Hedge Fund Database

TOWNELEY CAPITAL MANAGEMENT, INC.

Adviser information for TOWNELEY CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 400 $882.4M
Non-Discretionary 0 $0
Total 400 $882.4M

Clients

Type Number RAUM
Individuals 98 $51.1M
HNW Individuals 91 $308.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $26.8M
Charitable organizations 10 $438.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $22.5M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $34.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesBUSINESS CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-78957
SEC ERA File Number 801-78957
SEC CIK Numbers 2004980
SEC CRD Numbers 169863
Legal Entity Identifier None

Principal Office

23197 LA CADENA DRIVE
SUITE 103
LAGUNA HILLS
CA
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 949-837-3580, Fax: 949-837-3604

Websites

www.towneley.com www.linkedin.com/company/towneley-capital-management-inc-/about/

Chief Compliance Officer

TRACY A. KUNTZ
PRESIDENT
23197 LA CADENA DRIVE
SUITE 103
LAGUNA HILLS
CA
United States
Tel: 949-837-3580
Fax: 949-837-3604
(Full email address available in API data)

Regulatory Contact

ROBYN L. CLARKE
DIRECTOR OF FIDUCIARY SERVICES
23197 LA CADENA DRIVE
SUITE 103
LAGUNA HILLS
CA
United States
Tel: 949-837-3580
Fax: 949-837-3604
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MANASTEE RIVER REVOCABLE TRUST Domestic Entity – TRUST 12/2013 10-25%
MCCAIN, WESLEY, GEORGE Individual – CHAIRMAN 12/2013 < 5%
KUNTZ, TRACY, ANN Individual – PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 12/2013 < 5%
THE TCM EMPLOYEE STOCK OWNERSHIP TRUST Domestic Entity – TRUST 12/2013 > 75%
MCCAIN, WESLEY, GEORGE Individual MANASTEE RIVER REVOCABLE TRUST TRUSTEE 07/1979
PAREDES, MIGUEL Individual THE TCM EMPLOYEE STOCK OWNERSHIP TRUST TRUSTEE 12/2018
GARRETT, ERNEST, DANIEL Individual – VICE PRESIDENT OF INVESTMENT SERVICES 12/2013 < 5%

No. Employees, Historic

2010020202021202220232024202513 on 3/12/202013 on 6/11/202013 on 1/14/202114 on 3/29/202114 on 3/29/202113 on 3/23/202213 on 3/23/202213 on 5/24/202213 on 6/8/202213 on 3/13/202313 on 4/18/202313 on 4/19/202313 on 10/19/202313 on 3/21/2024

RAUM, Historic

1B500M0202020212022202320242025779091955 on 3/12/2020779091955 on 6/11/2020779091955 on 1/14/2021849245103 on 3/29/2021849245103 on 3/29/2021954028878 on 3/23/2022954028878 on 3/23/2022954028878 on 5/24/2022954028878 on 6/8/2022819043342 on 3/13/2023819043342 on 4/18/2023819043342 on 4/19/2023819043342 on 10/19/2023882417396 on 3/21/2024

No. Clients, Historic

3001500202020212022202320242025163 on 3/12/2020163 on 6/11/2020163 on 1/14/2021167 on 3/29/2021167 on 3/29/2021201 on 3/23/2022201 on 3/23/2022201 on 5/24/2022201 on 6/8/2022204 on 3/13/2023204 on 4/18/2023204 on 4/19/2023204 on 10/19/2023203 on 3/21/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 6M 58K –
AMERICAN CENTY ETF TR US SML CP VALU 13M 147K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 351K 863 –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 423K 11K –
DIMENSIONAL ETF TRUST US EQUITY ETF 742K 13K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 7M 278K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 23K –
DIMENSIONAL ETF TRUST US TARGETED VLU 265K 5K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 257K 7K –
ETFS GOLD TR PHYSCL GOLD SHS 17M 781K –
GLOBAL SELF STORAGE INC COM 213K 44K –
HARBOR ETF TRUST LONG TERM GROWER 28M 1M –
ISHARES GOLD TR ISHARES NEW 6M 145K –
ISHARES TR CORE US AGGBD ET 724K 7K –
ISHARES TR INTL TREA BD ETF 281K 7K –
ISHARES TR INTRM GOV CR ETF 557K 5K –
ISHARES TR CORE S&P500 ETF 1M 2K –
JANUS DETROIT STR TR HENDERSON MTG 17M 386K –
NKGEN BIOTECH INC COM 13K 10K –
PIMCO ETF TR INTER MUN BD ACT 44M 836K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 18M 230K –
SCHWAB STRATEGIC TR SHT TM US TRES 18M 374K –
SPDR GOLD TR GOLD SHS 3M 13K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 962K 34K –
VANECK ETF TRUST FALLEN ANGEL HG 3M 112K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 224K 3K –
VANGUARD INDEX FDS GROWTH ETF 2M 5K –
VANGUARD INDEX FDS VALUE ETF 1M 7K –
VANGUARD INDEX FDS TOTAL STK MKT 125M 467K –
VANGUARD INDEX FDS MID CAP ETF 987K 4K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 552K 9K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 1M 10K –
VANGUARD MALVERN FDS STRM INFPROIDX 411K 8K –
VANGUARD MUN BD FDS TAX EXEMPT BD 6M 111K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 24M 416K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 3M 52K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 1M 23K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 25M 329K –
VANGUARD STAR FDS VG TL INTL STK F 47M 785K –