NOVA R WEALTH, INC.
Adviser information for NOVA R WEALTH, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Kansas, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 879 | $382.8M |
Non-Discretionary | 3 | $9.1M |
Total | 882 | $391.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 233 | $79.6M |
HNW Individuals | 90 | $289.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $22.8M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 2 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
9990 COLLEGE BLVD.OVERLAND PARK
KS
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (913) 225-9201, Fax: (913) 225-9215
Chief Compliance Officer
ERIC T. RODGERS
VICE PRESIDENT
9990 COLLEGE BLVD.
OVERLAND PARK
KS
United States
Tel:
(913) 225-9201
Fax:
(913) 225-9215
E*******@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RODGERS, TIMOTHY, RAY | Individual | – | MANAGING MEMBER | 08/2014 | > 75% |
RODGERS, ERIC, TIMOTHY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 333K | 3K | – |
ADT INC DEL | COM | 454K | 60K | – |
ALPHABET INC | CAP STK CL A | 219K | 1K | – |
AMAZON COM INC | COM | 4M | 18K | – |
AMERICAN CENTY ETF TR | AVANTIS ALL EQT | 8M | 110K | – |
AMERICAN CENTY ETF TR | INTL EQT ETF | 1M | 24K | – |
AMERICAN CENTY ETF TR | US LARGE CAP VLU | 11M | 169K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 1M | 12K | – |
AMGEN INC | COM | 4M | 12K | – |
AMPHENOL CORP NEW | CL A | 1M | 16K | – |
ANSYS INC | COM | 683K | 2K | – |
APPLE INC | COM | 7M | 34K | – |
APTIV PLC | SHS | 609K | 9K | – |
AUTOMATIC DATA PROCESSING IN | COM | 392K | 2K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 11K | – |
BLACKROCK HEALTH SCIENCES TE | COM SHS | 249K | 16K | – |
BLACKROCK HEALTH SCIENCES TR | COM | 14M | 340K | – |
BLACKROCK MUNIYIELD FD INC | COM | 1M | 94K | – |
CANADIAN PACIFIC KANSAS CITY | COM | 335K | 4K | – |
CDW CORP | COM | 408K | 2K | – |
CHEVRON CORP NEW | COM | 664K | 4K | – |
COCA COLA CO | COM | 233K | 4K | – |
CONSTELLATION BRANDS INC | CL A | 408K | 2K | – |
COSTCO WHSL CORP NEW | COM | 227K | 267 | – |
DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 313K | 10K | – |
EATON CORP PLC | SHS | 262K | 836 | – |
EXXON MOBIL CORP | COM | 415K | 4K | – |
FIRST TR EXCHANGE-TRADED FD | WTR ETF | 703K | 7K | – |
GARMIN LTD | SHS | 2M | 12K | – |
HOME DEPOT INC | COM | 240K | 696 | – |
INTUITIVE SURGICAL INC | COM NEW | 10M | 23K | – |
IQVIA HLDGS INC | COM | 304K | 1K | – |
ISHARES INC | CORE MSCI EMKT | 4M | 66K | – |
ISHARES TR | CORE MSCI EAFE | 10M | 134K | – |
ISHARES TR | CORE MSCI INTL | 1M | 17K | – |
ISHARES TR | CORE S&P SCP ETF | 1M | 13K | – |
ISHARES TR | CORE S&P500 ETF | 22M | 41K | – |
ISHARES TR | MSCI INTL QUALTY | 2M | 45K | – |
ISHARES TR | MSCI USA MIN VOL | 1M | 14K | – |
ISHARES TR | MSCI USA MMENTM | 1M | 6K | – |
ISHARES TR | MSCI USA VALUE | 247K | 2K | – |
ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
ISHARES TR | U S EQUITY FACTR | 6M | 100K | – |
J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 8M | 145K | – |
JPMORGAN CHASE & CO. | COM | 292K | 1K | – |
MARATHON PETE CORP | COM | 207K | 1K | – |
MASTERCARD INCORPORATED | CL A | 679K | 2K | – |
MCDONALDS CORP | COM | 294K | 1K | – |
MERCK & CO INC | COM | 226K | 2K | – |
META PLATFORMS INC | CL A | 486K | 964 | – |
MICROSOFT CORP | COM | 3M | 6K | – |
MPLX LP | COM UNIT REP LTD | 204K | 5K | – |
NEXTERA ENERGY INC | COM | 1M | 18K | – |
NVIDIA CORPORATION | COM | 2M | 12K | – |
NXP SEMICONDUCTORS N V | COM | 3M | 10K | – |
ONEOK INC NEW | COM | 211K | 3K | – |
OREILLY AUTOMOTIVE INC | COM | 411K | 389 | – |
PROCTER AND GAMBLE CO | COM | 263K | 2K | – |
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 1M | 100K | – |
S&P GLOBAL INC | COM | 665K | 1K | – |
SCHWAB CHARLES CORP | COM | 361K | 5K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 3M | 41K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 446K | 6K | – |
SHYFT GROUP INC | COM | 177K | 15K | – |
SOUTHERN CO | COM | 202K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 576K | 1K | – |
STMICROELECTRONICS N V | NY REGISTRY | 2M | 41K | – |
TEXAS INSTRS INC | COM | 1M | 6K | – |
TJX COS INC NEW | COM | 392K | 4K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 317K | 1K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 492K | 2K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 32K | – |
VANGUARD MALVERN FDS | STRM INFPROIDX | 7M | 137K | – |
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 20M | 341K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 4M | 17K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 9K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 278K | 5K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 48K | – |
VANGUARD WELLINGTON FD | US MOMENTUM | 2M | 14K | – |
VISA INC | COM CL A | 426K | 2K | – |
WALMART INC | COM | 1M | 16K | – |
ZOETIS INC | CL A | 238K | 1K | – |