Hedge Fund Database

LANTERN WEALTH ADVISORS, LLC

Adviser information for LANTERN WEALTH ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 11
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 174 $222.8M
Non-Discretionary 3 $5.1M
Total 177 $228.0M

Clients

Type Number RAUM
Individuals 114 $32.4M
HNW Individuals 58 $158.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.1M
Charitable organizations <5 $31.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 6.9M
Portfolio Manager to Program Sponsor
LANTERN ADVISOR SELECT PLAN - PRIVATE PORTFOLIO LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISOR SELECT PLAN - MUTUAL FUNDS, CLOSED END FUNDS, AND ETFS LANTERN WEALTH ADVISORS, LLC
LANTERN SELECT PLAN LANTERN WEALTH ADVISORS, LLC

Identifiers

SEC RIA File Number 801-79035
SEC ERA File Number 801-79035
SEC CIK Numbers 1950218
SEC CRD Numbers 147420
Legal Entity Identifier None

Principal Office

35 PINELAWN ROAD
SUITE 101E
MELVILLE
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 631-454-2000, Fax: 631-454-2011

Websites

www.lanternwa.com info@heroldlantern.com www.heroldlantern.com www.linkedin.com/company/heroldlantern/ www.facebook.com/heroldlantern/ www.twitter.com/heroldlantern

Chief Compliance Officer

DAPHNE JO STASCO
35 PINELAWN ROAD
SUITE 101E
MELVILLE
NY
United States
Tel: 631-454-2000
Fax: 631-454-2011
(Full email address available in API data)

Regulatory Contact

WENDY LANTON SHEFTEL
ASSOCIATE COMPLIANCE OFFICER
35 PINELAWN ROAD
SUITE 101E
MELVILLE
NY
United States
Tel: 631-454-2000
Fax: 631-454-2011
(Full email address available in API data)

Industry Affiliates

HEROLD & LANTERN INVESTMENTS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
HEROLD ADVISORS, INC. Other investment adviser, including financial planners
HEROLD INSURANCE AGENCY, INC. Insurance company or agency
LANTERN INSURANCE BROKERAGE, INC. Insurance company or agency
PERCHERON ASSET MANAGEMENT GROUP, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LANTON, KEITH, MICHAEL Individual – PRESIDENT 04/2008 < 5%
SHEFTEL, WENDY, DIANE Individual – ASSOCIATE COMPLIANCE OFFICER 01/2015 < 5%
STASCO, DAPHNE JO Individual – CHIEF COMPLIANCE OFFICER 01/2015 < 5%
MARKPET, LLC Domestic Entity – MEMBER 01/2017 10-25%
EISENBERG, MARK, M Individual MARKPET, LLC MEMBER 11/2012 > 75%
HEROLD, LAWRENCE, STEPHEN Individual PERCHERON ASSET MANAGEMENT GROUP, INC. OWNER 11/2020 25-50%
PERCHERON ASSET MANAGEMENT GROUP, INC. Domestic Entity – MEMBER 11/2020 > 75%
LANTON, KEITH, MICHAEL Individual PERCHERON ASSET MANAGEMENT GROUP, INC. OWNER 11/2020 25-50%
SHEFTEL, WENDY, DIANE Individual PERCHERON ASSET MANAGEMENT GROUP, INC. OWNER 11/2020 25-50%

No. Employees, Historic

20100201920202021202220232024202510 on 4/3/201910 on 6/21/201913 on 3/25/202013 on 6/26/202013 on 12/1/202013 on 12/1/202013 on 3/31/202110 on 3/31/202210 on 10/4/202214 on 3/30/202314 on 3/29/2024

RAUM, Historic

300M150M0201920202021202220232024202594913293 on 4/3/201994913293 on 6/21/2019117558216 on 3/25/2020117558216 on 6/26/2020117558216 on 12/1/2020117558216 on 12/1/2020151203908 on 3/31/2021166171796 on 3/31/2022166171796 on 10/4/2022174623891 on 3/30/2023227962725 on 3/29/2024

No. Clients, Historic

2001000201920202021202220232024202577 on 4/3/201977 on 6/21/201988 on 3/25/202088 on 6/26/202088 on 12/1/202088 on 12/1/2020119 on 3/31/2021147 on 3/31/2022147 on 10/4/2022195 on 3/30/2023177 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 510K 5K –
ABBVIE INC COM 2M 13K –
ABCELLERA BIOLOGICS INC COM 69K 23K –
ABRDN ASIA PACIFIC INCOME FU COM 37K 14K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 4K –
AIM ETF PRODUCTS TRUST US LRGCP B20 FEB 499K 17K –
AIR PRODS & CHEMS INC COM 310K 1K –
ALPHABET INC CAP STK CL C 2M 8K –
ALPHABET INC CAP STK CL A 3M 16K –
AMAZON COM INC COM 3M 18K –
AMERICAN CENTY ETF TR US EQT ETF 9M 94K –
AMERICAN CENTY ETF TR US SML CP VALU 4M 47K –
AMERICAN TOWER CORP NEW COM 214K 1K –
AMERICAN WTR WKS CO INC NEW COM 504K 4K –
APPLE INC COM 8M 39K –
BANK AMERICA CORP COM 967K 24K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BLACKROCK ETF TRUST US EQT FACTOR 763K 16K –
BLACKSTONE INC COM 5M 37K –
BRISTOL-MYERS SQUIBB CO COM 560K 13K –
BROADCOM INC COM 1M 722 –
CAMBER ENERGY INC COM 6K 50K –
CATERPILLAR INC COM 1M 4K –
CHEVRON CORP NEW COM 848K 5K –
CISCO SYS INC COM 362K 12K –
CLOROX CO DEL COM 293K 2K –
COMCAST CORP NEW CL A 1M 35K –
CROWDSTRIKE HLDGS INC CL A 663K 2K –
CVS HEALTH CORP COM 603K 10K –
DEXCOM INC COM 488K 4K –
DIAGEO PLC SPON ADR NEW 277K 2K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 3M 122K –
DISNEY WALT CO COM 704K 5K –
DOMINION ENERGY INC COM 265K 5K –
DUKE ENERGY CORP NEW COM NEW 463K 5K –
EATON CORP PLC SHS 1M 4K –
ELEVANCE HEALTH INC COM 542K 1K –
ENBRIDGE INC COM 416K 12K –
ENTERPRISE PRODS PARTNERS L COM 306K 11K –
EXXON MOBIL CORP COM 572K 5K –
GOLDMAN SACHS ETF TR MARKETBETA US EQ 563K 8K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 868K 4K –
IDEXX LABS INC COM 268K 550 –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 282K 5K –
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 179K 10K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 7M 41K –
INVESCO QQQ TR UNIT SER 1 294K 614 –
ISHARES INC MSCI EMRG CHN 248K 4K –
ISHARES INC CORE MSCI EMKT 534K 10K –
ISHARES TR S&P 100 ETF 381K 1K –
ISHARES TR HDG MSCI EAFE 241K 7K –
ISHARES TR MSCI INTL QUALTY 3M 65K –
ISHARES TR S&P 500 GRWT ETF 623K 7K –
ISHARES TR CORE S&P SCP ETF 231K 2K –
ISHARES TR CORE TOTAL USD 209K 5K –
ISHARES TR 20 YR TR BD ETF 431K 5K –
ISHARES TR CORE DIV GRWTH 3M 56K –
ISHARES TR CORE US AGGBD ET 235K 2K –
ISHARES TR IBOXX INV CP ETF 3M 30K –
ISHARES TR MSCI USA QLT FCT 706K 4K –
ISHARES TR EAFE VALUE ETF 244K 5K –
ISHARES TR EAFE GRWTH ETF 281K 3K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR U.S. TECH ETF 492K 3K –
JOHNSON & JOHNSON COM 797K 5K –
JPMORGAN CHASE & CO. COM 3M 14K –
KINDER MORGAN INC DEL COM 1M 59K –
L3HARRIS TECHNOLOGIES INC COM 1M 5K –
LULULEMON ATHLETICA INC COM 242K 810 –
MASTERCARD INCORPORATED CL A 2M 4K –
MEDTRONIC PLC SHS 861K 11K –
MERCK & CO INC COM 253K 2K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 3M 6K –
MIMEDX GROUP INC COM 108K 16K –
NETFLIX INC COM 560K 830 –
NEXTERA ENERGY INC COM 1M 21K –
NIKE INC CL B 253K 12K –
NORDSTROM INC COM 541K 26K –
NORFOLK SOUTHN CORP COM 467K 2K –
NOVARTIS AG SPONSORED ADR 767K 7K –
NVIDIA CORPORATION COM 2M 12K –
PFIZER INC COM 362K 13K –
PHILLIPS 66 COM 297K 2K –
PIMCO ETF TR ACTIVE BD ETF 225K 2K –
PIMCO ETF TR ENHAN SHRT MA AC 406K 4K –
PIMCO ETF TR 1-5 US TIP IDX 1M 24K –
PRUDENTIAL FINL INC COM 1M 10K –
QUALCOMM INC COM 206K 1K –
ROYAL CARIBBEAN GROUP COM 215K 1K –
SCHWAB CHARLES CORP COM 3M 44K –
SCHWAB STRATEGIC TR INTL EQTY ETF 240K 6K –
SCHWAB STRATEGIC TR US LCAP GR ETF 506K 5K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 434K 6K –
SCHWAB STRATEGIC TR SHT TM US TRES 2M 69K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 436K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K –
SELECT SECTOR SPDR TR ENERGY 447K 5K –
SERVICENOW INC COM 236K 300 –
SHOPIFY INC CL A 393K 6K –
SIMON PPTY GROUP INC NEW COM 436K 3K –
SPDR GOLD TR GOLD SHS 204K 950 –
SPDR INDEX SHS FDS MSCI ACWI EXUS 291K 10K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 255K 476 –
SPDR SER TR PRTFLO S&P500 VL 354K 7K –
SPDR SER TR PORTFLI HIGH YLD 1M 60K –
SPDR SER TR PORTFOLIO S&P500 230K 4K –
STARBUCKS CORP COM 926K 12K –
STARWOOD PPTY TR INC COM 207K 11K –
SUN CMNTYS INC COM 337K 3K –
TESLA INC COM 250K 1K –
TEXAS INSTRS INC COM 603K 3K –
TJX COS INC NEW COM 985K 9K –
TOTALENERGIES SE SPONSORED ADS 220K 3K –
TRUIST FINL CORP COM 226K 6K –
VANECK ETF TRUST SEMICONDUCTR ETF 276K 1K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 4M 54K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VANGUARD INDEX FDS REAL ESTATE ETF 577K 7K –
VANGUARD INDEX FDS EXTEND MKT ETF 235K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 236K 473 –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 572K 5K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 331K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 928K 5K –
VERIZON COMMUNICATIONS INC COM 246K 12K –
VERTEX PHARMACEUTICALS INC COM 422K 900 –
WALMART INC COM 238K 4K –