COX CAPITAL MANAGEMENT LLC
Adviser information for COX CAPITAL MANAGEMENT LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 514 | $304.3M |
| Non-Discretionary | 0 | $0 |
| Total | 514 | $304.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 117 | $57.1M |
| HNW Individuals | 67 | $220.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 14 | $27.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1,948 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPORTFOLIO REVIEW HOURLY CHARGE |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-78915 |
|---|---|
| SEC ERA File Number | 801-78915 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117593 |
| Legal Entity Identifier | None |
Principal Office
10 NEW ENGLAND BUSINESS CENTER DRIVESUITE #102
ANDOVER
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 978-475-3325, Fax: NONE
Chief Compliance Officer
WILLIAM J. COX
CHIEF COMPLIANCE OFFICER
10 NEW ENGLAND BUSINESS CENTER DRIVE
SUITE #102
ANDOVER
MA
United States
Tel:
978-475-3325
W***@**********M
(Full email address available in API data)
Regulatory Contact
ANNE M LEE
HEAD OF COMPLIANCE
10 NEW ENGLAND BUSINESS CENTER DRIVE
SUITE #102
ANDOVER
MA
United States
Tel:
978.475.3325
A*******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COX, WILLIAM, JOHN | Individual | – | PRESIDENT/MEMBER/CCO | 01/2002 | 50-75% |
| BROWN, ETHAN, THOMAS | Individual | – | PARTNER | 01/2020 | 50-75% |