WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
Adviser information for WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,076 | $498.2M |
| Non-Discretionary | 32 | $12.9M |
| Total | 1,108 | $511.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 211 | $135.2M |
| HNW Individuals | 115 | $375.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 15 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
5 DUTTON LANEBEDFORD
MA
United States
BY APPOINTMENT ONLY, 9:00 AM - 5:00 PM
Tel: 508-471-4431, Fax: None
Chief Compliance Officer
KATHLEEN QUINTERO
CHIEF COMPLIANCE OFFICER
1282 PADDINGTON ROAD
MAHWAH
NJ
United States
Tel:
201-394-9067
K********@*******************M
(Full email address available in API data)
Regulatory Contact
JONATHAN LACHOWITZ
OWNER
5 DUTTON LANE
BEDFORD
MA
United States
Tel:
508-471-4431
L********@*******************M
(Full email address available in API data)
Industry Affiliates
| WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LACHOWITZ, JONATHAN, OWEN | Individual | – | OWNER/CHIEF EXECUTIVE OFFICER | 01/2011 | > 75% |
| QUINTERO, KATHLEEN, MULLIN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFFIRM HLDGS INC | COM CL A | 416K | 14K | – |
| ALPHABET INC | CAP STK CL A | 2M | 9K | – |
| ALPHABET INC | CAP STK CL C | 471K | 3K | – |
| AMAZON COM INC | COM | 3M | 17K | – |
| AMGEN INC | COM | 1M | 3K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 198K | 10K | – |
| APPLE INC | COM | 7M | 34K | – |
| ARISTA NETWORKS INC | COM | 526K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 358K | 350 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BROADCOM INC | COM | 376K | 234 | – |
| CATERPILLAR INC | COM | 856K | 3K | – |
| CISCO SYS INC | COM | 304K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 417K | 4K | – |
| EDWARDS LIFESCIENCES CORP | COM | 752K | 8K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 900K | 41K | – |
| EXXON MOBIL CORP | COM | 345K | 3K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 213K | 2K | – |
| HONEYWELL INTL INC | COM | 275K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 217K | 487 | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 10K | – |
| ISHARES GOLD TR | ISHARES NEW | 11M | 252K | – |
| ISHARES INC | ESG AWR MSCI EM | 742K | 22K | – |
| ISHARES TR | BLACKROCK ULTRA | 354K | 7K | – |
| ISHARES TR | COHEN STEER REIT | 1M | 22K | – |
| ISHARES TR | CORE MSCI TOTAL | 13M | 189K | – |
| ISHARES TR | CORE S&P SCP ETF | 716K | 7K | – |
| ISHARES TR | CORE S&P US GWT | 2M | 13K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | CORE TOTAL USD | 4M | 87K | – |
| ISHARES TR | CORE US AGGBD ET | 236K | 2K | – |
| ISHARES TR | EAFE GRWTH ETF | 222K | 2K | – |
| ISHARES TR | ESG AW MSCI EAFE | 1M | 19K | – |
| ISHARES TR | ESG AWR MSCI USA | 2M | 17K | – |
| ISHARES TR | EXPND TEC SC ETF | 7M | 78K | – |
| ISHARES TR | GL CLEAN ENE ETF | 376K | 28K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 2M | 21K | – |
| ISHARES TR | ISHARES BIOTECH | 2M | 13K | – |
| ISHARES TR | ISHARES SEMICDTR | 416K | 2K | – |
| ISHARES TR | ISHS 1-5YR INVS | 923K | 18K | – |
| ISHARES TR | JPMORGAN USD EMG | 615K | 7K | – |
| ISHARES TR | MSCI KLD400 SOC | 2M | 15K | – |
| ISHARES TR | MSCI USA ESG SLC | 354K | 3K | – |
| ISHARES TR | MSCI USA MMENTM | 614K | 3K | – |
| ISHARES TR | MSCI USA QLT FCT | 574K | 3K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 20K | – |
| ISHARES TR | RUS 1000 GRW ETF | 10M | 28K | – |
| ISHARES TR | RUS MD CP GR ETF | 393K | 4K | – |
| ISHARES TR | S&P SML 600 GWT | 2M | 14K | – |
| ISHARES TR | SELECT DIVID ETF | 8M | 67K | – |
| ISHARES TR | SHORT TREAS BD | 22M | 201K | – |
| ISHARES TR | SHRT NAT MUN ETF | 993K | 10K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JPMORGAN CHASE & CO. | COM | 361K | 2K | – |
| LOCKHEED MARTIN CORP | COM | 234K | 500 | – |
| MEDTRONIC PLC | SHS | 214K | 3K | – |
| MERCK & CO INC | COM | 555K | 4K | – |
| MICROSOFT CORP | COM | 3M | 6K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 541K | 7K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 507K | 13K | – |
| PALO ALTO NETWORKS INC | COM | 224K | 660 | – |
| PEPSICO INC | COM | 385K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 709K | 7K | – |
| PROCTER AND GAMBLE CO | COM | 665K | 4K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 257K | 7K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 235K | 7K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 263K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 42K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 368K | 4K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 2M | 40K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 270K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 475K | 2K | – |
| SOUTHERN CO | COM | 1M | 14K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 270K | 3K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 229K | 9K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 450K | 13K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 3M | 46K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 2M | 22K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 9M | 116K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 16M | 226K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 346K | 7K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 88M | 235K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 491K | 2K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 3M | 12K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 3M | 19K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 4M | 16K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 4M | 53K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 16K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 6M | 32K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 5M | 25K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 10K | – |
| VANGUARD INDEX FDS | VALUE ETF | 16M | 98K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 21K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 54K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 839K | 13K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 435K | 6K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 5M | 100K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 32K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 15M | 188K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 6M | 85K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 4M | 68K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 24M | 311K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 369K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 10M | 56K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 31M | 515K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 28K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 684K | 11K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 49M | 417K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 1M | 11K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1M | 5K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 4M | 76K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 4M | 40K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 415K | 4K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 7M | 28K | – |
| VANGUARD WORLD FD | INF TECH ETF | 23M | 40K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 1M | 3K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 429K | 3K | – |
| WALMART INC | COM | 1M | 20K | – |