Hedge Fund Database

ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC

Adviser information for ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 139 $12.9B
Total 139 $12.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $11.9B
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $972.6M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesADMINISTRATIVE SERVICES

Identifiers

SEC RIA File Number 801-78934
SEC ERA File Number 801-78934
SEC CIK Numbers 1802867
SEC CRD Numbers 169582
Legal Entity Identifier None

Principal Office

10635 SANTA MONICA BOULEVARD
SUITE 240
LOS ANGELES
CA
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 424-372-1775, Fax: None

Chief Compliance Officer

BRIAN WATERS
GENERAL COUNSEL
10635 SANTA MONICA BOULEVARD
SUITE 240
LOS ANGELES
CA
United States
Tel: 424-372-1776
(Full email address available in API data)

Regulatory Contact

DANIEL KELSO
PARTNER
10635 SANTA MONICA BOULEVARD
SUITE 240
LOS ANGELES
CA
United States
Tel: 424-372-1775
(Full email address available in API data)

Industry Affiliates

EVOKE ADVISORS Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
EVOKE GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHAHIDI, ALEX, NMN Individual – MANAGING PARTNER 11/2014 < 5%
BISSERIER, DAMIEN, ADAM Individual – MANAGING PARTNER 11/2014 < 5%
EVOKE HOLDINGS, LLC Domestic Entity – MANAGING MEMBER; DIRECT OWNER 05/2020 > 75%
HOU, DAVID, CHIH Individual EVOKE HOLDINGS, LLC MEMBER 05/2019 25-50%
WATERS, BRIAN, HANCOCK Individual – CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL 02/2024 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 5/22/20197 on 4/1/20207 on 6/23/20207 on 3/31/20217 on 3/31/20227 on 3/29/20237 on 3/28/2024

RAUM, Historic

20B10B0201920202021202220232024202510827939000 on 5/22/201912072556000 on 4/1/202012072556000 on 6/23/202012752266498 on 3/31/202115003061146 on 3/31/202214734866934 on 3/29/202312874369648 on 3/28/2024

No. Clients, Historic

2001000201920202021202220232024202572 on 5/22/201988 on 4/1/202088 on 6/23/2020102 on 3/31/2021165 on 3/31/2022175 on 3/29/20230 on 3/28/2024

Holdings

From latest 13F, filed May 9th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
N/A N/A 0 0 –