ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC
Adviser information for ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 563 | $311.9M |
| Non-Discretionary | 1 | $334,626 |
| Total | 564 | $312.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 118 | $29.1M |
| HNW Individuals | 97 | $273.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $10.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
7915 BAYMEADOWS WAYSUITE 230
JACKSONVILLE
FL
United States
Monday - Friday, MON TO THUR 9:00 AM TO 4:30 PM; FRI 9 AM TO 4 PM
Tel: 904-379-7903, Fax: 904-683-3288
Websites
Chief Compliance Officer
DAVID ANDREW PRICE
7915 BAYMEADOWS WAY
SUITE 230
JACKSONVILLE
FL
United States
Tel:
904-379-7903
Fax:
904-683-3288
A*****@*************M
(Full email address available in API data)
Regulatory Contact
DAVID WALL PRICE
CEO, PRESIDENT, MANAGER, CIO
7915 BAYMEADOWS WAY
SUITE 230
JACKSONVILLE
FL
United States
Tel:
904-379-7903
Fax:
904-683-3288
D****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRICE, DAVID, WALL | Individual | – | MANAGER, CEO, PRESIDENT, CIO | 09/2013 | 25-50% |
| TOOLE, ALBERT, JULIUS | Individual | – | CHAIRMAN EMERITUS | 08/2014 | < 5% |
| PRICE, DAVID, ANDREW | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 03/2015 | 25-50% |
| MAGNERS, MELANIE, MOXLEY | Individual | – | MEMBER, PORTFOLIO MANAGER | 09/2013 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 10K | 100 | – |
| ABBOTT LABS | COM | 1M | 11K | – |
| ABBVIE INC | COM | 692K | 4K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 1K | 40 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 971K | 6K | – |
| ADVANSIX INC | COM | 1K | 58 | – |
| AEGON LTD | AMER REG 1 CERT | 2K | 354 | – |
| ALLEGRO MICROSYSTEMS INC | COM | 1K | 50 | – |
| ALLSTATE CORP | COM | 673K | 4K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 12K | 50 | – |
| ALPHABET INC | CAP STK CL C | 257K | 1K | – |
| ALPHABET INC | CAP STK CL A | 4M | 23K | – |
| ALTRIA GROUP INC | COM | 23K | 500 | – |
| AMAZON COM INC | COM | 5M | 24K | – |
| AMEDISYS INC | COM | 1K | 14 | – |
| AMERICAN EXPRESS CO | COM | 3M | 11K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 395K | 3K | – |
| AMGEN INC | COM | 2M | 6K | – |
| AMPLIFY ETF TR | AMPLIFY VIDEO GA | 2K | 40 | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 1K | 25 | – |
| APPLE INC | COM | 12M | 58K | – |
| APTIV PLC | SHS | 3K | 45 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 5K | 58 | – |
| AT&T INC | COM | 491K | 26K | – |
| ATLANTA BRAVES HLDGS INC | COM SER A | 413 | 10 | – |
| ATLANTA BRAVES HLDGS INC | COM SER C | 2K | 40 | – |
| ATOSSA THERAPEUTICS INC | COM | 2K | 2K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 289K | 29K | – |
| BANK AMERICA CORP | COM | 4M | 99K | – |
| BECTON DICKINSON & CO | COM | 132 | 1 | – |
| BERKLEY W R CORP | COM | 88K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 344K | 845 | – |
| BEYOND MEAT INC | COM | 134 | 20 | – |
| BLACK HILLS CORP | COM | 5K | 100 | – |
| BOISE CASCADE CO DEL | COM | 6K | 48 | – |
| BROADCOM INC | COM | 2K | 1 | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 495 | 13 | – |
| BROOKFIELD CORP | CL A LTD VT SH | 2K | 55 | – |
| CATERPILLAR INC | COM | 83K | 250 | – |
| CAVA GROUP INC | COM | 649 | 7 | – |
| CHEVRON CORP NEW | COM | 1M | 8K | – |
| CISCO SYS INC | COM | 924K | 19K | – |
| COCA COLA CO | COM | 3M | 40K | – |
| COLGATE PALMOLIVE CO | COM | 153K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 2K | 20 | – |
| CONSTELLATION BRANDS INC | CL A | 26K | 100 | – |
| CORNING INC | COM | 838K | 22K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| CRH PLC | ORD | 2K | 20 | – |
| CROWN ELECTROKINETICS CORP | COM NEW | 9 | 2 | – |
| CUMMINS INC | COM | 1M | 5K | – |
| CVS HEALTH CORP | COM | 919K | 16K | – |
| DEERE & CO | COM | 959K | 3K | – |
| DIAGEO PLC | SPON ADR NEW | 13K | 100 | – |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 50K | 900 | – |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 3K | 30 | – |
| DIREXION SHS ETF TR | OIL GAS BL 2X SH | 453K | 13K | – |
| DISNEY WALT CO | COM | 810K | 8K | – |
| DOCUSIGN INC | COM | 535 | 10 | – |
| DOLLAR GEN CORP NEW | COM | 7K | 50 | – |
| DOLLAR TREE INC | COM | 427 | 4 | – |
| DRAFTKINGS INC NEW | COM CL A | 46K | 1K | – |
| DUKE ENERGY CORP NEW | COM NEW | 23K | 226 | – |
| DUPONT DE NEMOURS INC | COM | 840K | 10K | – |
| EASTMAN KODAK CO | COM NEW | 538 | 100 | – |
| ECOLAB INC | COM | 776K | 3K | – |
| EDGEWELL PERS CARE CO | COM | 8K | 200 | – |
| ELI LILLY & CO | COM | 100K | 111 | – |
| EMERSON ELEC CO | COM | 55K | 500 | – |
| ENERGIZER HLDGS INC NEW | COM | 6K | 200 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 8K | 292 | – |
| EQT CORP | COM | 1K | 31 | – |
| ETF SER SOLUTIONS | HOYA CAP HOUSI | 6K | 135 | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 35 | 1 | – |
| EXXON MOBIL CORP | COM | 2M | 20K | – |
| F&G ANNUITIES & LIFE INC | COMMON STOCK | 228 | 6 | – |
| FARADAY FUTURE INTLGT ELEC I | COM CL A | 583 | 1K | – |
| FEDEX CORP | COM | 1M | 3K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 4K | 90 | – |
| FIFTH THIRD BANCORP | COM | 789K | 22K | – |
| FORD MTR CO DEL | COM | 7K | 565 | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 164K | 3K | – |
| FRONTIER COMMUNICATIONS PARE | COM | 1K | 50 | – |
| GARMIN LTD | SHS | 6K | 35 | – |
| GARRETT MOTION INC | COM | 1K | 145 | – |
| GE AEROSPACE | COM NEW | 129K | 810 | – |
| GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
| GENERAL MLS INC | COM | 10K | 163 | – |
| GENERAL MTRS CO | COM | 465 | 10 | – |
| GLOBAL X FDS | GLOBAL X SILVER | 187 | 6 | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 2K | 70 | – |
| GOLDMAN SACHS GROUP INC | COM | 54K | 120 | – |
| HEALTHPEAK PROPERTIES INC | COM | 2K | 110 | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 298K | 1K | – |
| HUNTINGTON BANCSHARES INC | COM | 13K | 1K | – |
| HUNTINGTON INGALLS INDS INC | COM | 5K | 19 | – |
| INTEL CORP | COM | 638K | 21K | – |
| INVESCO QQQ TR | UNIT SER 1 | 227K | 474 | – |
| ISHARES TR | CORE S&P500 ETF | 4M | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 4M | 49K | – |
| ISHARES TR | EXPND TEC SC ETF | 539K | 6K | – |
| ISHARES TR | RUSSELL 2000 ETF | 4M | 19K | – |
| ISHARES TR | MRGSTR MD CP GRW | 61K | 900 | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| JOHNSON CTLS INTL PLC | SHS | 2K | 33 | – |
| JPMORGAN CHASE & CO. | COM | 2M | 12K | – |
| KROGER CO | COM | 716K | 14K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 56K | 250 | – |
| LEVI STRAUSS & CO NEW | CL A COM STK | 10K | 500 | – |
| LIFEVANTAGE CORP | COM NEW | 13K | 2K | – |
| LISTED FD TR | ROUNDHILL BALL | 653 | 50 | – |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
| LOWES COS INC | COM | 1M | 5K | – |
| MANULIFE FINL CORP | COM | 2K | 84 | – |
| MARATHON OIL CORP | COM | 3K | 98 | – |
| MARATHON PETE CORP | COM | 43K | 250 | – |
| MASTERBRAND INC | COMMON STOCK | 37K | 3K | – |
| MCDONALDS CORP | COM | 2M | 7K | – |
| MERCK & CO INC | COM | 2M | 17K | – |
| META PLATFORMS INC | CL A | 3M | 6K | – |
| METLIFE INC | COM | 897K | 13K | – |
| MICROSOFT CORP | COM | 8M | 17K | – |
| MONDELEZ INTL INC | CL A | 33K | 500 | – |
| MYMD PHARMACEUTICALS INC | COM NEW | 33 | 18 | – |
| NEXTERA ENERGY INC | COM | 795K | 11K | – |
| NIKE INC | CL B | 776K | 10K | – |
| NORTHROP GRUMMAN CORP | COM | 1M | 2K | – |
| NOVO-NORDISK A S | ADR | 5K | 38 | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 13K | 1K | – |
| NVIDIA CORPORATION | COM | 4M | 32K | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 2K | 50 | – |
| OLD DOMINION FREIGHT LINE IN | COM | 4K | 20 | – |
| ONEOK INC NEW | COM | 10K | 121 | – |
| ORACLE CORP | COM | 2M | 15K | – |
| OREILLY AUTOMOTIVE INC | COM | 11K | 10 | – |
| OSHKOSH CORP | COM | 2K | 23 | – |
| OXFORD INDS INC | COM | 514 | 5 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 1K | 45 | – |
| PAYPAL HLDGS INC | COM | 987 | 17 | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PFIZER INC | COM | 861K | 31K | – |
| PHILIP MORRIS INTL INC | COM | 20K | 200 | – |
| PHILLIPS 66 | COM | 141 | 1 | – |
| POST HLDGS INC | COM | 3K | 33 | – |
| PROCTER AND GAMBLE CO | COM | 1M | 7K | – |
| PROFICIENT AUTO LOGISTICS IN | COM | 16K | 1K | – |
| PROSHARES TR | ULTSHT REAL EST | 484 | 32 | – |
| PRUDENTIAL FINL INC | COM | 799K | 7K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 111K | 2K | – |
| QUALCOMM INC | COM | 2M | 11K | – |
| REGENERON PHARMACEUTICALS | COM | 90K | 86 | – |
| RESIDEO TECHNOLOGIES INC | COM | 5K | 241 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 2K | 180 | – |
| RTX CORPORATION | COM | 5K | 46 | – |
| SALESFORCE INC | COM | 2M | 7K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 23M | 356K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 11M | 136K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 10M | 217K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 6M | 75K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 346K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 16K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 252K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 1M | 6K | – |
| SELECT SECTOR SPDR TR | ENERGY | 959K | 11K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 3M | 61K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 16K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 6M | 28K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 2M | 28K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 149K | 2K | – |
| SOFI TECHNOLOGIES INC | COM | 79 | 12 | – |
| SOLO BRANDS INC | COM CL A | 456 | 200 | – |
| SOLVENTUM CORP | COM SHS | 1K | 25 | – |
| SOUTHERN CO | COM | 780K | 10K | – |
| SPDR GOLD TR | GOLD SHS | 6M | 27K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 11M | 20K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 5K | – |
| STANDEX INTL CORP | COM | 7K | 45 | – |
| STARBUCKS CORP | COM | 584K | 8K | – |
| STRATEGY SHS | NS 7HANDL IDX | 3K | 140 | – |
| STRYKER CORPORATION | COM | 2M | 5K | – |
| SYSCO CORP | COM | 38K | 538 | – |
| TAPESTRY INC | COM | 12K | 275 | – |
| TARGET CORP | COM | 1K | 7 | – |
| TESLA INC | COM | 67K | 338 | – |
| THE ODP CORP | COM | 2K | 55 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 554 | 1 | – |
| TJX COS INC NEW | COM | 3K | 23 | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 765 | 50 | – |
| TRACTOR SUPPLY CO | COM | 5K | 18 | – |
| TRUIST FINL CORP | COM | 1M | 37K | – |
| UBER TECHNOLOGIES INC | COM | 8K | 115 | – |
| UNION PAC CORP | COM | 634K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 594K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| VALERO ENERGY CORP | COM | 794K | 5K | – |
| VERIZON COMMUNICATIONS INC | COM | 511K | 12K | – |
| VISA INC | COM CL A | 1M | 6K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 1K | 100 | – |
| WALMART INC | COM | 3M | 41K | – |
| WEC ENERGY GROUP INC | COM | 46K | 580 | – |
| WELLS FARGO CO NEW | COM | 33K | 553 | – |
| WESTROCK CO | COM | 6K | 110 | – |
| YUM BRANDS INC | COM | 604K | 5K | – |
| ZILLOW GROUP INC | CL A | 360 | 8 | – |