ALLIANCE WEALTH MANAGEMENT GROUP, LLC

Adviser information for ALLIANCE WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,046 $363.5M
Non-Discretionary 0 $0
Total 1,046 $363.5M

Clients

Type Number RAUM
Individuals 303 $100.4M
HNW Individuals 99 $263.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-78935
SEC ERA File Number 801-78935
SEC CIK Numbers 1623707
SEC CRD Numbers 169573
Legal Entity Identifier None

Principal Office

23 ROYAL ROAD
SUITE 101
FLEMINGTON
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (908) 751 - 7090, Fax: None

Chief Compliance Officer

STEVEN M. FOX
MEMBER & COO
23 ROYAL ROAD
SUITE 101
FLEMINGTON
NJ
United States
Tel: 908-751-7093
(Full email address available in API data)

Regulatory Contact

STEVEN LINDEN
MEMBER
23 ROYAL RD
SUITE 101
FLEMINGTON
NJ
United States
Tel: 908-751-7091
(Full email address available in API data)

Industry Affiliates

ALLIANCE ACCOUNTING GROUP Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LINDEN, STEVEN, EDWARD Individual MEMBER 09/2014 25-50%
FOX, STEVEN, MATTHEW Individual MEMBER & CHIEF COMPLIANCE OFFICER 09/2014 25-50%
MCCABE, THOMAS Individual MEMBER 09/2014 25-50%

No. Employees, Historic

2010020202021202220232024202512 on 3/19/202012 on 5/26/202011 on 3/17/202117 on 3/10/202217 on 10/24/202213 on 3/13/202313 on 3/13/2024

RAUM, Historic

400M200M0202020212022202320242025254539449 on 3/19/2020254539449 on 5/26/2020290965753 on 3/17/2021356174269 on 3/10/2022356174269 on 10/24/2022309439764 on 3/13/2023363463767 on 3/13/2024

No. Clients, Historic

5002500202020212022202320242025274 on 3/19/2020274 on 5/26/2020308 on 3/17/2021360 on 3/10/2022360 on 10/24/2022382 on 3/13/2023402 on 3/13/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 324K 2K
ALPHABET INC CAP STK CL C 717K 4K
AMAZON COM INC COM 809K 4K
APPLE INC COM 6M 28K
AT&T INC COM 516K 27K
BANK AMERICA CORP COM 395K 10K
CHEVRON CORP NEW COM 380K 2K
CISCO SYS INC COM 293K 6K
COCA COLA CONS INC COM 502K 8K
COLGATE PALMOLIVE CO COM 279K 3K
COSTCO WHSL CORP NEW COM 295K 347
DIMENSIONAL ETF TRUST US EQUITY ETF 337K 6K
DISNEY WALT CO COM 231K 2K
HERSHEY CO COM 202K 1K
HOME DEPOT INC COM 247K 717
INTERNATIONAL BUSINESS MACHS COM 359K 2K
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 5M 232K
INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 4M 235K
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 351K 2K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 7K
INVESCO QQQ TR UNIT SER 1 942K 2K
ISHARES INC CORE MSCI EMKT 5M 85K
ISHARES TR 0-5YR HI YL CP 5M 108K
ISHARES TR 1 3 YR TREAS BD 376K 5K
ISHARES TR CORE DIV GRWTH 1M 17K
ISHARES TR CORE MSCI EAFE 6M 88K
ISHARES TR CORE S&P MCP ETF 4M 70K
ISHARES TR CORE S&P SCP ETF 4M 36K
ISHARES TR CORE S&P TTL STK 2M 21K
ISHARES TR CORE S&P500 ETF 18M 34K
ISHARES TR CORE US AGGBD ET 8M 78K
ISHARES TR FLTG RATE NT ETF 12M 244K
ISHARES TR IBOXX HI YD ETF 14M 187K
ISHARES TR IBOXX INV CP ETF 3M 25K
ISHARES TR JPMORGAN USD EMG 10M 109K
ISHARES TR NATIONAL MUN ETF 6M 58K
ISHARES TR RUS 1000 GRW ETF 2M 7K
ISHARES TR RUS 1000 VAL ETF 411K 2K
JOHNSON & JOHNSON COM 925K 6K
JPMORGAN CHASE & CO. COM 1M 5K
LAS VEGAS SANDS CORP COM 279K 6K
MATINAS BIOPHARMA HLDGS INC COM 299K 2M
MERCK & CO INC COM 1M 9K
META PLATFORMS INC CL A 608K 1K
MICROSOFT CORP COM 3M 6K
NEXTERA ENERGY INC COM 287K 4K
NVIDIA CORPORATION COM 912K 7K
ORACLE CORP COM 218K 2K
PIMCO ETF TR INV GRD CRP BD 9M 92K
PROCTER AND GAMBLE CO COM 224K 1K
PUBLIC SVC ENTERPRISE GRP IN COM 240K 3K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 14M 515K
SCHWAB STRATEGIC TR INTL EQTY ETF 16M 411K
SCHWAB STRATEGIC TR SHT TM US TRES 1M 22K
SCHWAB STRATEGIC TR US AGGREGATE B 25M 541K
SCHWAB STRATEGIC TR US BRD MKT ETF 10M 161K
SCHWAB STRATEGIC TR US DIVIDEND EQ 5M 68K
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 25K
SCHWAB STRATEGIC TR US LCAP VA ETF 598K 8K
SCHWAB STRATEGIC TR US LRG CAP ETF 48M 754K
SCHWAB STRATEGIC TR US MID-CAP ETF 10M 132K
SCHWAB STRATEGIC TR US SML CAP ETF 9M 194K
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 3M 98K
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 100K
SPDR S&P 500 ETF TR TR UNIT 452K 830
SPDR SER TR BLOOMBERG INVT 23M 732K
SPDR SER TR NUVEEN BLMBRG MU 5M 116K
SPDR SER TR PORTFOLI S&P1500 2M 23K
SPDR SER TR PORTFOLIO AGRGTE 8M 307K
SPDR SER TR PORTFOLIO INTRMD 3M 95K
SPDR SER TR PORTFOLIO S&P400 2M 39K
SPDR SER TR PORTFOLIO S&P500 10M 153K
SPDR SER TR PORTFOLIO S&P600 2M 44K
SPDR SER TR PORTFOLIO SHORT 208K 7K
SPDR SER TR PRTFLO S&P500 HI 1M 31K
VANGUARD INDEX FDS GROWTH ETF 707K 2K
VANGUARD INDEX FDS S&P 500 ETF SHS 370K 739
VANGUARD INDEX FDS TOTAL STK MKT 749K 3K
VANGUARD INDEX FDS VALUE ETF 426K 3K
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 217K 4K
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 287K 3K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 509K 3K
VANGUARD WORLD FD MEGA GRWTH IND 218K 695