SCARBOROUGH CAPITAL MANAGEMENT
SCARBOROUGH ADVISORS, LLC Legal Name
Adviser information for SCARBOROUGH CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,924 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 3,924 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,763 | $563.2M |
| HNW Individuals | 629 | $631.1M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1188 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1906 TOWNE CENTRE BLVDSUITE 260
ANNAPOLIS
MD
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 410-573-5700, Fax: 410-573-5708
Websites
Chief Compliance Officer
DARA BIEDERMAN
44 MILTON AVENUE
314
ALPHARETTA
GA
United States
Tel:
(404) 301-4490
C*********@**************M
(Full email address available in API data)
Regulatory Contact
IAN ARROWSMITH
MANAGING MEMBER
1906 TOWNE CENTRE BLVD
SUITE 260
ANNAPOLIS
MD
United States
Tel:
410-573-5700
Fax:
410-573-5708
I**********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPRINKEL, JAMES, FREDERICK | Individual | – | MEMBER | 10/2013 | 10-25% |
| OSTROWSKI, GREGORY, SIGISMUND | Individual | – | MEMBER | 10/2013 | 10-25% |
| ARROWSMITH, IAN | Individual | – | MANAGING MEMBER | 10/2013 | 10-25% |
| ANSTED, RYAN, ALEXANDER | Individual | – | MEMBER | 10/2013 | 10-25% |
| WALKER, SHAWN, JOSEPH | Individual | – | MEMBER | 10/2013 | 10-25% |
| Biederman, DARA, Beth | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 19K | 211 | – |
| AGCO CORP | COM | 13K | 132 | – |
| AT&T INC | COM | 496K | 26K | – |
| ARK ETF TR | INNOVATION ETF | 19K | 428 | – |
| ARK ETF TR | AUTNMUS TECHNLGY | 24K | 442 | – |
| ARK ETF TR | GENOMIC REV ETF | 25K | 1K | – |
| ARK ETF TR | NEXT GNRTN INTER | 2K | 25 | – |
| ABBOTT LABS | COM | 80K | 770 | – |
| ABBVIE INC | COM | 189K | 1K | – |
| ADAMS DIVERSIFIED EQUITY FD | COM | 61K | 3K | – |
| ADDUS HOMECARE CORP | COM | 232 | 2 | – |
| ADOBE INC | COM | 49K | 89 | – |
| ADVANCE AUTO PARTS INC | COM | 6K | 97 | – |
| ADVANCED MICRO DEVICES INC | COM | 55K | 340 | – |
| AGILENT TECHNOLOGIES INC | COM | 130 | 1 | – |
| AGNICO EAGLE MINES LTD | COM | 5K | 84 | – |
| AIRBNB INC | COM CL A | 9K | 57 | – |
| AIR PRODS & CHEMS INC | COM | 16K | 63 | – |
| AKAMAI TECHNOLOGIES INC | COM | 360 | 4 | – |
| ALBEMARLE CORP | COM | 5K | 50 | – |
| ALCOA CORP | COM | 5K | 120 | – |
| ALIGN TECHNOLOGY INC | COM | 2K | 8 | – |
| ALLBIRDS INC | COM CL A | 2 | 3 | – |
| ALLIANT ENERGY CORP | COM | 30K | 592 | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 9K | 255 | – |
| ALLSTATE CORP | COM | 160 | 1 | – |
| ALLY FINL INC | COM | 317 | 8 | – |
| ALPHABET INC | CAP STK CL C | 403K | 2K | – |
| ALPHABET INC | CAP STK CL A | 545K | 3K | – |
| ALTRIA GROUP INC | COM | 58K | 1K | – |
| AMAZON COM INC | COM | 2M | 12K | – |
| AMBEV SA | SPONSORED ADR | 1K | 553 | – |
| AMEREN CORP | COM | 51K | 713 | – |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 5K | 308 | – |
| AMERICAN AIRLS GROUP INC | COM | 283 | 25 | – |
| AMERICAN BATTERY TECHNOLOGY | COM NEW | 24 | 19 | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 56K | 629 | – |
| AMERICAN ELEC PWR CO INC | COM | 15K | 168 | – |
| AMERICAN EXPRESS CO | COM | 34K | 145 | – |
| AMERICAN INTL GROUP INC | COM NEW | 817 | 11 | – |
| AMERICAN TOWER CORP NEW | COM | 14K | 71 | – |
| AMERIPRISE FINL INC | COM | 12K | 27 | – |
| AMGEN INC | COM | 547K | 2K | – |
| ANALOG DEVICES INC | COM | 457 | 2 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 1K | 56 | – |
| ANSYS INC | COM | 322 | 1 | – |
| ANTERO RESOURCES CORP | COM | 33 | 1 | – |
| ELEVANCE HEALTH INC | COM | 163K | 300 | – |
| APOLLO COML REAL EST FIN INC | COM | 1K | 119 | – |
| APPLE INC | COM | 3M | 16K | – |
| APPLIED MATLS INC | COM | 944 | 4 | – |
| ARAMARK | COM | 74 | 2 | – |
| ARBOR REALTY TRUST INC | COM | 1K | 99 | – |
| ARCH RESOURCES INC | CL A | 1K | 8 | – |
| ARCHER DANIELS MIDLAND CO | COM | 8K | 131 | – |
| ARCOSA INC | COM | 667 | 8 | – |
| ARISTA NETWORKS INC | COM | 701 | 2 | – |
| ARTISAN PARTNERS ASSET MGMT | CL A | 32K | 783 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 18K | 230 | – |
| ATLANTA BRAVES HLDGS INC | COM SER A | 41 | 1 | – |
| ATLANTA BRAVES HLDGS INC | COM SER C | 79 | 2 | – |
| ATMOS ENERGY CORP | COM | 350 | 3 | – |
| AUTODESK INC | COM | 247 | 1 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 15K | 64 | – |
| AUTOZONE INC | COM | 15K | 5 | – |
| AXOS FINANCIAL INC | COM | 3K | 50 | – |
| BP PLC | SPONSORED ADR | 7K | 192 | – |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 273 | 110 | – |
| BNY MELLON STRATEGIC MUNS IN | COM | 0 | 680 | – |
| BAKER HUGHES COMPANY | CL A | 2K | 63 | – |
| BANK AMERICA CORP | COM | 87K | 2K | – |
| BANK NEW YORK MELLON CORP | COM | 3K | 46 | – |
| BAXTER INTL INC | COM | 2K | 65 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 284K | 699 | – |
| BERRY CORP | COM | 838 | 130 | – |
| BEST BUY INC | COM | 17K | 201 | – |
| BHP GROUP LTD | SPONSORED ADS | 2K | 40 | – |
| BEYOND MEAT INC | COM | 476 | 71 | – |
| BIG LOTS INC | COM | 125 | 72 | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 2K | 27 | – |
| BIO-TECHNE CORP | COM | 143 | 2 | – |
| BLACK HILLS CORP | COM | 131K | 2K | – |
| BLACKROCK INC | COM | 3K | 4 | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 9M | 173K | – |
| BLACKROCK MUNIYIELD MICH QU | COM | 24K | 2K | – |
| BLACKSTONE INC | COM | 31K | 247 | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 30M | 640K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 0 | 729 | – |
| BOEING CO | COM | 149K | 818 | – |
| BOISE CASCADE CO DEL | COM | 19K | 161 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 8K | 50 | – |
| BROADCOM INC | COM | 215K | 134 | – |
| BROOKFIELD CORP | CL A LTD VT SH | 10K | 235 | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 135 | 4 | – |
| BYRNA TECHNOLOGIES INC | COM NEW | 2K | 200 | – |
| C3 AI INC | CL A | 7K | 228 | – |
| CBRE GROUP INC | CL A | 267 | 3 | – |
| CDW CORP | COM | 57K | 256 | – |
| CME GROUP INC | COM | 197 | 1 | – |
| CVR ENERGY INC | COM | 871 | 33 | – |
| CAMPING WORLD HLDGS INC | CL A | 536 | 30 | – |
| CARRIER GLOBAL CORPORATION | COM | 8K | 122 | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 222 | 6 | – |
| CENTENE CORP DEL | COM | 133 | 2 | – |
| CEREVEL THERAPEUTICS HLDNG I | COM | 8K | 200 | – |
| CHEMED CORP NEW | COM | 5K | 9 | – |
| CHENIERE ENERGY INC | COM NEW | 46K | 263 | – |
| CISCO SYS INC | COM | 60K | 1K | – |
| CLEARWAY ENERGY INC | CL C | 22K | 900 | – |
| COINBASE GLOBAL INC | COM CL A | 6K | 27 | – |
| COMCAST CORP NEW | CL A | 100K | 3K | – |
| CONOCOPHILLIPS | COM | 318K | 3K | – |
| CORBUS PHARMACEUTICALS HLDGS | COM NEW | 272 | 6 | – |
| CORTEVA INC | COM | 981 | 18 | – |
| COSTCO WHSL CORP NEW | COM | 564K | 664 | – |
| CROWDSTRIKE HLDGS INC | CL A | 87K | 226 | – |
| CROWN CASTLE INC | COM | 7K | 68 | – |
| D R HORTON INC | COM | 7K | 49 | – |
| DT MIDSTREAM INC | COMMON STOCK | 32K | 445 | – |
| DELL TECHNOLOGIES INC | CL C | 46K | 336 | – |
| DEVON ENERGY CORP NEW | COM | 3K | 59 | – |
| DIAGEO PLC | SPON ADR NEW | 22K | 173 | – |
| TRUMP MEDIA & TECHNOLOGY GRO | COM | 2K | 51 | – |
| DIGITALBRIDGE GROUP INC | CL A NEW | 2K | 162 | – |
| DOMINION ENERGY INC | COM | 2K | 50 | – |
| DOORDASH INC | CL A | 326 | 3 | – |
| DOUGLAS ELLIMAN INC | COM | 115 | 99 | – |
| DUKE ENERGY CORP NEW | COM NEW | 113K | 1K | – |
| DUPONT DE NEMOURS INC | COM | 2K | 26 | – |
| E L F BEAUTY INC | COM | 1K | 5 | – |
| EOG RES INC | COM | 18K | 144 | – |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 8K | 200 | – |
| EAST WEST BANCORP INC | COM | 11K | 155 | – |
| EATON VANCE CALIF MUN BD FD | COM | 48 | 5 | – |
| ENBRIDGE INC | COM | 285 | 8 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 400K | 25K | – |
| TCW ETF TRUST | COMPOUNDERS ETF | 29K | 846 | – |
| ENSIGN GROUP INC | COM | 6K | 50 | – |
| EPAM SYS INC | COM | 188 | 1 | – |
| VESTIS CORPORATION | COM SHS | 12 | 1 | – |
| EQUINIX INC | COM | 757 | 1 | – |
| ETSY INC | COM | 4K | 75 | – |
| EVERCORE INC | CLASS A | 11K | 55 | – |
| EVERGY INC | COM | 0 | 296 | – |
| EVERSOURCE ENERGY | COM | 284 | 5 | – |
| EXACT SCIENCES CORP | COM | 2K | 50 | – |
| F&G ANNUITIES & LIFE INC | COMMON STOCK | 266 | 7 | – |
| EXP WORLD HLDGS INC | COM | 23K | 2K | – |
| EXPONENT INC | COM | 95 | 1 | – |
| EXTRA SPACE STORAGE INC | COM | 155 | 1 | – |
| EXXON MOBIL CORP | COM | 220K | 2K | – |
| META PLATFORMS INC | CL A | 180K | 356 | – |
| FEDEX CORP | COM | 30K | 100 | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 8K | 162 | – |
| FIRST AMERN FINL CORP | COM | 705 | 13 | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 16K | 163 | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 17M | 202K | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 7K | 204 | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 21K | 511 | – |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 29K | 302 | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 10M | 175K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 4K | 80 | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2M | 41K | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 22K | 1K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 54K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 122K | 3K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 27K | 1K | – |
| FIVE BELOW INC | COM | 109 | 1 | – |
| FLEXSHARES TR | STOX GBL ESG SLT | 2K | 11 | – |
| FORTINET INC | COM | 7K | 120 | – |
| FORTIVE CORP | COM | 331K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 340 | 7 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 12K | 154 | – |
| GAMESTOP CORP NEW | CL A | 25 | 1 | – |
| GE VERNOVA INC | COM | 16K | 92 | – |
| GENERAL MTRS CO | COM | 445K | 10K | – |
| GSK PLC | SPONSORED ADR | 18K | 471 | – |
| GLOBAL PMTS INC | COM | 97 | 1 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 29K | 949 | – |
| GLOBAL X FDS | GLOBAL X COPPER | 6K | 136 | – |
| GOLDMAN SACHS GROUP INC | COM | 44K | 97 | – |
| PEAKSTONE REALTY TRUST | COMMON SHARES | 3K | 257 | – |
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 4K | 14 | – |
| HCA HEALTHCARE INC | COM | 321 | 1 | – |
| HP INC | COM | 11K | 300 | – |
| HANNON ARMSTRONG SUST INFR C | COM | 44K | 1K | – |
| HESS CORP | COM | 148 | 1 | – |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 1K | 127 | – |
| HILTON WORLDWIDE HLDGS INC | COM | 2K | 8 | – |
| HOST HOTELS & RESORTS INC | COM | 180 | 10 | – |
| INCYTE CORP | COM | 242 | 4 | – |
| INDEXIQ ETF TR | IQ MRGR ARB ETF | 21K | 673 | – |
| INGERSOLL RAND INC | COM | 33K | 362 | – |
| INSTEEL INDS INC | COM | 9K | 288 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 274 | 2 | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 18K | 41 | – |
| INVESCO TR INVT GRADE NEW YO | COM | 3K | 253 | – |
| INVESCO BD FD | COM | 0 | 104 | – |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 4K | 188 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 7K | 101 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 8K | 225 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 2K | 50 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL REL | 1K | 33 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 12K | 396 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL FIN | 4K | 66 | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 252K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P INTL LOW | 0 | 44 | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 10M | 420K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 16K | 241 | – |
| INVESCO CURRENCYSHARES BRIT | BRIT POUN STRL | 99K | 812 | – |
| ISHARES SILVER TR | ISHARES | 188K | 7K | – |
| ISHARES TR | US TREAS BD ETF | 35K | 2K | – |
| ISHARES TR | FLTG RATE NT ETF | 4M | 76K | – |
| ISHARES TR | MSCI USA MIN VOL | 64K | 760 | – |
| ISHARES TR | 0-5 YR TIPS ETF | 51K | 517 | – |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 16K | 571 | – |
| ISHARES TR | MSCI USA QLT FCT | 41M | 239K | – |
| ISHARES TR | MSCI USA MMENTM | 29K | 146 | – |
| ISHARES TR | CORE MSCI EAFE | 196K | 3K | – |
| ISHARES INC | CORE MSCI EMKT | 3M | 53K | – |
| ISHARES INC | MSCI EMRG CHN | 14M | 237K | – |
| ISHARES INC | ESG AWR MSCI EM | 42K | 1K | – |
| ISHARES TR | 0-5YR HI YL CP | 51K | 1K | – |
| ISHARES TR | MSCI INTL QUALTY | 13M | 345K | – |
| ISHARES TR | CORE TOTAL USD | 39K | 865 | – |
| ISHARES TR | CORE DIV GRWTH | 17K | 297 | – |
| ISHARES TR | HDG MSCI EAFE | 5M | 128K | – |
| ISHARES TR | TRS FLT RT BD | 35K | 688 | – |
| ISHARES TR | CONV BD ETF | 369K | 5K | – |
| ISHARES TR | INVESTMENT GRADE | 889K | 20K | – |
| ISHARES TR | CORE MSCI INTL | 16K | 249 | – |
| ISHARES TR | ESG AWR MSCI USA | 189K | 2K | – |
| ISHARES TR | FALN ANGLS USD | 6 | 0 | – |
| ISHARES TR | ESG AW MSCI EAFE | 64K | 811 | – |
| ISHARES TR | USD GRN BOND ETF | 22K | 465 | – |
| ISHARES TR | ESG AWR US AGRGT | 57K | 1K | – |
| ISHARES TR | ROBOTICS ARTIF | 11K | 321 | – |
| ISHARES TR | US INFRASTRUC | 2M | 55K | – |
| ISHARES BITCOIN TR | SHS | 1K | 40 | – |
| JPMORGAN CHASE & CO. | COM | 180K | 889 | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 1M | 22K | – |
| JACOBS SOLUTIONS INC | COM | 279 | 2 | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 111K | 2K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 55K | 1K | – |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 12K | 255 | – |
| KKR & CO INC | COM | 421 | 4 | – |
| KENVUE INC | COM | 327 | 18 | – |
| KEURIG DR PEPPER INC | COM | 5K | 150 | – |
| KINDER MORGAN INC DEL | COM | 13K | 640 | – |
| KRISPY KREME INC | COM | 2K | 150 | – |
| LCI INDS | COM | 8K | 74 | – |
| LI AUTO INC | SPONSORED ADS | 3K | 160 | – |
| LIGAND PHARMACEUTICALS INC | COM NEW | 3K | 33 | – |
| LITHIUM AMERICAS ARGENTINA C | COM SHS | 279 | 104 | – |
| M & T BK CORP | COM | 151 | 1 | – |
| MSCI INC | COM | 482 | 1 | – |
| MAIN STR CAP CORP | COM | 11 | 0 | – |
| MARATHON PETE CORP | COM | 344K | 2K | – |
| MARRIOTT VACATIONS WORLDWIDE | COM | 873 | 10 | – |
| MASTERCARD INCORPORATED | CL A | 31K | 70 | – |
| MEDICAL PPTYS TRUST INC | COM | 574 | 133 | – |
| MEDIFAST INC | COM | 2K | 97 | – |
| MERCADOLIBRE INC | COM | 58K | 35 | – |
| MERCK & CO INC | COM | 75K | 606 | – |
| METLIFE INC | COM | 140 | 2 | – |
| MODERNA INC | COM | 5K | 39 | – |
| MONSTER BEVERAGE CORP NEW | COM | 1K | 21 | – |
| NCR VOYIX CORPORATION | COM | 939 | 76 | – |
| NIO INC | SPON ADS | 595 | 143 | – |
| NCR ATLEOS CORPORATION | COM SHS | 1K | 38 | – |
| NAVIENT CORPORATION | COM | 4K | 305 | – |
| NETAPP INC | COM | 14K | 111 | – |
| NETFLIX INC | COM | 28K | 41 | – |
| NEWS CORP NEW | CL A | 55 | 2 | – |
| NEXTERA ENERGY INC | COM | 26K | 371 | – |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 20K | 2K | – |
| NVIDIA CORPORATION | COM | 3M | 21K | – |
| OREILLY AUTOMOTIVE INC | COM | 2K | 2 | – |
| OMNIAB INC | COM | 604 | 161 | – |
| ONE GAS INC | COM | 2K | 33 | – |
| ORACLE CORP | COM | 99K | 704 | – |
| ORIGIN MATERIALS INC | COM | 68 | 75 | – |
| ORGANON & CO | COMMON STOCK | 269 | 13 | – |
| ORION OFFICE REIT INC | COM | 236 | 66 | – |
| OVINTIV INC | COM | 234 | 5 | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 2M | 35K | – |
| PACER FDS TR | US CASH COWS 100 | 47K | 868 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 39K | 2K | – |
| PAYPAL HLDGS INC | COM | 6K | 106 | – |
| PELOTON INTERACTIVE INC | CL A COM | 13K | 4K | – |
| PERFORMANCE FOOD GROUP CO | COM | 6K | 90 | – |
| PETCO HEALTH & WELLNESS CO I | COM | 680 | 180 | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 1K | 88 | – |
| PIEDMONT LITHIUM INC | COM | 269 | 27 | – |
| PIMCO NEW YORK MUN FD II | COM | 593 | 80 | – |
| PIMCO NEW YORK MUN INCOME FD | COM | 472 | 80 | – |
| PIMCO ETF TR | INV GRD CRP BD | 0 | 3 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 2M | 18K | – |
| PINNACLE FINL PARTNERS INC | COM | 15K | 192 | – |
| PINTEREST INC | CL A | 2K | 45 | – |
| PLUG POWER INC | COM NEW | 100 | 43 | – |
| PRICE T ROWE GROUP INC | COM | 6K | 54 | – |
| PROLOGIS INC. | COM | 2K | 22 | – |
| PROSHARES TR | DJ BRKFLD GLB | 19K | 414 | – |
| PROSHARES TR II | ULTRA GOLD | 2K | 29 | – |
| PROSHARES TR | ULTRAPRO QQQ | 6K | 80 | – |
| PUBLIC STORAGE OPER CO | COM | 75K | 259 | – |
| QIWI PLC | SPON ADR REP B | 0 | 781 | – |
| QUANTUMSCAPE CORP | COM CL A | 4K | 908 | – |
| QUEST DIAGNOSTICS INC | COM | 6K | 46 | – |
| QURATE RETAIL INC | COM SER A | 30 | 47 | – |
| RBB FD INC | MOTLEY FOOL GBL | 39K | 1K | – |
| RB GLOBAL INC | COM | 6K | 85 | – |
| RAMACO RES INC | COM CL B | 1K | 113 | – |
| RAMACO RES INC | COM CL A | 8K | 639 | – |
| RTX CORPORATION | COM | 711K | 7K | – |
| READY CAPITAL CORP | COM | 873 | 107 | – |
| REDWIRE CORPORATION | COM | 717 | 100 | – |
| REGENERON PHARMACEUTICALS | COM | 5K | 5 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 5K | 354 | – |
| ROCKET COS INC | COM CL A | 3K | 200 | – |
| S&P GLOBAL INC | COM | 11K | 25 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 37K | 69 | – |
| SPDR GOLD TR | GOLD SHS | 6M | 27K | – |
| SPDR INDEX SHS FDS | PORTFLI MSCI GBL | 45K | 738 | – |
| SPDR INDEX SHS FDS | S&P EM MKT DIV | 30K | 859 | – |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 6K | 146 | – |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 26K | 925 | – |
| SPDR INDEX SHS FDS | S&P GBLINF ETF | 227 | 4 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 6K | 69 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 5K | 68 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 154K | 2K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 6M | 118K | – |
| SPDR SER TR | AEROSPACE DEF | 4M | 25K | – |
| SPDR SER TR | S&P RETAIL ETF | 16K | 208 | – |
| SPDR SER TR | S&P METALS MNG | 6K | 109 | – |
| SPDR SER TR | S&P DIVID ETF | 7K | 57 | – |
| SPDR SER TR | S&P 400 MDCP VAL | 5K | 75 | – |
| SPDR SER TR | PORTFOLIO S&P400 | 442K | 9K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 12M | 191K | – |
| SPDR SER TR | S&P BIOTECH | 33K | 357 | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 101K | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 6M | 12K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 5K | 58 | – |
| SPDR SER TR | RUSSELL LOW VOL | 3M | 24K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 5M | 129K | – |
| SALESFORCE INC | COM | 771 | 3 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 15K | 103 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 8K | 106 | – |
| SELECT SECTOR SPDR TR | ENERGY | 7M | 79K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 94K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 48K | 211 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 132K | 2K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 4K | 110 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 14K | 205 | – |
| SERVICENOW INC | COM | 5K | 6 | – |
| SERVISFIRST BANCSHARES INC | COM | 4K | 62 | – |
| SHOPIFY INC | CL A | 15K | 230 | – |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 4K | 881 | – |
| SIRIUS XM HOLDINGS INC | COM | 5K | 2K | – |
| SKYWORKS SOLUTIONS INC | COM | 3K | 26 | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 1K | 50 | – |
| SOLVENTUM CORP | COM SHS | 8K | 155 | – |
| SOUTHERN COPPER CORP | COM | 17K | 157 | – |
| SUNNOVA ENERGY INTL INC. | COM | 725 | 130 | – |
| SURO CAPITAL CORP | COM NEW | 6K | 1K | – |
| SYNCHRONY FINANCIAL | COM | 11K | 243 | – |
| TKO GROUP HOLDINGS INC | CL A | 9K | 79 | – |
| TARGET CORP | COM | 30K | 204 | – |
| TC ENERGY CORP | COM | 2K | 50 | – |
| TERADATA CORP DEL | COM | 3K | 76 | – |
| TESLA INC | COM | 357K | 2K | – |
| THE TRADE DESK INC | COM CL A | 13K | 129 | – |
| 3-D SYS CORP DEL | COM NEW | 921 | 300 | – |
| 3M CO | COM | 64K | 623 | – |
| TRAVELERS COMPANIES INC | COM | 13K | 66 | – |
| TRUIST FINL CORP | COM | 15K | 377 | – |
| UBER TECHNOLOGIES INC | COM | 18K | 246 | – |
| ULTA BEAUTY INC | COM | 41K | 106 | – |
| UNITEDHEALTH GROUP INC | COM | 118K | 231 | – |
| UNITI GROUP INC | COM | 26 | 9 | – |
| UNITY SOFTWARE INC | COM | 228 | 14 | – |
| VALERO ENERGY CORP | COM | 21K | 134 | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 76K | 872 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 5K | 20 | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 31K | 100 | – |
| VANGUARD WORLD FD | ENERGY ETF | 3M | 25K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 33K | 331 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 31K | 115 | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 35K | 149 | – |
| VANGUARD WORLD FD | INF TECH ETF | 42K | 72 | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 139 | 1 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 413 | 5 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 6K | 67 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 48K | 595 | – |
| VECTOR GROUP LTD | COM | 2K | 190 | – |
| VERALTO CORP | COM SHS | 258K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 158K | 4K | – |
| VERISK ANALYTICS INC | COM | 270 | 1 | – |
| VERTEX PHARMACEUTICALS INC | COM | 7K | 15 | – |
| VIATRIS INC | COM | 4K | 346 | – |
| VICTORY PORTFOLIOS II | VICSHS DV AC ETF | 98K | 2K | – |
| VISA INC | COM CL A | 262K | 999 | – |
| WP CAREY INC | COM | 220 | 4 | – |
| WEC ENERGY GROUP INC | COM | 18K | 230 | – |
| WASTE MGMT INC DEL | COM | 18K | 85 | – |
| WELLTOWER INC | COM | 42K | 399 | – |
| WENDYS CO | COM | 151 | 9 | – |
| WESCO INTL INC | COM | 643 | 4 | – |
| WISDOMTREE TR | EM MKTS QTLY DIV | 0 | 27 | – |
| WISDOMTREE TR | US QTLY DIV GRT | 154K | 2K | – |
| WISDOMTREE TR | ARTIFICIAL INTEL | 6K | 275 | – |
| WORKDAY INC | CL A | 224 | 1 | – |
| XPEL INC | COM | 2K | 53 | – |
| XCEL ENERGY INC | COM | 108K | 2K | – |
| XYLEM INC | COM | 136 | 1 | – |
| XPENG INC | ADS | 337 | 46 | – |
| YETI HLDGS INC | COM | 4K | 100 | – |
| YUM CHINA HLDGS INC | COM | 41K | 1K | – |
| ZIMVIE INC | COM | 110 | 6 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 7K | 62 | – |
| ZOETIS INC | CL A | 3K | 15 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 355 | 6 | – |
| AON PLC | SHS CL A | 294 | 1 | – |
| ARCH CAP GROUP LTD | ORD | 504 | 5 | – |
| ARCADIUM LITHIUM PLC | COM SHS | 161 | 48 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 25K | 81 | – |
| BROOKFIELD REINS LTD | CL A EXCH LT VTG | 1K | 31 | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 8K | 281 | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 12K | 474 | – |
| EATON CORP PLC | SHS | 83K | 265 | – |
| GOLDEN OCEAN GROUP LTD | SHS NEW | 2K | 115 | – |
| JOHNSON CTLS INTL PLC | SHS | 199 | 3 | – |
| LINDE PLC | SHS | 32K | 74 | – |
| MEDTRONIC PLC | SHS | 315 | 4 | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 8K | 400 | – |
| PENTAIR PLC | SHS | 8K | 103 | – |
| TECHNIPFMC PLC | COM | 182K | 7K | – |
| TORM PLC | SHS CL A | 1K | 32 | – |
| CHUBB LIMITED | COM | 38K | 149 | – |
| ICL GROUP LTD | SHS | 5K | 1K | – |
| ZIM INTEGRATED SHIPPING SERV | SHS | 1K | 54 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 5K | 5 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 37K | 382 | – |
| NXP SEMICONDUCTORS N V | COM | 2K | 9 | – |
| STELLANTIS N.V | SHS | 10K | 495 | – |
| COPA HOLDINGS SA | CL A | 952 | 10 | – |
| ROYAL CARIBBEAN GROUP | COM | 32K | 200 | – |
| DANAOS CORPORATION | SHS | 13K | 137 | – |
| DORIAN LPG LTD | SHS USD | 2K | 47 | – |
| GENCO SHIPPING & TRADING LTD | SHS | 1K | 68 | – |
| GRINDROD SHIPPING HOLDINGS L | SHS | 1K | 96 | – |
| KENON HLDGS LTD | SHS | 737 | 30 | – |
| KNOT OFFSHORE PARTNERS LP | COM UNITS | 2K | 192 | – |
| STAR BULK CARRIERS CORP. | SHS PAR | 3K | 112 | – |