adviser information for TURNBRIDGE CAPITAL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $319.6M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $319.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $303.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $16.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78900 |
|---|---|
| SEC ERA File Number | 801-78900 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169843 |
| Legal Entity Identifier | None |
Principal Office
200 CRESCENT COURTSUITE 675
DALLAS
TX
United States
Monday - Friday, 8:30-5:30
Tel: 214-624-5010, Fax: None
Chief Compliance Officer
CHRIS MARTIN
CHIEF COMPLIANCE OFFICER/CFO
200 CRESCENT COURT
SUITE 675
DALLAS
TX
United States
Tel:
214-578-9943
C******@********************M
(Full email address available in API data)
Regulatory Contact
J KENT SWEEZEY
CO-MANAGING PARTNER
200 CRESCENT COURT
SUITE 675
DALLAS
TX
United States
Tel:
214-624-5010
J********@********************M
(Full email address available in API data)
Industry Affiliates
| TB-SRI ALLIED GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TB-SRI ALLIED, LP | Sponsor, GP, manager of pooled investment vehicles |
| TB-SRI FLARE II, LP | Sponsor, GP, manager of pooled investment vehicles |
| TB-SRI FLARE, LP | Sponsor, GP, manager of pooled investment vehicles |
| TURNBRIDGE CAPITAL GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TCP BRIGADE CIV, L.P. | Private Equity Fund | $57.1M | $1.0M | 7 |
| TCP PROBE CIV, L.P. | Private Equity Fund | $3.8M | $1.0M | 5 |
| TURNBRIDGE CAPITAL PARTNERS I-A, L.P. | Private Equity Fund | $44.4M | $10.0M | 8 |
| TURNBRIDGE CAPITAL PARTNERS I, L.P. | Private Equity Fund | $193.4M | $10.0M | 81 |
| TURNBRIDGE NETWORK INVESTORS I, L.P. | Private Equity Fund | $7.3M | $0.0M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWEEZEY, JAY, KENT | Individual | – | CO- MANAGING PARTNER | 12/2007 | 10-25% |
| GRAHAM, DAVID | Individual | – | CO- FOUNDER | 12/2007 | 5-10% |
| MARTIN, COLLIN, CHRISTIAN | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 12/2023 | < 5% |
| CLARKE, JOHN, U | Individual | – | PRINCIPAL OF TURNBRIDGE CAPITAL MANAGEMENT, LLC | 04/2015 | 10-25% |
| COX, CHARLES, MITCHELL | Individual | – | PRINCIPAL OF TURNBRIDGE CAPITAL MANAGEMENT, LLC | 04/2015 | 10-25% |
| HORTON, ROBERT, BRYAN | Individual | – | MEMBER OF TURNBRIDGE CAPITAL MANAGEMENT, LLC | 04/2015 | 10-25% |
| TOMLIN, TODD, MARSHALL | Individual | – | MEMBER OF TURNBRIDGE CAPITAL MANAGEMENT, LLC | 04/2015 | 10-25% |