IRONVIEW CAPITAL MANAGEMENT, LLC
Adviser information for IRONVIEW CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 345 | $839.8M |
| Non-Discretionary | 10 | $11.2M |
| Total | 355 | $851.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 83 | $21.6M |
| HNW Individuals | 206 | $638.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $9.6M |
| Pension and profit sharing plans | 65 | $181.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCORPORATE CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78950 |
|---|---|
| SEC ERA File Number | 801-78950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150250 |
| Legal Entity Identifier | None |
Principal Office
200 BARR HARBOR DRIVE, SUITE 400CONSHOHOCKEN
PA
United States
Monday - Friday, 9AM-5:30PM
Tel: 215-793-0111, Fax: 215-793-0113
Chief Compliance Officer
RAHUL KOTHARI
MANAGING PARTNER
200 BARR HARBOR DRIVE, SUITE 400
CONSHOHOCKEN
PA
United States
Tel:
215-793-0111
Fax:
888-807-3559
R*******@***********M
(Full email address available in API data)
Regulatory Contact
BENJAMIN CONRAD ROBERTS
MANAGING PARTNER
777 BRICKELL AVENUE
SUITE 400
MIAMI
FL
United States
Tel:
215-793-0111
Fax:
215-793-0113
B*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IRONVIEW PRIVATE EQUITY PARTNERS I LP | Private Equity Fund | $13.7M | $0.1M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTS, BENJAMIN, CONRAD | Individual | IRONVIEW FLA LLC | MEMBER | 12/2017 | > 75% |
| IRONVIEW FLA LLC | Domestic Entity | – | MEMBER | 12/2017 | > 75% |
| KOTHARI, RAHUL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| ROBERTS, BENJAMIN, CONRAD | Individual | – | MANAGING PARTNER | 03/2011 | < 5% |