CARLYLE AVIATION SECURITIES PARTNERS LLC
Adviser information for CARLYLE AVIATION SECURITIES PARTNERS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.1B |
| Non-Discretionary | 6 | $32.6M |
| Total | 8 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 6 | $32.6M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $87.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.0B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 88 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsLOAN ARRANGER |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorLOAN ARRANGER |
Identifiers
| SEC RIA File Number | 801-79002 |
|---|---|
| SEC ERA File Number | 801-79002 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168456 |
| Legal Entity Identifier | 5493001O8I5L9BP7IG93 |
Principal Office
848 BRICKELL AVENUESUITE 405
MIAMI
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 305-504-8777, Fax: None
Chief Compliance Officer
JASON ALEXANDER AVDENKO
848 BRICKELL AVENUE, SUITE 500
MIAMI
FL
United States
Tel:
305-764-3895
J*****@***********O
(Full email address available in API data)
Regulatory Contact
Z. CLIFTON DAMERON IV
CHIEF LEGAL OFFICER
848 BRICKELL AVENUE, SUITE 500
MIAMI
FL
United States
Tel:
305-579-2340
C****@***********O
(Full email address available in API data)
Industry Affiliates
| CARLYLE AVIATION FUND MANAGEMENT II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CARLYLE AVIATION FUND MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CARLYLE AVIATION MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| CARLYLE AVIATION PDP MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CELF ADVISORS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TCG CAPITAL MARKETS L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVIATION INCOME RETURN (AIR) OFFSHORE FUND LTD. | Hedge Fund | $87.7M | $5.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLYLE AVIATION PARTNERS LTD. | Foreign Entity | – | MEMBER | 02/2013 | > 75% |
| KORN, ROBERT, GEOFFREY | Individual | – | PRESIDENT | 02/2013 | < 5% |
| HOFFMAN, WILLIAM, DAVIS | Individual | – | MANAGER / CHAIRMAN | 02/2013 | < 5% |
| MEIRELES, JAVIER, NMN | Individual | – | TREASURER / CHIEF FINANCIAL OFFICER | 02/2013 | < 5% |
| DAMERON, ZECHARIAH, CLIFTON | Individual | – | SECRETARY / CHIEF LEGAL OFFICER | 08/2016 | < 5% |
| AVDENKO, JASON, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| TC GROUP, L.L.C. | Domestic Entity | CARLYLE AVIATION PARTNERS LTD. | SHAREHOLDER | 12/2018 | > 75% |
| CARLYLE HOLDINGS I L.P. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 50-75% |
| CARLYLE HOLDINGS I GP SUB L.L.C. | Domestic Entity | CARLYLE HOLDINGS I L.P. | GENERAL PARTNER | 11/2011 | |
| CARLYLE HOLDINGS I GP INC. | Domestic Entity | CARLYLE HOLDINGS I GP SUB L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS I GP INC. | SHAREHOLDER | 11/2011 | > 75% |
| CG SUBSIDIARY HOLDINGS L.L.C. | Domestic Entity | TC GROUP, L.L.C. | MEMBER | 01/2020 | > 75% |
| CARLYLE HOLDINGS II L.L.C. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 25-50% |
| CARLYLE HOLDINGS II GP L.L.C. | Domestic Entity | CARLYLE HOLDINGS II L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS II GP L.L.C. | MEMBER | 11/2011 | > 75% |