MPWM ADVISORY SOLUTIONS LLC
Adviser information for MPWM ADVISORY SOLUTIONS LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 14 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 778 | $315.6M |
| Non-Discretionary | 1 | $167,724 |
| Total | 779 | $315.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 706 | $167.1M |
| HNW Individuals | 68 | $144.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 148.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MPWM ADVISORY SOLUTIONS LLC WRAP FEE PROGRAM | MPWM ADVISORY SOLUTIONS LLC |
Identifiers
| SEC RIA File Number | 801-78961 |
|---|---|
| SEC ERA File Number | 801-78961 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169885 |
| Legal Entity Identifier | None |
Principal Office
8000 AVALON BLVDSUITE 100
ALPHARETTA
GA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 678-566-4001, Fax: None
Chief Compliance Officer
EVELYN PEREZ
8000 AVALON BLVD
SUITE 100
ALPHARETTA
GA
United States
Tel:
678-566-4032
E***********@******M
(Full email address available in API data)
Regulatory Contact
STEVEN MAYER
MANAGING MEMBER
8000 AVALON BLVD STE 100
ALPHARETTA
GA
United States
Tel:
678-566-4001
S***********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAYER, STEVEN, JOHN | Individual | – | MANAGING PARTNER | 11/2013 | > 75% |
| Perez, Evelyn, Steinman | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |