RUBIN OVERSEAS LTD.
Adviser information for RUBIN OVERSEAS LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $84.9M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $84.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $84.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 8 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78986 |
|---|---|
| SEC ERA File Number | 801-78986 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169309 |
| Legal Entity Identifier | None |
Principal Office
PELIKANSTRASSE 18ZURICH
Switzerland
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 011-41-58-680-5919, Fax: None
Chief Compliance Officer
RENATE WALDNER
PELIKANSTRASSE 18
ZURICH
Switzerland
Tel:
011-41-58-680-5919
R*@****************M
(Full email address available in API data)
Industry Affiliates
| ABALONE ZEUS SOLITAIRE LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COTTING, MAX, NMN | Individual | AQUILA LTD. | CHAIRMAN / OWNER | 03/2019 | > 75% |
| WALDNER, RENATE, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2013 | < 5% |
| D�RM�LLER, THOMAS, H | Individual | – | MANAGING DIRECTOR | 10/2013 | < 5% |
| AQUILA LTD. | Foreign Entity | – | OWNER | 03/2019 | 10-25% |
| Colapinto, Roberto | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2020 | < 5% |
| HOFER, STEPHAN | Individual | – | CHIEF INVESTMENT OFFICER | 10/2021 | < 5% |
| ABALONE GROUP LTD. | Foreign Entity | – | OWNER | 12/2022 | > 75% |
| Colapinto, Roberto | Individual | ABALONE GROUP LTD. | OWNER | 01/2021 | > 75% |