MSC ADVISER I, LLC
Adviser information for MSC ADVISER I, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 100 |
|---|---|
| Investment Advisory/Research | 53 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.5B |
| Non-Discretionary | 1 | $98.4M |
| Total | 4 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.1B |
| Pooled investment vehicles | 2 | $310.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $98.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1300 POST OAK BOULEVARD8TH FLOOR
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 6:00 PM CST
Tel: 713-350-6000, Fax: 713-350-6042
Websites
Chief Compliance Officer
ADAM WON PARK
ASSISTANT GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY
1300 POST OAK BOULEVARD
8TH FLOOR
HOUSTON
TX
United States
Tel:
7133506046
Fax:
7133506042
A****@****************M
(Full email address available in API data)
Regulatory Contact
JASON BECKER BEAUVAIS
EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
1300 POST OAK BOULEVARD
8TH FLOOR
HOUSTON
TX
United States
Tel:
7133506043
Fax:
7133506042
J********@****************M
(Full email address available in API data)
Industry Affiliates
| MS PRIVATE LOAN FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MS PRIVATE LOAN FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MS PRIVATE LOAN FUND I, LP | Private Equity Fund | $203.5M | $0.1M | 126 |
| MS PRIVATE LOAN FUND II, LP | Private Equity Fund | $35.8M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HYZAK, DWAYNE, LOUIS | Individual | – | MANAGER; CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING DIRECTOR | 11/2014 | < 5% |
| BEAUVAIS, JASON, BECKER | Individual | – | MANAGER; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 05/2014 | < 5% |
| MAIN STREET CAPITAL PARTNERS, LLC | Domestic Entity | – | SOLE MEMBER | 07/2017 | > 75% |
| MAIN STREET CAPITAL CORPORATION | Domestic Entity | MAIN STREET CAPITAL PARTNERS, LLC | SOLE MEMBER | 05/2007 | > 75% |
| MORRIS, JESSE, ENRIQUE | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR | 07/2019 | < 5% |
| Park, Adam, W | Individual | – | ASSISTANT GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | 08/2023 | < 5% |