BROPHY WEALTH MANAGEMENT, LLC
Adviser information for BROPHY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 119 | $407.3M |
| Non-Discretionary | 0 | $0 |
| Total | 119 | $407.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 296 | $97.0M |
| HNW Individuals | 116 | $300.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $9.1M |
| Charitable organizations | <5 | $854,201 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78964 |
|---|---|
| SEC ERA File Number | 801-78964 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169894 |
| Legal Entity Identifier | None |
Principal Office
40 SOUTH RIVER ROADBEDFORD PLACE UNIT 15
BEDFORD
NH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (603) 668-2303, Fax: (603) 668-2352
Chief Compliance Officer
STEPHEN BROPHY
MANAGING PARTNER
40 SOUTH RIVER ROAD
BEDFORD PLACE UNIT 15
BEDFORD
NH
United States
Tel:
(603) 668-2303
Fax:
(603) 668-2352
S******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROPHY, STEPHEN, ALBERT | Individual | – | MANAGING PARTNER, CCO | 09/1994 | > 75% |
| BROPHY, JAMES, STEPHEN | Individual | – | PARTNER, CIO | 10/2018 | < 5% |