ST. COLUMBANUS AG
Adviser information for ST. COLUMBANUS AG last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $42.3M |
| Non-Discretionary | 6 | $11.7M |
| Total | 14 | $54.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $9.6M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $24.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $17.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78990 |
|---|---|
| SEC ERA File Number | 801-78990 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169895 |
| Legal Entity Identifier | None |
Principal Office
ALTE HASLENSTRASSE 5TEUFEN
Switzerland
Monday - Friday, 09.00 - 17.00
Tel: +41 71 245 76 78, Fax: +41 71 245 76 77
Websites
Chief Compliance Officer
MASSIMO C. SORIANO
MANAGER
ALTE HASLENSTRASSE
5
TEUFEN
Switzerland
Tel:
+41 71 245 76 78
Fax:
+41 71 245 76 77
M*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SORIANO, JOSE, MARIA | Individual | – | OWNER | 11/2013 | > 75% |
| SORIANO, MASSIMO, CHRISTIAN | Individual | – | MANAGER AND CHIEF COMPLIANCE OFFICER | 12/2013 | < 5% |