RK ASSET MANAGEMENT

RK ASSET MANAGEMENT, LLC Legal Name

Adviser information for RK ASSET MANAGEMENT last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 141 $121.8M
Non-Discretionary 0 $0
Total 141 $121.8M

Clients

Type Number RAUM
Individuals 22 $3.1M
HNW Individuals 33 $71.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 27 $47.2M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-78999
SEC ERA File Number 801-78999
SEC CIK Numbers 159568
SEC CRD Numbers 121886
Legal Entity Identifier None

Principal Office

992 LAKE SHORE ROAD
GROSSE POINTE SHORES
MI
United States
Monday - Friday, 9AM - 4:30PM
Tel: 313-343-9061, Fax: None

Websites

Chief Compliance Officer

RAJA ELACHKAR
MANAGING MEMBER
992 LAKE SHORE ROAD
GROSSE POINTE SHORES
MI
United States
Tel: 313-343-9061
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ELACHKAR, RAJA, AUGUST Individual CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 01/1997 > 75%

No. Employees, Historic

10502020202120222023202420251 on 1/23/20201 on 6/29/20201 on 1/13/20211 on 1/19/20211 on 1/14/20221 on 1/18/20231 on 9/18/20231 on 1/11/2024

RAUM, Historic

200M100M0202020212022202320242025106749738 on 1/23/2020106749738 on 6/29/202095067239 on 1/13/202195067239 on 1/19/2021115154371 on 1/14/2022105639785 on 1/18/2023105639785 on 9/18/2023121784155 on 1/11/2024

No. Clients, Historic

10050020202021202220232024202595 on 1/23/202095 on 6/29/202090 on 1/13/202190 on 1/19/202182 on 1/14/202282 on 1/18/202382 on 9/18/202382 on 1/11/2024