Hedge Fund Database

FLUENT FINANCIAL, LLC

Adviser information for FLUENT FINANCIAL, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,116 $287.8M
Non-Discretionary 0 $0
Total 1,116 $287.8M

Clients

Type Number RAUM
Individuals 227 $34.5M
HNW Individuals 185 $252.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $801,823
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 12.6M
Portfolio Manager 0
Both for Same 287.8M
Portfolio Manager to Program Sponsor
FLUENT FINANCIAL WRAP PROGRAM FLUENT FINANCIAL, LLC

Identifiers

SEC RIA File Number 801-78976
SEC ERA File Number 801-78976
SEC CIK Numbers 1722283
SEC CRD Numbers 170041
Legal Entity Identifier None

Principal Office

14800 LANDMARK BLVD.
SUITE 848
DALLAS
TX
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 972-852-4800, Fax: None

Websites

www.facebook.com/fluentfinancialdallas/ www.fluentfinancial.com twitter.com/financialflu www.linkedin.com/company/fluent-financial-llc www.youtube.com/watch?v=bvbdt0atvig

Chief Compliance Officer

MITCHELL KRAMER
MANAGING MEMBER
14800 LANDMARK BLVD., SUITE 848
DALLAS
TX
United States
Tel: (972) 852-4800
(Full email address available in API data)

Regulatory Contact

MICHAEL BAER
DIRECTOR OF OPERATIONS, FINANCIAL ADVISOR
14800 LANDMARK BLVD., SUITE 848
DALLAS
TX
United States
Tel: 972-852-4800
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KRAMER, MITCHELL, STEVEN Individual – MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER 01/2014 > 75%
BAER, MICHAEL, JAMES Individual – DIRECTOR OF OPERATIONS 02/2021 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 4/5/20199 on 2/28/20209 on 6/2/202010 on 3/24/202110 on 3/29/202210 on 8/29/202210 on 3/21/20239 on 3/15/2024

RAUM, Historic

300M150M02019202020212022202320242025166505441 on 4/5/2019184910801 on 2/28/2020184910801 on 6/2/2020214383052 on 3/24/2021278932673 on 3/29/2022278932673 on 8/29/2022250250046 on 3/21/2023287799934 on 3/15/2024

No. Clients, Historic

50025002019202020212022202320242025226 on 4/5/2019323 on 2/28/2020323 on 6/2/2020228 on 3/24/2021287 on 3/29/2022287 on 8/29/2022408 on 3/21/2023418 on 3/15/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AB ACTIVE ETFS INC TAX AWARE SHRT 2M 65K –
ABBOTT LABS COM 774K 7K –
ABBVIE INC COM 4M 25K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 804K 11K –
ALPHABET INC CAP STK CL A 3M 16K –
ALPHABET INC CAP STK CL C 281K 2K –
AMAZON COM INC COM 3M 15K –
AMERICAN ELEC PWR CO INC COM 5M 56K –
AMERIPRISE FINL INC COM 235K 549 –
APPLE INC COM 843K 4K –
AUTODESK INC COM 380K 2K –
CAMPBELL SOUP CO COM 296K 7K –
CHURCH & DWIGHT CO INC COM 310K 3K –
CONOCOPHILLIPS COM 3M 28K –
CONSOLIDATED EDISON INC COM 2M 19K –
COPART INC COM 717K 13K –
CROCS INC COM 569K 4K –
ECOLAB INC COM 2M 8K –
EXXON MOBIL CORP COM 421K 4K –
FIDELITY NATL INFORMATION SV COM 4M 52K –
GENERAC HLDGS INC COM 268K 2K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 5K 14K –
HERSHEY CO COM 4M 21K –
INDEPENDENCE RLTY TR INC COM 197K 10K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 4M 172K –
INTUIT COM 869K 1K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 8M 128K –
INVESCO QQQ TR UNIT SER 1 6M 12K –
ISHARES INC MSCI STH KOR ETF 1M 18K –
ISHARES TR AGENCY BOND ETF 2M 20K –
ISHARES TR CHINA LG-CAP ETF 599K 23K –
ISHARES TR CORE INTL AGGR 379K 8K –
ISHARES TR EXPANDED TECH 5M 62K –
ISHARES TR MSCI EAFE ETF 8M 99K –
ISHARES TR MSCI EMG MKT ETF 4M 103K –
ISHARES TR MSCI INTL QUALTY 4M 95K –
ISHARES TR MSCI USA MIN VOL 259K 3K –
ISHARES TR MSCI USA MMENTM 3M 15K –
ISHARES TR MSCI USA QLT FCT 4M 21K –
ISHARES TR RUSSELL 2000 ETF 9M 46K –
ISHARES TR RUSSELL 3000 ETF 338K 1K –
ISHARES TR USD INV GRDE ETF 760K 15K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 205K 4K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 433K 9K –
JD.COM INC SPON ADS CL A 2M 73K –
JOHNSON & JOHNSON COM 3M 22K –
KROGER CO COM 5M 96K –
LINDE PLC SHS 587K 1K –
LYONDELLBASELL INDUSTRIES N SHS - A - 3M 33K –
MARSH & MCLENNAN COS INC COM 612K 3K –
MASTERCARD INCORPORATED CL A 216K 490 –
MERCK & CO INC COM 1M 10K –
MOLSON COORS BEVERAGE CO CL B 5M 90K –
MONSTER BEVERAGE CORP NEW COM 4M 79K –
NETFLIX INC COM 377K 558 –
PAYPAL HLDGS INC COM 444K 8K –
PDD HOLDINGS INC SPONSORED ADS 524K 4K –
PROCTER AND GAMBLE CO COM 5M 29K –
PROGRESSIVE CORP COM 833K 4K –
RTX CORPORATION COM 202K 2K –
SELECT SECTOR SPDR TR ENERGY 609K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 7K –
SERVICENOW INC COM 668K 849 –
SPDR S&P 500 ETF TR TR UNIT 27M 49K –
TESLA INC COM 2M 9K –
T-MOBILE US INC COM 3M 18K –
VANGUARD INDEX FDS S&P 500 ETF SHS 219K 438 –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 5M 91K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 275K 2K –
VANGUARD WORLD FD EXTENDED DUR 21M 283K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 4M 66K –