WEALTHSHIELD PARTNERS, LLC
Adviser information for WEALTHSHIELD PARTNERS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,210 | $916.7M |
| Non-Discretionary | 4 | $1.2M |
| Total | 3,214 | $917.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 873 | $275.4M |
| HNW Individuals | 189 | $609.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $914,732 |
| State or municipal gov entities | 1 | $2.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 24 | $29.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 46.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEALTHSHIELD PARTNERS, LLC WRAP FEE PROGRAM | WEALTHSHIELD PARTNERS, LLC |
Principal Office
2500 REGENCY PARKWAYCARY
NC
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 919-948-4453, Fax: 919-869-1834
Websites
www.madisonoakswp.com/
twitter.com/goldenpinenc
www.facebook.com/madisonoakswp/
www.facebook.com/goldenpineadvisory/
goldenpineadvisory.com/
www.harborviewinvestments.com/
wealthshieldpartners.com/
www.linkedin.com/company/wealthshieldpartnersllc/
www.linkedin.com/company/golden-pine-advisory/
www.linkedin.com/company/harborview-advisors/
www.facebook.com/people/harborview-advisors/
Chief Compliance Officer
ROBERT LEGGETT
MANAGING PARTNER
2500 REGENCY PARKWAY
CARY
NC
United States
Tel:
(919) 948-4453
Fax:
919-869-1834
R*****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Leggett, Robert, Alexander | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2013 | < 5% |
| CLINT AND ROBERT HOLDINGS | Domestic Entity | – | DIRECT OWNER | 12/2021 | > 75% |
| Leggett, Robert, Alexander | Individual | CLINT AND ROBERT HOLDINGS | OWNER/PARTNER | 12/2021 | > 75% |
| Leggett, Caroline, McAlister | Individual | – | PARTNER | 03/2023 | < 5% |
| Araj, Victoria, Handley | Individual | – | CHIEF OPERATING OFFICER | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 243K | 2K | – |
| ABBVIE INC | COM | 794K | 5K | – |
| ABRDN GLOBAL INFRA INCOME FU | COM SHS BEN INT | 589K | 32K | – |
| ADOBE INC | COM | 233K | 419 | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 17K | – |
| ALPHABET INC | CAP STK CL C | 1M | 6K | – |
| ALPHABET INC | CAP STK CL A | 7M | 40K | – |
| ALTRIA GROUP INC | COM | 214K | 5K | – |
| AMAZON COM INC | COM | 8M | 42K | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 353K | 6K | – |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 224K | 5K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 49K | 800 | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 149K | 2K | – |
| AMERICAN CENTY ETF TR | MID CAP GRW IMP | 8K | 147 | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 3M | 53K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 11K | – |
| AMGEN INC | COM | 2M | 5K | – |
| APPLE INC | COM | 12M | 59K | – |
| AT&T INC | COM | 618K | 32K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 206K | 856 | – |
| BANK AMERICA CORP | COM | 526K | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 561K | 52K | – |
| BLACKROCK ENHANCED GLOBAL DI | COM | 111K | 10K | – |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 112K | 20K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 11M | 224K | – |
| BLACKROCK ETF TRUST | US CARBON TRANS | 108K | 2K | – |
| BLACKROCK ETF TRUST | WORLD EX US CARB | 17K | 381 | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 1M | 27K | – |
| BLACKROCK MUNICIPAL INCOME | COM | 144K | 12K | – |
| BLACKSTONE INC | COM | 202K | 2K | – |
| BOEING CO | COM | 396K | 2K | – |
| BP PLC | SPONSORED ADR | 236K | 7K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 385K | 9K | – |
| BROADCOM INC | COM | 4M | 2K | – |
| CARETRUST REIT INC | COM | 1M | 49K | – |
| CATERPILLAR INC | COM | 308K | 925 | – |
| CHEVRON CORP NEW | COM | 2M | 13K | – |
| CISCO SYS INC | COM | 2M | 38K | – |
| CITIGROUP INC | COM NEW | 2M | 29K | – |
| CME GROUP INC | COM | 3M | 15K | – |
| COCA COLA CO | COM | 1M | 17K | – |
| COMCAST CORP NEW | CL A | 220K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| COTY INC | COM CL A | 100K | 10K | – |
| CROWDSTRIKE HLDGS INC | CL A | 4M | 11K | – |
| CVS HEALTH CORP | COM | 224K | 4K | – |
| DARDEN RESTAURANTS INC | COM | 2M | 11K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 34K | – |
| DEXCOM INC | COM | 2M | 17K | – |
| DIAMONDBACK ENERGY INC | COM | 3M | 13K | – |
| DIGITAL RLTY TR INC | COM | 2M | 12K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 37K | 712 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 357K | 11K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 31K | 1K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 34K | 1K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 116K | 4K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 126K | 4K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 122K | 3K | – |
| DISNEY WALT CO | COM | 216K | 2K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 20K | – |
| E L F BEAUTY INC | COM | 308K | 1K | – |
| EATON CORP PLC | SHS | 3M | 11K | – |
| ELI LILLY & CO | COM | 3M | 4K | – |
| EXXON MOBIL CORP | COM | 933K | 8K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 579K | 3K | – |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 155K | 3K | – |
| FIDELITY COVINGTON TRUST | MSCI MATLS INDEX | 16K | 320 | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 208K | 5K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 586K | 348 | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 17K | 200 | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 572K | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 2M | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 75K | 993 | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33K | 600 | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 124K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 12K | 440 | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 88K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 24K | 505 | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 287K | 5K | – |
| FISERV INC | COM | 2M | 11K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 167K | 5K | – |
| FRANKLIN TEMPLETON ETF TR | SENIOR LOAN ETF | 112K | 5K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE UNTD KGDM | 106K | 4K | – |
| FRANKLIN TEMPLETON ETF TR | MUNICIPAL GRN BD | 4K | 180 | – |
| GE AEROSPACE | COM NEW | 298K | 2K | – |
| GLOBAL X FDS | GLB X MLP ENRG I | 18K | 349 | – |
| GLOBAL X FDS | RUSSELL 2000 | 283K | 17K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 22K | 1K | – |
| GLOBAL X FDS | AUTONMOUS EV ETF | 16K | 686 | – |
| GLOBAL X FDS | GLOBAL X COPPER | 4K | 95 | – |
| GLOBAL X FDS | GLOBAL X SILVER | 3K | 87 | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 762K | 26K | – |
| GLOBAL X FDS | MSCI EMERGING MA | 317K | 13K | – |
| GOLDMAN SACHS GROUP INC | COM | 259K | 574 | – |
| HALLIBURTON CO | COM | 1M | 36K | – |
| HOME DEPOT INC | COM | 5M | 15K | – |
| HUNTINGTON BANCSHARES INC | COM | 163K | 12K | – |
| IDEXX LABS INC | COM | 624K | 1K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 10K | 263 | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 61K | 2K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BFR | 245K | 8K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 23K | 674 | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 53K | 1K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 83K | 2K | – |
| INNOVATOR ETFS TRUST | US EQTY BUF NOV | 86K | 2K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 179K | 5K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 1M | 37K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 13K | 350 | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 238K | 7K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 12K | 330 | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR JUN | 123K | 3K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 280K | 10K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 13K | 341 | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 113K | 3K | – |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | 46K | 1K | – |
| INNOVATOR ETFS TRUST | US EQT BUFR APR | 6K | 150 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 3M | 24K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 433K | 3K | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 79K | 3K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 27K | 308 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 143K | 2K | – |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 1M | 62K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 4K | 307 | – |
| INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 126K | 3K | – |
| INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 956K | 53K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 1K | 57 | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 23K | 472 | – |
| INVESCO EXCH TRADED FD TR II | CHINA TECHNLGY | 3K | 95 | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 78K | 4K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ BIOTECH | 2K | 100 | – |
| INVESCO EXCH TRADED FD TR II | INVESCO PHLX SM | 32K | 750 | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 60K | 1K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 500K | 21K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 88K | 860 | – |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 2K | 26 | – |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 2K | 124 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 198K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 1M | 26K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 19K | 225 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 4K | 115 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL UTL | 46K | 790 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 3K | 70 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 4M | 27K | – |
| INVESCO EXCHANGE TRADED FD T | INVESCO MSCI | 44K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 697K | 39K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 440K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 741K | 20K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 19K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | 118K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 410K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 69K | 700 | – |
| INVESCO QQQ TR | UNIT SER 1 | 570K | 1K | – |
| ISHARES BITCOIN TR | SHS | 435K | 13K | – |
| ISHARES INC | MSCI WORLD ETF | 88K | 600 | – |
| ISHARES INC | MSCI EMERG MRKT | 3K | 60 | – |
| ISHARES INC | MSCI EQUAL WEITE | 390K | 4K | – |
| ISHARES INC | MSCI GERMANY ETF | 34K | 1K | – |
| ISHARES INC | CORE MSCI EMKT | 14M | 256K | – |
| ISHARES INC | MSCI EMRG CHN | 4M | 64K | – |
| ISHARES INC | ESG AWR MSCI EM | 2M | 47K | – |
| ISHARES TR | S&P 100 ETF | 622K | 2K | – |
| ISHARES TR | CORE S&P TTL STK | 788K | 7K | – |
| ISHARES TR | SELECT DIVID ETF | 99K | 822 | – |
| ISHARES TR | TIPS BD ETF | 766K | 7K | – |
| ISHARES TR | US TRSPRTION | 47K | 712 | – |
| ISHARES TR | CORE S&P500 ETF | 35M | 64K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 25K | – |
| ISHARES TR | MSCI EMG MKT ETF | 570K | 13K | – |
| ISHARES TR | IBOXX INV CP ETF | 1M | 10K | – |
| ISHARES TR | GLOBAL TECH ETF | 74K | 896 | – |
| ISHARES TR | S&P 500 GRWT ETF | 15M | 161K | – |
| ISHARES TR | GLOBAL FINLS ETF | 510 | 6 | – |
| ISHARES TR | GLOBAL ENERG ETF | 169K | 4K | – |
| ISHARES TR | S&P 500 VAL ETF | 7M | 37K | – |
| ISHARES TR | 20 YR TR BD ETF | 3M | 37K | – |
| ISHARES TR | 7-10 YR TRSY BD | 2M | 23K | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 21K | – |
| ISHARES TR | MSCI EAFE ETF | 884K | 11K | – |
| ISHARES TR | RUS MDCP VAL ETF | 290K | 2K | – |
| ISHARES TR | RUS MD CP GR ETF | 256K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 327K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 865K | 15K | – |
| ISHARES TR | ISHARES BIOTECH | 36K | 263 | – |
| ISHARES TR | COHEN STEER REIT | 19K | 339 | – |
| ISHARES TR | RUS 1000 VAL ETF | 859K | 5K | – |
| ISHARES TR | S&P MC 400GR ETF | 1M | 14K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 10K | – |
| ISHARES TR | RUS 1000 ETF | 7K | 25 | – |
| ISHARES TR | RUS 2000 VAL ETF | 120K | 785 | – |
| ISHARES TR | RUS 2000 GRW ETF | 140K | 532 | – |
| ISHARES TR | RUSSELL 2000 ETF | 788K | 4K | – |
| ISHARES TR | CORE S&P US VLU | 154K | 2K | – |
| ISHARES TR | CORE S&P US GWT | 3M | 23K | – |
| ISHARES TR | RUSSELL 3000 ETF | 111K | 359 | – |
| ISHARES TR | U.S. UTILITS ETF | 27K | 306 | – |
| ISHARES TR | S&P MC 400VL ETF | 1M | 10K | – |
| ISHARES TR | U.S. TECH ETF | 5M | 31K | – |
| ISHARES TR | U.S. REAL ES ETF | 69K | 790 | – |
| ISHARES TR | U.S. ENERGY ETF | 28K | 577 | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 21K | – |
| ISHARES TR | SP SMCP600VL ETF | 752K | 8K | – |
| ISHARES TR | S&P SML 600 GWT | 936K | 7K | – |
| ISHARES TR | SHRT NAT MUN ETF | 1M | 10K | – |
| ISHARES TR | GL CLEAN ENE ETF | 8K | 593 | – |
| ISHARES TR | MSCI ACWI EX US | 193K | 4K | – |
| ISHARES TR | JPMORGAN USD EMG | 926K | 10K | – |
| ISHARES TR | NATIONAL MUN ETF | 9M | 80K | – |
| ISHARES TR | INTL SEL DIV ETF | 11K | 400 | – |
| ISHARES TR | IBOXX HI YD ETF | 207K | 3K | – |
| ISHARES TR | MSCI KLD400 SOC | 675K | 7K | – |
| ISHARES TR | MBS ETF | 4M | 39K | – |
| ISHARES TR | ISHS 1-5YR INVS | 78K | 2K | – |
| ISHARES TR | 10-20 YR TRS ETF | 1M | 14K | – |
| ISHARES TR | 3 7 YR TREAS BD | 34K | 297 | – |
| ISHARES TR | PFD AND INCM SEC | 241K | 8K | – |
| ISHARES TR | MSCI USA ESG SLC | 896K | 8K | – |
| ISHARES TR | U.S. MED DVC ETF | 13K | 234 | – |
| ISHARES TR | MICRO-CAP ETF | 4M | 31K | – |
| ISHARES TR | EAFE VALUE ETF | 3M | 65K | – |
| ISHARES TR | EAFE GRWTH ETF | 9M | 90K | – |
| ISHARES TR | US TREAS BD ETF | 807K | 36K | – |
| ISHARES TR | MSCI INDIA ETF | 10K | 183 | – |
| ISHARES TR | FLTG RATE NT ETF | 33K | 640 | – |
| ISHARES TR | CORE HIGH DV ETF | 321K | 3K | – |
| ISHARES TR | MSCI USA MIN VOL | 162K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 10M | 56K | – |
| ISHARES TR | MSCI USA VALUE | 4K | 36 | – |
| ISHARES TR | MSCI USA MMENTM | 370K | 2K | – |
| ISHARES TR | CORE MSCI TOTAL | 1M | 18K | – |
| ISHARES TR | CORE MSCI EAFE | 556K | 8K | – |
| ISHARES TR | CORE 1 5 YR USD | 295K | 6K | – |
| ISHARES TR | MRNGSTR INC ETF | 1K | 62 | – |
| ISHARES TR | 0-5YR HI YL CP | 34K | 810 | – |
| ISHARES TR | CORE TOTAL USD | 13M | 286K | – |
| ISHARES TR | CORE DIV GRWTH | 10M | 165K | – |
| ISHARES TR | HDG MSCI EAFE | 2M | 55K | – |
| ISHARES TR | TRS FLT RT BD | 396K | 8K | – |
| ISHARES TR | BLACKROCK ULTRA | 1M | 22K | – |
| ISHARES TR | CONV BD ETF | 427K | 5K | – |
| ISHARES TR | ESG AWRE USD ETF | 1M | 53K | – |
| ISHARES TR | INVESTMENT GRADE | 934K | 21K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 20K | 814 | – |
| ISHARES TR | CORE MSCI INTL | 3M | 46K | – |
| ISHARES TR | MORTGE REL ETF | 22K | 1K | – |
| ISHARES TR | CR 5 10 YR ETF | 24K | 555 | – |
| ISHARES TR | ESG AWR MSCI USA | 1M | 12K | – |
| ISHARES TR | FALN ANGLS USD | 37K | 1K | – |
| ISHARES TR | ESG AW MSCI EAFE | 3M | 36K | – |
| ISHARES TR | SELF DRIVNG EV | 3K | 89 | – |
| ISHARES TR | USD GRN BOND ETF | 116K | 2K | – |
| ISHARES TR | ESG AWR US AGRGT | 33K | 708 | – |
| ISHARES TR | ESG AWARE MSCI | 809 | 21 | – |
| ISHARES TR | US INFRASTRUC | 946K | 22K | – |
| ISHARES TR | BROAD USD HIGH | 2K | 47 | – |
| ISHARES TR | INVT GRD CORP BD | 4M | 145K | – |
| ISHARES TR | 20+ YEAR TR BD | 8M | 322K | – |
| ISHARES TR | MSCI WTR MGMT MS | 917 | 30 | – |
| ISHARES TR | 0-3 MNTH TREASRY | 123K | 1K | – |
| ISHARES TR | ESG EAFE ETF | 37K | 547 | – |
| ISHARES TR | ESG MSCI USA ETF | 69K | 1K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 2K | 53 | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | 9K | 159 | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVEBLDRS EMER | 9K | 232 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 23K | 397 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS US | 1K | 14 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | 23K | 383 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | 38K | 388 | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 1M | 22K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 621K | 12K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 1K | 32 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 4K | 85 | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 420K | 8K | – |
| JOHNSON & JOHNSON | COM | 912K | 6K | – |
| JOHNSON CTLS INTL PLC | SHS | 2M | 27K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 30K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 4M | 18K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 100K | 15K | – |
| LOCKHEED MARTIN CORP | COM | 3M | 6K | – |
| MARATHON PETE CORP | COM | 3M | 15K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MERCK & CO INC | COM | 3M | 25K | – |
| META PLATFORMS INC | CL A | 4M | 8K | – |
| MICROSOFT CORP | COM | 11M | 24K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 2M | 6K | – |
| NEXTERA ENERGY INC | COM | 1M | 18K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 1M | 13K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 1M | 30K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDCP | 700K | 17K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 819K | 25K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 1M | 33K | – |
| NUSHARES ETF TR | ESG HI TLD CRP | 168K | 8K | – |
| NUSHARES ETF TR | NUVEEN ESG US | 6K | 283 | – |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 192K | 7K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 238K | 9K | – |
| NVIDIA CORPORATION | COM | 9M | 75K | – |
| NXP SEMICONDUCTORS N V | COM | 3M | 9K | – |
| OCCIDENTAL PETE CORP | COM | 288K | 5K | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 94K | 2K | – |
| ORACLE CORP | COM | 205K | 1K | – |
| PACER FDS TR | TRENDP US LAR CP | 2M | 38K | – |
| PACER FDS TR | TRENDP US MID CP | 43K | 1K | – |
| PACER FDS TR | TRENDPILOT US BD | 49K | 2K | – |
| PACER FDS TR | GLOBL CASH ETF | 13K | 390 | – |
| PACER FDS TR | WEALTHSHIELD | 418K | 14K | – |
| PACER FDS TR | PACER US SMALL | 4K | 93 | – |
| PACER FDS TR | US CASH COWS 100 | 26K | 475 | – |
| PALO ALTO NETWORKS INC | COM | 4M | 11K | – |
| PEPSICO INC | COM | 2M | 10K | – |
| PFIZER INC | COM | 572K | 20K | – |
| PHILIP MORRIS INTL INC | COM | 397K | 4K | – |
| PHILLIPS 66 | COM | 213K | 2K | – |
| PIMCO ETF TR | MUNI INCOME OPP | 619K | 14K | – |
| PIMCO ETF TR | ENHANCD SHORT | 417K | 4K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 2M | 17K | – |
| PIMCO ETF TR | INV GRD CRP BD | 22K | 231 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 11K | 107 | – |
| PIMCO ETF TR | INTER MUN BD ACT | 35K | 663 | – |
| PPL CORP | COM | 262K | 9K | – |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 187K | 10K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 10K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 152K | 2K | – |
| PROSHARES TR | PSHS ULTRA DOW30 | 58K | 702 | – |
| PROSHARES TR | S&P 500 DV ARIST | 5M | 50K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 1M | 15K | – |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 32K | 10K | – |
| QUANTA SVCS INC | COM | 340K | 1K | – |
| QUEST DIAGNOSTICS INC | COM | 315K | 2K | – |
| ROYCE MICRO-CAP TR INC | COM | 370K | 40K | – |
| RTX CORPORATION | COM | 256K | 3K | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SALESFORCE INC | COM | 3M | 10K | – |
| SCHWAB CHARLES CORP | COM | 2M | 27K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 250K | 4K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 3M | 40K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 16M | 158K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 8M | 109K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 3M | 34K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 2M | 52K | – |
| SCHWAB STRATEGIC TR | MUN BD ETF | 147K | 3K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 3M | 122K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 25K | 700 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 658K | 19K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 30K | 441 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 17K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 20M | 518K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 9M | 203K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 604K | 30K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 20K | 377 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 32K | 365 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 52K | 358 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 14K | 76 | – |
| SELECT SECTOR SPDR TR | ENERGY | 62K | 678 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 31K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 6M | 28K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 77K | 2K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 955K | 14K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 348K | 888 | – |
| SPDR GOLD TR | GOLD SHS | 985K | 5K | – |
| SPDR INDEX SHS FDS | S&P GLBDIV ETF | 959K | 16K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 156K | 4K | – |
| SPDR INDEX SHS FDS | S&P EM MKT DIV | 2M | 57K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 2M | 61K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 711K | 20K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 510K | 950 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 4M | 48K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 272K | 11K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 4M | 57K | – |
| SPDR SER TR | PORTFOLIO LN COR | 225K | 10K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 468K | 14K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 3M | 33K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 1M | 28K | – |
| SPDR SER TR | BLOOMBERG INTL T | 6K | 268 | – |
| SPDR SER TR | S&P DIVID ETF | 171K | 1K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 5M | 61K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 5M | 66K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 63K | 1K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 2M | 27K | – |
| SPDR SER TR | S&P BIOTECH | 188K | 2K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 1M | 25K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 81K | 2K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 29K | 717 | – |
| SPDR SER TR | PORTFOLIO S&P600 | 38K | 911 | – |
| SSGA ACTIVE ETF TR | GLOBL ALLO ETF | 154K | 4K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 307K | 7K | – |
| STERIS PLC | SHS USD | 2M | 7K | – |
| TESLA INC | COM | 434K | 2K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 244K | 15K | – |
| TJX COS INC NEW | COM | 4M | 33K | – |
| TRANE TECHNOLOGIES PLC | SHS | 3M | 10K | – |
| TRUIST FINL CORP | COM | 1M | 27K | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 309K | 2K | – |
| UNITED STS COMMODITY INDEX F | COMM IDX FND | 671K | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 7K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 20K | 596 | – |
| VANECK ETF TRUST | GREEN BOND ETF | 120K | 5K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 2K | 128 | – |
| VANECK ETF TRUST | PREFERRED SECURT | 87K | 5K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 20K | 700 | – |
| VANECK ETF TRUST | CEF MUNI INCOME | 202K | 9K | – |
| VANECK ETF TRUST | IG FLOATING RATE | 3M | 108K | – |
| VANECK ETF TRUST | VANECK SHRT MUNI | 169K | 10K | – |
| VANECK ETF TRUST | LONG MUNI ETF | 7K | 418 | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 9K | 123 | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 9K | 126 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 88K | 1K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 3M | 42K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 3M | 18K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2M | 11K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 548K | 6K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 780K | 3K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 3M | 15K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 238K | 981 | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 150K | 597 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 17K | 98 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 6M | 16K | – |
| VANGUARD INDEX FDS | VALUE ETF | 9M | 57K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 582K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 882K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 335K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 316K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 991K | 17K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 646K | 15K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 441K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 174K | 3K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 30K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 98K | 2K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 499K | 6K | – |
| VANGUARD SCOTTSDALE FDS | TOTAL WLD BD ETF | 2K | 30 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 2K | 10 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | 14K | 74 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 105K | 1K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 61K | 653 | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 57K | 980 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 494K | 2K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 9K | 209 | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 6M | 82K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 433K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 130K | 2K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 8M | 43K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 565K | 11K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 11M | 36K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 7M | 58K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 72K | – |
| VIRTUS DIVIDEND INTEREST & P | COM | 540K | 44K | – |
| VISA INC | COM CL A | 3M | 12K | – |
| VOYA GLBL ADV & PREM OPP FD | COM | 109K | 12K | – |
| WALMART INC | COM | 4M | 57K | – |
| WELLS FARGO CO NEW | COM | 392K | 7K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 89K | 1K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 3K | 78 | – |
| WISDOMTREE TR | US AI ENHANCED | 6K | 58 | – |
| WISDOMTREE TR | US MIDCAP DIVID | 964K | 21K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 669K | 21K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 221K | 3K | – |
| WISDOMTREE TR | INTL MIDCAP DV | 204K | 3K | – |
| WISDOMTREE TR | GLB HIGH DIV FD | 43K | 868 | – |
| WISDOMTREE TR | EM EX ST-OWNED | 585K | 19K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 3K | 38 | – |
| WISDOMTREE TR | EUROPE HEDGED EQ | 33K | 724 | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 2M | 32K | – |
| YUM BRANDS INC | COM | 369K | 3K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 256K | 2K | – |