NOVA R WEALTH, INC.

Adviser information for NOVA R WEALTH, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 879 $382.8M
Non-Discretionary 3 $9.1M
Total 882 $391.9M

Clients

Type Number RAUM
Individuals 233 $79.6M
HNW Individuals 90 $289.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $22.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-78933
SEC ERA File Number 801-78933
SEC CIK Numbers 1729457
SEC CRD Numbers 169574
Legal Entity Identifier None

Principal Office

9990 COLLEGE BLVD.
OVERLAND PARK
KS
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (913) 225-9201, Fax: (913) 225-9215

Chief Compliance Officer

ERIC T. RODGERS
VICE PRESIDENT
9990 COLLEGE BLVD.
OVERLAND PARK
KS
United States
Tel: (913) 225-9201
Fax: (913) 225-9215
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RODGERS, TIMOTHY, RAY Individual MANAGING MEMBER 08/2014 > 75%
RODGERS, ERIC, TIMOTHY Individual CHIEF COMPLIANCE OFFICER 03/2017 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 8/9/20197 on 1/9/20207 on 2/20/20207 on 5/28/20207 on 6/23/20206 on 2/26/20216 on 5/13/20216 on 8/2/20216 on 11/30/20216 on 3/10/20226 on 5/17/20226 on 3/7/20236 on 4/25/20236 on 11/13/20237 on 3/7/2024

RAUM, Historic

500M250M02019202020212022202320242025281804497 on 8/9/2019281804497 on 1/9/2020331208739 on 2/20/2020331208739 on 5/28/2020331208739 on 6/23/2020347333640 on 2/26/2021347333640 on 5/13/2021347333640 on 8/2/2021347333640 on 11/30/2021420190407 on 3/10/2022420190407 on 5/17/2022336804883 on 3/7/2023336804883 on 4/25/2023336804883 on 11/13/2023391894247 on 3/7/2024

No. Clients, Historic

40020002019202020212022202320242025311 on 8/9/2019311 on 1/9/2020306 on 2/20/2020306 on 5/28/2020306 on 6/23/2020317 on 2/26/2021317 on 5/13/2021317 on 8/2/2021317 on 11/30/2021325 on 3/10/2022325 on 5/17/2022320 on 3/7/2023320 on 4/25/2023320 on 11/13/2023323 on 3/7/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 333K 3K
ADT INC DEL COM 454K 60K
ALPHABET INC CAP STK CL A 219K 1K
AMAZON COM INC COM 4M 18K
AMERICAN CENTY ETF TR AVANTIS ALL EQT 8M 110K
AMERICAN CENTY ETF TR INTL EQT ETF 1M 24K
AMERICAN CENTY ETF TR US LARGE CAP VLU 11M 169K
AMERICAN CENTY ETF TR US SML CP VALU 1M 12K
AMGEN INC COM 4M 12K
AMPHENOL CORP NEW CL A 1M 16K
ANSYS INC COM 683K 2K
APPLE INC COM 7M 34K
APTIV PLC SHS 609K 9K
AUTOMATIC DATA PROCESSING IN COM 392K 2K
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K
BLACKROCK HEALTH SCIENCES TE COM SHS 249K 16K
BLACKROCK HEALTH SCIENCES TR COM 14M 340K
BLACKROCK MUNIYIELD FD INC COM 1M 94K
CANADIAN PACIFIC KANSAS CITY COM 335K 4K
CDW CORP COM 408K 2K
CHEVRON CORP NEW COM 664K 4K
COCA COLA CO COM 233K 4K
CONSTELLATION BRANDS INC CL A 408K 2K
COSTCO WHSL CORP NEW COM 227K 267
DIMENSIONAL ETF TRUST US HIGH PROFITAB 313K 10K
EATON CORP PLC SHS 262K 836
EXXON MOBIL CORP COM 415K 4K
FIRST TR EXCHANGE-TRADED FD WTR ETF 703K 7K
GARMIN LTD SHS 2M 12K
HOME DEPOT INC COM 240K 696
INTUITIVE SURGICAL INC COM NEW 10M 23K
IQVIA HLDGS INC COM 304K 1K
ISHARES INC CORE MSCI EMKT 4M 66K
ISHARES TR CORE MSCI EAFE 10M 134K
ISHARES TR CORE MSCI INTL 1M 17K
ISHARES TR CORE S&P SCP ETF 1M 13K
ISHARES TR CORE S&P500 ETF 22M 41K
ISHARES TR MSCI INTL QUALTY 2M 45K
ISHARES TR MSCI USA MIN VOL 1M 14K
ISHARES TR MSCI USA MMENTM 1M 6K
ISHARES TR MSCI USA VALUE 247K 2K
ISHARES TR RUS 1000 GRW ETF 1M 4K
ISHARES TR U S EQUITY FACTR 6M 100K
J P MORGAN EXCHANGE TRADED F US MOMENTUM 8M 145K
JPMORGAN CHASE & CO. COM 292K 1K
MARATHON PETE CORP COM 207K 1K
MASTERCARD INCORPORATED CL A 679K 2K
MCDONALDS CORP COM 294K 1K
MERCK & CO INC COM 226K 2K
META PLATFORMS INC CL A 486K 964
MICROSOFT CORP COM 3M 6K
MPLX LP COM UNIT REP LTD 204K 5K
NEXTERA ENERGY INC COM 1M 18K
NVIDIA CORPORATION COM 2M 12K
NXP SEMICONDUCTORS N V COM 3M 10K
ONEOK INC NEW COM 211K 3K
OREILLY AUTOMOTIVE INC COM 411K 389
PROCTER AND GAMBLE CO COM 263K 2K
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 1M 100K
S&P GLOBAL INC COM 665K 1K
SCHWAB CHARLES CORP COM 361K 5K
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 41K
SCHWAB STRATEGIC TR US MID-CAP ETF 446K 6K
SHYFT GROUP INC COM 177K 15K
SOUTHERN CO COM 202K 3K
SPDR S&P 500 ETF TR TR UNIT 576K 1K
STMICROELECTRONICS N V NY REGISTRY 2M 41K
TEXAS INSTRS INC COM 1M 6K
TJX COS INC NEW COM 392K 4K
VANGUARD INDEX FDS SMALL CP ETF 317K 1K
VANGUARD INDEX FDS TOTAL STK MKT 492K 2K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 32K
VANGUARD MALVERN FDS STRM INFPROIDX 7M 137K
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 20M 341K
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 4M 17K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 9K
VANGUARD STAR FDS VG TL INTL STK F 278K 5K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 48K
VANGUARD WELLINGTON FD US MOMENTUM 2M 14K
VISA INC COM CL A 426K 2K
WALMART INC COM 1M 16K
ZOETIS INC CL A 238K 1K