MSCI ESG RESEARCH LLC
Adviser information for MSCI ESG RESEARCH LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 103 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 346 | $0 |
| Investment companies | 1,908 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 214 | $0 |
| Charitable organizations | 77 | $0 |
| State or municipal gov entities | 24 | $0 |
| Other investment advisers | 144 | $0 |
| Insurance companies | 274 | $0 |
| Sovereign wealth funds and foreign official institutions | 24 | $0 |
| Corporations or other businesses | 340 | $0 |
| Other | 122 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3473 |
| No. of Non-U.S. Clients | 72 |
Services
| Advisory Services | Pension consulting servicesPublication of periodicals or newslettersESG AND CLIMATE ANALYSIS, ESG RESEARCH AND SCREENING PRODUCTS |
|---|---|
| Compensation | Subscription feesFixed feesBASED ON CLIENT MANAGED ASSETS, PER ANALYSIS, DBASE SUBSCRIPTION |
Identifiers
| SEC RIA File Number | 801-78962 |
|---|---|
| SEC ERA File Number | 801-78962 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169222 |
| Legal Entity Identifier | None |
Principal Office
7 WORLD TRADE CENTER250 GREENWICH STREET 49TH FL
NEW YORK
NY
United States
Monday - Friday, 9:30AM - 5:30PM EST
Tel: 212-804-5299, Fax: 212-804-2919
Chief Compliance Officer
JERRY S. LETTIERI
7 WORLD TRADE CENTER
250 GREENWICH STREET 49TH FLOOR
NEW YORK
NY
United States
Tel:
212-981-1089
J*************@*******M
(Full email address available in API data)
Regulatory Contact
JEFF STERN
DIRECTOR
7 WORLD TRADE CENTER
250 GREENWICH STREET 49TH FLOOR
NEW YORK
NY
United States
Tel:
16464657062
J*********@*******M
(Full email address available in API data)
Industry Affiliates
| MSCI (FRANKFURT) | Pension consultant |
| MSCI (MEXICO) | Pension consultant |
| MSCI (SOUTH AFRICA) | Pension consultant |
| MSCI BARRA (SUISSE) SARL | Pension consultant |
| MSCI BARRA BRAZIL | Pension consultant |
| MSCI BARRA FINANCIAL INFORMATION CONSULTANCY (SHANGHAI) LIMITED (CHINA) | Pension consultant |
| MSCI ESG RATINGS AND RESEARCH PVT. LTD. | Pension consultant |
| MSCI ESG RESEARCH | Pension consultant |
| MSCI ESG RESEARCH | Pension consultant |
| MSCI ESG RESEARCH | Pension consultant |
| MSCI ESG RESEARCH | Pension consultant |
| MSCI G.K. (JAPAN) | Pension consultant |
| MSCI HONG KONG LIMITED | Pension consultant |
| MSCI KFT | Pension consultant |
| MSCI KOREA LIMITED | Pension consultant |
| MSCI SERVICES PRIVATE LIMITED (INDIA) | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MSCI INC. | Domestic Entity | – | SHAREHOLDER | 06/2010 | > 75% |
| GUTOWSKI, ROBERT, J | Individual | – | SECRETARY | 10/2012 | < 5% |
| LETTIERI, JERRY, SALVATORE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2013 | < 5% |
| WIECHMANN, ANDREW, CRAIG | Individual | – | CFO | 10/2020 | < 5% |
| MOEN, ERIC, STACEY | Individual | – | CEO AND PRESIDENT | 02/2022 | < 5% |
| ULAN, JEREMY, HARRIS | Individual | – | TREASURER | 06/2022 | < 5% |
| Plummer, Christine, Marie | Individual | – | DIRECTOR | 08/2023 | < 5% |