NEUBERGER BERMAN SINGAPORE PTE. LIMITED
Adviser information for NEUBERGER BERMAN SINGAPORE PTE. LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Singapore |
Employees
Total Number of Employees | 26 |
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Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 13 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 65 | $28.4B |
Non-Discretionary | 0 | $0 |
Total | 65 | $28.4B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $46.5M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 31 | $16.3B |
Pension and profit sharing plans | 5 | $3.4B |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 4 | $2.9B |
Other investment advisers | 6 | $1.5B |
Insurance companies | 13 | $2.4B |
Sovereign wealth funds and foreign official institutions | 3 | $1.5B |
Corporations or other businesses | 2 | $334.6M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 86 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
10 COLLYER QUAY#15-05 OCEAN FINANCIAL CENTRE
SINGAPORE
Singapore
Monday - Friday, 9.00 AM - 6.00 PM
Tel: 65-6645-3760, Fax: 65-6725-0649
Chief Compliance Officer
TRAVIS CHIA
CHIEF COMPLIANCE OFFICER
10 COLLYER QUAY
#15-05 OCEAN FINANCIAL CENTRE
SINGAPORE
Singapore
Tel:
65-6645-3768
T**********@*****M
(Full email address available in API data)
Regulatory Contact
ALVIN HUI
GENERAL COUNSEL, ASIA PACIFIC (EX JAPAN AND KOREA)
20TH FLOOR, JARDINE HOUSE
1 CONNAUGHT PLACE, CENTRAL
HONG KONG
Hong Kong
Tel:
852 3664 8824
A********@*****M
(Full email address available in API data)
Industry Affiliates
NB ALTERNATIVES ADVISERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN AIFM LUXEMBOURG SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN AUSTRALIA LTD | Other investment adviser, including financial planners |
NEUBERGER BERMAN BD LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NEUBERGER BERMAN CANADA ULC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN EAST ASIA LIMITED | Other investment adviser, including financial planners |
NEUBERGER BERMAN EUROPE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN FUND MANAGEMENT (CHINA) LIMITED | Other investment adviser, including financial planners |
NEUBERGER BERMAN INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
NEUBERGER BERMAN INFORMATION CONSULTING (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
NEUBERGER BERMAN INVESTMENT ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NEUBERGER BERMAN LOAN ADVISERS II LLC | Other investment adviser, including financial planners |
NEUBERGER BERMAN LOAN ADVISERS IV LLC | Other investment adviser, including financial planners |
NEUBERGER BERMAN LOAN ADVISERS LLC | Other investment adviser, including financial planners |
NEUBERGER BERMAN OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
NEUBERGER BERMAN TAIWAN (SITE) LIMITED | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NEUBERGER BERMAN ASIA HOLDINGS II LLC | Domestic Entity | – | HOLDING COMPANY | 05/2009 | > 75% |
ZUCKERMAN, HEATHER, P. | Individual | – | DIRECTOR | 11/2009 | < 5% |
NEUBERGER BERMAN ASIA HOLDINGS LLC | Domestic Entity | NEUBERGER BERMAN ASIA HOLDINGS II LLC | MEMBER | 05/2009 | > 75% |
NEUBERGER BERMAN GROUP LLC | Domestic Entity | NEUBERGER BERMAN ASIA HOLDINGS LLC | MEMBER | 05/2009 | > 75% |
NBSH ACQUISITION, LLC | Domestic Entity | NEUBERGER BERMAN GROUP LLC | MEMBER | 05/2009 | > 75% |
LIM, VINCENT, ONG SIN | Individual | – | DIRECTOR | 07/2012 | < 5% |
CHIA, TRAVIS | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2013 | < 5% |
SINGH, PRASHANT | Individual | – | DIRECTOR | 12/2020 | < 5% |
HUI, ALVIN, JOYUE | Individual | – | DIRECTOR | 11/2023 | < 5% |